Current through December 10, 2024
Rule 1-14-1-4.01 - Notice FilersA. Notice Filings for Federal Covered Securities Under Section 18(b)(2) 1.Initial. Filers shall submit to the Division a nonrefundable initial filing fee of One Thousand Dollars ($1,000.00).2.Renewal. Filers shall submit to the Division a nonrefundable renewal filing fee of Three Hundred Dollars ($300.00) annually.3.Termination. Filers shall submit to the Division a nonrefundable termination filing fee of Fifty Dollars ($50.00).B. Notice Filings for Federal Covered Securities 1.Initial. Filers shall submit to the Division a nonrefundable filing fee of Three Hundred Dollars ($300.00).2.Late. If the filing fee is not submitted to the Division on or before the date prescribed by the Rules, the Division may impose a late filing fee of one percent (1%) of the amount sold in this state up to a maximum penalty of Five Thousand Dollars ($5,000.00).3.Renewal. Filers shall submit to the Division a nonrefundable filing fee of Three Hundred Dollars ($300.00) annually.4.Termination. Filers shall submit to the Division a nonrefundable termination filing fee of Fifty Dollars ($50.00).1 Miss. Code. R. 14-1-4.01
Miss. Code Ann. §§ 75-71-310, -605 (2020).