Iowa Admin. Code r. 193E-18.4

Current through Register Vol. 47, No. 11, December 11, 2024

Rule 193E-18.4 - Sources of information

Without limitation, the following nonexclusive list of information sources may form the basis for the initiation of a disciplinary investigation or proceeding:

1. News articles or other media sources.

2. Reports filed with the commission by the commissioner of insurance pursuant to Iowa Code section 272C.4(9).

3. Complaints filed with the commission by any member of the public.

4. License applications or other documents submitted to the commission.

5. Reports to the commission from any regulatory or law enforcement agency from any jurisdiction.

6. Commission audits of licensee compliance, such as those involving continuing education, trust accounts, or errors and omissions insurance.

Iowa Admin. Code r. 193E-18.4

Adopted by IAB April 17, 2024/Volume XLVI, Number 21, effective 5/22/2024