Summary
holding county service superintendent and assistant county service superintendent were unclassified because of duties to purchase supplies under blanket orders and supervise subordinates
Summary of this case from Rossington v. Bucyrus Civ. Serv. Comm.Opinion
Nos. 79-798 and 79-799
Decided July 2, 1980.
Public employees — Removal — Not in classified service, when — R.C. 124.11(A)(9), construed.
APPEALS from the Court of Appeals for Geauga County.
Richard L. Rarick was appointed Building Service Superintendent of Geauga County in 1963. His wife, Erma M. Rarick, was appointed Assistant Building Service Superintendent in 1965.
In a letter dated January 5, 1977, the Board of Geauga County Commissioners notified the Department of Administrative Services that they were designating a number of positions, including the ones occupied by the Raricks, as unclassified pursuant to R.C. 124.11(A)(9). The department approved of the designations. It is unclear whether these positions had been considered at one time to be in the classified service. It does not appear that the Raricks were ever appointed on the basis of the results of competitive examinations.
In July 1977, the Raricks were terminated from their employment. No reason for the terminations was given; the procedures required in R.C. Chapter 124 to terminate employees in the classified service were not used.
The Raricks appealed their terminations to the State Personnel Board of Review, and hearing was held on August 19, 1977. At the hearing it was established (1) that the superintendent made recommendations regarding the hiring and firing of employees, which the county commissioners always followed; (2) that he purchased supplies on blanket purchase orders; (3) that he had contracted snow removal duties to himself and others subject to approval by the commissioners; (4) that the Raricks owned their own cleaning equipment which they acquired from a monthly allowance given them by the commissioners; (5) that, in addition to doing maintenance work themselves, the Raricks supervised others in such work; and (6) that the assistant filled the superintendent's position during his absence.
The hearing examiner determined that these duties placed the Raricks in both a fiduciary and administrative relationship with the county commissioners and, as a consequence, he recommended that their appeals be dismissed because the board does not have jurisdiction over appeals of removals from positions in the unclassified service. The board disaffirmed the report and ordered that the Raricks be reinstated.
The commissioners appealed to the Court of Common Pleas of Geauga County which held that the Raricks' assigned and actual duties placed them in an administrative and fiduciary relationship with the commissioners. Consequently, the court held that the order of the board was not supported by reliable, probative and substantial evidence and that the board lacked subject matter jurisdiction over the appeal.
On separate appeal by the Raricks, the Court of Appeals reversed in each case, finding that, although the positions held by the Raricks are positions of trust, they did not involve the special confidence and trust necessary to place their positions in a fiduciary or administrative relationship with the appointing authority.
The causes are now before this court upon allowances of motions to certify the record.
Messrs. Lucas, Prendergast, Albright, Gibson, Newman Gee and Mr. Robert J. Walter, for appellees.
Mr. John F. Norton, prosecuting attorney, and Mr. Richard J. Makowski, for appellant.
Appellant argues initially that, because the Raricks have been designated as unclassified, the State Personnel Board of Review did not have jurisdiction over appeals from their terminations. However, as this court stated in Yarosh v. Becane (1980), 63 Ohio St.2d 5, in paragraph two of the syllabus:
"The State Personnel Board of Review has jurisdiction over appeals from removals of public employees if it determines that such employees are in the classified service, regardless of how they have been designated by their appointing authorities."
As a consequence of this holding, which applies with equal force to the case at bar, the sole question before this court is whether the positions of Building Service Superintendent and Assistant Building Service Superintendent in Geauga County are in the classified service. If so, the State Personnel Board of Review had jurisdiction over the appeals.
Appellees have not claimed that the procedure by which their positions were designated, after many years of service, to be in the unclassified service was in any way contrary to the civil service statutes or to the Due Process Clause. Neither have they claimed the terminations to be unconstitutional. See Branti v. Finkel (March 31, 1980), 48 U.S.L.W. 4331. As a consequence, the sole issue before this court is whether the duties assigned and performed by the Raricks for the commissioners who terminated their employment placed them within R.C. 124.11(A)(9).
R.C. 124.11(A)(9) places in the unclassified service:
"The deputies and assistants of elective or principal executive officers authorized to act for and in the place of their principals, or holding a fiduciary relation to such principals and those persons employed by and directly responsible to elected county officials and holding a fiduciary or administrative relationship to such elected county officials, and the employees of such county officials whose fitness would be impracticable to determine by competitive examination***."
It is clear that the Raricks are directly responsible to the county commissioners. The issue is whether they are in a fiduciary or administrative relationship with the commissioners.
In order to determine whether a person is in an administrative or fiduciary position with an appointing authority, all duties, both assigned and performed, respecting the position must be evaluated. In re Termination of Employment (1974), 40 Ohio St.2d 107.
In Yarosh, supra, we defined the terms fiduciary and administrative in their context within the constitutionally mandated civil service system. Section 10, Article XV of the Ohio Constitution requires that all public positions be filled on the basis of competitive testing as far as practicable. We construed the terms fiduciary and administrative as attempts to define positions where testing is not practicable. We held that positions qualify as being in administrative or fiduciary relationships with their appointing authorities if they are positions requiring personal qualities of a highly subjective nature. In such positions test results cannot be expected to provide a proper basis for appointment.
Under Yarosh and In re Termination, a position is in a fiduciary relationship with the appointing authority when the authority cannot be expected to delegate the duties of that position to the average employee possessing any required technical knowledge and a knowledge of what is expected of him. A position is in an administrative relationship with the appointing authority when the authority must rely on the personal judgment and leadership abilities of the employee occupying that position.
Duties which are closely supervised by the appointing authority do not place a position in a fiduciary or administrative relationship with the authority; no special confidence and trust in an employee's abilities and integrity is involved. In the case at bar, Rarick's contracting out for snow removal services, even to themselves, did not place them in either a fiduciary or administrative relationship with the commissioners. Similarly, the fact that Rarick's recommendations on hiring or firing were always adopted did not place him in an administrative or fiduciary position with the commissioners. The commissioners are expected to exercise independent judgment in making such determinations. They are expected to inquire into the underlying rationale for the recommendation and they can choose not to follow it. The determination belongs to the commissioners and there is no true delegation of authority requiring personal, highly subjective qualities.
It is not contended that there is any basis for distinguishing the assistant's position from the superintendent's. Thus, we treat the positions as essentially having the same duties and the superintendent's duties control our disposition on the issue of whether both positions are unclassified.
It was shown that the Raricks had access to all the rooms in the county buildings. Appellant asserts that this access placed the Raricks in a fiduciary role. However, other maintenance personnel had keys as well. Clearly, the commissioners thought that all cleaning help could be expected to handle this responsibility. This responsibility, which clearly is not supervisory, and thus not administrative, is not fiduciary in nature either.
However, the positions which the Raricks occupied involved two duties, assigned and performed, which did place them in the unclassified service. These are the duty to purchase supplies through blanket purchase orders and the duty to supervise and arrange for the work of the building staff.
The Raricks were directly entrusted by the county commissioners with the duty of supervising the work of the building maintenance staff, and with arranging that the work was timely and diligently done. In entrusting the work to the Raricks, the county commissioners were delegating a duty it was their responsibility to see was properly done, and in so doing, the commissioners had to rely on the Raricks' personal judgment and supervisory abilities.
In addition, the commissioners delegated substantial purchasing duties to the Raricks. The blanket purchase orders allowed the Raricks to purchase needed supplies wherever they chose; they merely gave the order number to the seller. A purchase order was limited to $300; but when this limit was met, the clerk of the county commissioners routinely issued another purchase order upon the Raricks' request. It was as if the Raricks were given $300 and forced to account for it after it was spent. The accounting was automatic, for the bills for the purchases were sent to the commissioners who then paid for the goods. Trust in the Raricks' honesty and judgment was required.
It may be possible that assignment of such a duty, if designed as a subterfuge to making a position unclasified, would not be sufficient to so designate a position; however, appellees make no such contention in the case at bar.
Both the purchasing of supplies and the supervising of the building staff were primary duties of the positions held by the Raricks, and these duties placed the positions of Building Service Superintendent and Assistant Building Service Superintendent of Geauga County in an administrative and fiduciary relationship with the county commissioners.
Accordingly, the judgments of the Court of Appeals are reversed.
Judgments reversed.
CELEBREZZE, C.J., HERBERT, W. BROWN, P. BROWN, SWEENEY, LOCHER and HOLMES, JJ., concur.