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finding that a the 16-year-old defendant's 50-year sentence was not a de facto life sentence unconstitutional under Miller
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No. 1–14–3025.
09-30-2016
Michael J. Pelletier, Patricia Mysza, and Sharon Goott Nissim, of State Appellate Defender's Office, of Chicago, for appellant. Anita M. Alvarez, State's Attorney, of Chicago (Alan J. Spellberg, Mary P. Needham, and Margaret G. Lustig, Assistant State's Attorneys, of counsel), for the People.
Michael J. Pelletier, Patricia Mysza, and Sharon Goott Nissim, of State Appellate Defender's Office, of Chicago, for appellant.
Anita M. Alvarez, State's Attorney, of Chicago (Alan J. Spellberg, Mary P. Needham, and Margaret G. Lustig, Assistant State's Attorneys, of counsel), for the People.
OPINION
Presiding Justice GORDON delivered the judgment of the court, with opinion.¶ 1 After a jury trial, defendant Darron Jackson, age 16 at the time of the offense, was convicted as an adult of the first degree murder of Kenneth Porter and of personally discharging a firearm that caused another's death. He was subsequently sentenced to 50 years in the Illinois Department of Corrections (IDOC).
¶ 2 After his conviction was affirmed and his first postconviction petition was dismissed as frivolous and patently without merit, defendant filed a motion for leave to file a successive postconviction petition, arguing: (1) that a 50–year sentence for a minor violates the eighth amendment's prohibition against cruel and unusual punishment (U.S. Const. amend. VIII ), pursuant to recent decisions concerning minors by the United States Supreme Court, such as Miller v. Alabama, 567 U.S. ––––, 132 S.Ct. 2455, 183 L.Ed.2d 407 (2012) ; and (2) that the automatic transfer provision of Illinois' Juvenile Court Act of 1987 (705 ILCS 405/5–130 (West 2002) ) violates due process, the proportionate penalties clause
The eighth amendment applies to the states through the fourteenth amendment. Kennedy v. Louisiana, 554 U.S. 407, 419, 128 S.Ct. 2641, 171 L.Ed.2d 525 (2008). The Illinois Supreme Court has held that "the Illinois proportionate penalties clause is coextensive with the eighth amendment's cruel and unusual punishment clause." People v. Patterson, 2014 IL 115102, ¶ 106, 388 Ill.Dec. 834, 25 N.E.3d 526.
of the Illinois Constitution (Ill. Const. 1970, art. I, § 11 ), and the eighth amendment (U.S. Const. amend. VIII ).
Although section 11 does not contain the phrase "proportionate penalties," it is commonly referred to in our case law as "the proportionate penalties clause of the Illinois Constitution of 1970 (Ill. Const. 1970, art. I, § 11 )." People v. Ligon, 2016 IL 118023, ¶ 1, 400 Ill.Dec. 367, 48 N.E.3d 654. Section 11 states, in relevant part, that "[a]ll penalties shall be determined both according to the seriousness of the offense and with the objective of restoring the offender to useful citizenship." Ill. Const. 1970, art. I, § 11.
¶ 3 The trial court denied defendant leave to appeal, and it is this order which is at issue before us. For the following reasons, we affirm.
¶ 4 BACKGROUND
¶ 5 The State's evidence at trial showed that, on September 10, 2003, at 10:30 a.m., defendant shot and killed Kenneth Porter as Porter was standing in the middle of an intersection at Madison Street and Fourth Avenue, in Maywood, Illinois. There are no issues raised on this appeal concerning the evidence at trial. This court has already discussed the evidence at trial in both our Rule 23 orders affirming his conviction on appeal (People v. Jackson, No. 1–04–3656, 371 Ill.App.3d 1203, 344 Ill.Dec. 470, 936 N.E.2d 1227 (2007) (unpublished order pursuant to Supreme Court Rule 23 )) and affirming the dismissal of his first postconviction petition (People v. Jackson, No. 1–08–1546, 391 Ill.App.3d 1118, 367 Ill.Dec. 838, 982 N.E.2d 988 (2009) (unpublished order pursuant to Supreme Court Rule 23 )). We incorporate these orders by reference, and we will not repeat here our prior discussion of the evidence at trial. The issues raised on appeal are purely legal issues concerning defendant's sentencing.
¶ 6 After a jury trial, defendant was convicted on September 2, 2004, of first degree murder. The State proceeded on a single charge of enhanced first degree murder which meant that they had to find, beyond a reasonable doubt, that defendant, while armed with a firearm, personally discharged that firearm that proximately caused the death of the victim. The jury was so instructed accordingly and returned a verdict of guilty, and defendant was sentenced by the trial court on September 28, 2004, to 60 years with IDOC.
¶ 7 At the sentencing hearing on September 28, the assistant State's Attorney (ASA) observed that defendant was subject to a mandatory firearm enhancement, which provided that "25 years or up to a term of natural life shall be added to the term of imprisonment imposed by the court." As a result, the minimum possible sentence was 45 years, and the maximum was natural life. The ASA asked for natural life. The trial court imposed a sentence of 60 years which the trial court noted would be served at 100% of the time.
The firearm enhancement provision, which applied to defendant's sentence, stated in relevant part that "if, during the commission of the offense, the person personally discharged a firearm that proximately caused * * * death to another person, 25 years or up to a term of natural life shall be added to the term of imprisonment imposed by the court." (Emphasis added.) 730 ILCS 5/5–8–1(a)(1)(d)(iii) (West 2002). However, the law was changed this year so that the enhancement is no longer mandatory for individuals under age 18, such as defendant. Pub. Act 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(b)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same).
The truth in sentencing statute, which applied to defendant's sentence, provided in relevant part that "a prisoner who is serving a term of imprisonment for first degree murder * * * shall receive no good conduct credit and shall serve the entire sentence imposed by the court." (Emphasis added.) 730 ILCS 5/3–6–3(a)(2)(i) (West 2002). The quoted section reads exactly the same today, substituting only the word "sentence" for the words "good conduct." See Pub. Act 99–642, § 560 (eff. July 28, 2016) (amending 730 ILCS 5/3–6–3 ).
¶ 8 On appeal, this court affirmed defendant's conviction but reduced his sentence from 60 to 50 years.
Jackson, No. 1–04–3656 (2007) (unpublished order pursuant to Supreme Court Rule 23 ). A year after his direct appeal, defendant retained counsel, who filed a postconviction petition on March 24, 2008, and a further amended petition on April 11, 2008. On May 23, 2008, the trial court dismissed the amended postconviction petition at the first stage as frivolous and patently without merit, and this court affirmed the dismissal on appeal. Jackson, No. 1–08–1546 (2009) (unpublished order pursuant to Supreme Court Rule 23 ).
In the March 24, 2008, petition, counsel stated that he was retained less than one month before.
¶ 9 On May 15, 2014, defendant filed a pro se motion for leave to file his first successive postconviction petition, arguing that, since his claims were based on recent changes in the law announced in Miller, 567 U.S. ––––, 132 S.Ct. 2455, and related cases, he could not have raised these claims in his direct appeal or in his original postconviction petition which was filed in 2008.
¶ 10 In his pro se motion and accompanying petition, defendant argued, first, that his 50–year sentence was a de facto life sentence, because the sentence exceeded his life expectancy. He argued that his sentence, which included no eligibility for parole, was, in effect, a life sentence without parole and thus a violation of the eighth amendment's prohibition of cruel and unusual punishment, as that term has been recently interpreted by the United States Supreme Court in Miller, 567 U.S. ––––, 132 S.Ct. at 2460 ("mandatory life without parole for those under the age 18 at the time of their crimes violates the Eighth Amendment's prohibition on ‘cruel and unusual punishment’ "). Defendant argued that, if mandatory life without parole for a juvenile does not serve any "penological" goals then neither does a de facto life sentence without parole. Miller, 567 U.S. ––––, 132 S.Ct. at 2465 ("the distinctive attributes of youth diminish the penological justifications for imposing the harshest sentences on juvenile offenders, even when they commit terrible crimes").
In his petition, defendant argued that, based on statistics from the Center for Disease Control and Prevention, his life expectancy was 60 to 63.8 years. In his brief to this court, he stated: "The actual life expectancy for somebody born in 1987 is 64.7 years, not 60 to 63.8 years, as Jackson wrote in his petition." Although this has no effect on today's decision, this court visited the website for the Center for Disease Control and Prevention, which contained an "expectation of life" table for the year 2011. A person born in 1987 would be 24 in the year 2011. According to the table which was divided into five-year increments, a black man, age 25 in 2011, could expect to live another 49 years, for a total life expectancy of 74 years. Centers for Disease Control and Prevention, National Vital Statistics Reports, Vol. 64, No. 11, at 3 (Sept. 22, 2015), available at http://www.cdc.gov/nchs/data/nvsr/nvsr64_11.pdf. Seventy-four years would be 8 years after defendant's expected release age of 66 years old.
¶ 11 Defendant argued, second, that the automatic transfer provision of the Illinois Juvenile Court Act violates federal and state due process, the eighth amendment and the proportionality clause of the Illinois Constitution, particularly when combined with the firearm enhancement (730 ILCS 5/5–8–1(a)(1)(d)(iii) (West 2002))
See footnote 3 for a description of the firearm enhancement provision, which applied to defendant's sentence (730 ILCS 5/5–8–1(a)(1)(d)(iii) (West 2002)) and subsequent changes. Pub. Act 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(b)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same).
and the truth in sentencing statutes (730 ILCS 5/3–6–3(a)(2)(i) (West 2002)).
See footnote 4 for a description of the truth in sentencing statute. 730 ILCS 5/3–6–3(a)(2)(i) (West 2002).
¶ 12 On August 29, 2014, the trial court denied defendant leave to file a successive postconviction petition; and on October 23, 2014, this court allowed defendant's late notice of appeal.
¶ 13 ANALYSIS
¶ 14 On this appeal, defendant claims that the trial court erred in denying his motion for leave to file his first successive postconviction petition, because recent changes in the law prevented him from filing his claims earlier. For the following reasons, we affirm.
¶ 15 I. Stages of a Postconviction Petition
¶ 16 Although the issue before us is the very preliminary question of whether defendant's petition can even be filed, we provide here a summary of the stages to show how the subsequent process sheds light on this preliminary step.
¶ 17 The Post–Conviction Hearing Act (Act) (725 ILCS 5/122–1 et seq. (West 2014)) provides a statutory remedy for criminal defendants who claim their constitutional rights were violated at trial. People v. Edwards, 2012 IL 111711, ¶ 21, 360 Ill.Dec. 784, 969 N.E.2d 829. The Act is not intended to be a substitute for an appeal; instead, it is a collateral proceeding which attacks a final judgment. Edwards, 2012 IL 111711, ¶ 21, 360 Ill.Dec. 784, 969 N.E.2d 829.
¶ 18 The Act provides for three stages of review by the trial court. People v. Domagala, 2013 IL 113688, ¶ 32, 370 Ill.Dec. 1, 987 N.E.2d 767. At the first stage, the trial court may summarily dismiss a petition that is frivolous or patently without merit. 725 ILCS 5/122–2.1(a)(2) (West 2014); Domagala, 2013 IL 113688, ¶ 32, 370 Ill.Dec. 1, 987 N.E.2d 767.
¶ 19 However, for a successive petition to even be filed, the trial court must first determine whether the petition (1) states a colorable claim of actual innocence (Edwards, 2012 IL 111711, ¶ 28, 360 Ill.Dec. 784, 969 N.E.2d 829 ) or (2) establishes cause and prejudice (People v. Smith, 2014 IL 115946, ¶ 35, 387 Ill.Dec. 1, 21 N.E.3d 1172 ). This standard is higher than the normal first-stage "frivolous or patently without merit" standard applied to initial petitions. Edwards, 2012 IL 111711, ¶¶ 25–29, 360 Ill.Dec. 784, 969 N.E.2d 829 ; Smith, 2014 IL 115946, ¶ 34, 387 Ill.Dec. 1, 21 N.E.3d 1172 ("the cause-and-prejudice test for a successive petition involves a higher standard than the first-stage frivolous or patently without merit standard that is set forth in section 122–2.1(a)(2) of the Act").
¶ 20 Since a filed successive petition has already satisfied a higher standard, the first stage is rendered unnecessary and the successive petition is docketed directly for second-stage proceedings. See People v. Sanders, 2016 IL 118123, ¶¶ 25, 28, 399 Ill.Dec. 732, 47 N.E.3d 237 (with a successive petition, the initial issue before the trial court is whether it "should be docketed for second-stage proceedings"); People v. Wrice, 2012 IL 111860, ¶ 90, 357 Ill.Dec. 33, 962 N.E.2d 934 ("reversing the trial court's order denying leave to file his second successive postconviction petition and remand[ing] to the trial court for * * * second-stage postconviction proceedings"); People v. Jackson, 2015 IL App (3d) 130575, ¶ 14, 2015 WL 9584016 ("When a defendant is granted leave to file a successive postconviction petition, the petition is effectively advanced to the second stage of
postconviction proceedings."); People v. Almodovar, 2013 IL App (1st) 101476, ¶ 1, 368 Ill.Dec. 375, 984 N.E.2d 100 (reversing the trial court's denial of the defendant's motion for leave to file a successive petition and remanding for second-stage proceedings).
¶ 21 If a trial court permits a successive petition to be filed or does not dismiss an initial petition at the first stage, the petition then advances to the second stage, where counsel is appointed if a defendant is indigent. 725 ILCS 5/122–4 (West 2014) ; Domagala, 2013 IL 113688, ¶ 33, 370 Ill.Dec. 1, 987 N.E.2d 767 ; Wrice, 2012 IL 111860, ¶ 90, 357 Ill.Dec. 33, 962 N.E.2d 934 (after reversing the trial court's denial of leave to file a successive petition, the supreme court remanded "for appointment of postconviction counsel and second-stage postconviction proceedings"). After counsel determines whether to amend the petition, the State may file either a motion to dismiss or an answer to the petition. 725 ILCS 5/122–5 (West 2012) ; Domagala, 2013 IL 113688, ¶ 33, 370 Ill.Dec. 1, 987 N.E.2d 767. At the second stage, the trial court must determine "whether the petition and any accompanying documentation make a substantial showing of a constitutional violation." People v. Edwards, 197 Ill.2d 239, 246, 258 Ill.Dec. 753, 757 N.E.2d 442 (2001).
¶ 22 "The second stage of postconviction review tests the legal sufficiency of the petition. Unless the petitioner's allegations are affirmatively refuted by the record, they are taken as true, and the question is whether those allegations establish or ‘show’ a constitutional violation. In other words, the ‘substantial showing’ of a constitutional violation that must be made at the second stage [citation] is a measure of the legal sufficiency of the petition's well-pled allegations of a constitutional violation, which if proven at an evidentiary hearing, would entitle petitioner to relief." (Emphasis in original.) Domagala, 2013 IL 113688, ¶ 35, 370 Ill.Dec. 1, 987 N.E.2d 767.
¶ 23 Both the second stage and a motion for leave to file a successive petition require a review of "the petition and any accompanying documentation." Edwards, 197 Ill.2d at 246, 258 Ill.Dec. 753, 757 N.E.2d 442 (second stage review); Edwards, 2012 IL 111711, ¶ 24, 360 Ill.Dec. 784, 969 N.E.2d 829 (motion for leave to file a successive petition). For the second stage to not be superfluous for a successive petition, it must be that the "substantial showing" required at the second stage is greater than the "probability" required for a successive petition to receive leave for filing. Smith, 2014 IL 115946, ¶ 29, 387 Ill.Dec. 1, 21 N.E.3d 1172 (expressing a desire not to "render the entire three-stage postconviction process superfluous").
¶ 24 If the defendant makes a "substantial showing" at the second stage, then the petition advances to a third-stage evidentiary hearing. Domagala, 2013 IL 113688, ¶ 34, 370 Ill.Dec. 1, 987 N.E.2d 767. At a third-stage evidentiary hearing, the trial court acts as factfinder, determining witness credibility and the weight to be given particular testimony and evidence, and resolving any evidentiary conflicts. Domagala, 2013 IL 113688, ¶ 34, 370 Ill.Dec. 1, 987 N.E.2d 767. This third stage is the same for both initial and successive petitions. Cf. Smith, 2014 IL 115946, ¶ 29, 387 Ill.Dec. 1, 21 N.E.3d 1172 ("The legislature clearly intended for further proceedings on successive postconviction petitions.").
¶ 25 II. Successive Petition
¶ 26 Although our supreme court has made clear that the Act contemplates only one postconviction proceeding, "[n]evertheless, [the supreme] court has, in its case law provided two bases upon which
the bar against successive proceedings will be relaxed" (Edwards, 2012 IL 111711, ¶ 22, 360 Ill.Dec. 784, 969 N.E.2d 829 ). Those two bases are: (1) cause and prejudice; and (2) actual innocence. Edwards, 2012 IL 111711, ¶ 22, 360 Ill.Dec. 784, 969 N.E.2d 829. Defendant has alleged only the first on the instant appeal, so we discuss only this basis below.
¶ 27 Under the cause-and-prejudice test, a defendant must establish both: (1) cause for his or her failure to raise the claim earlier; and (2) prejudice stemming from his or her failure to do so. Edwards, 2012 IL 111711, ¶ 22, 360 Ill.Dec. 784, 969 N.E.2d 829 (citing People v. Pitsonbarger, 205 Ill.2d 444, 459, 275 Ill.Dec. 838, 793 N.E.2d 609 (2002) ).
¶ 28 Our supreme court has held that "a defendant's pro se motion for leave to file a successive postconviction petition will meet the section 122–1(f) cause and prejudice requirement if the motion adequately alleges facts demonstrating cause and prejudice." Smith, 2014 IL 115946, ¶ 34, 387 Ill.Dec. 1, 21 N.E.3d 1172. "[L]eave of court to file a successive postconviction petition should be denied when it is clear, from a review of the successive petition and the documentation submitted by the petitioner, that the claims alleged by the petitioner fail as a matter of law or where the successive petition with supporting documentation is insufficient to justify further proceedings." Smith, 2014 IL 115946, ¶ 35, 387 Ill.Dec. 1, 21 N.E.3d 1172.
¶ 29 III. Standard of Review
¶ 30 Next, we discuss the appropriate standard of review for defendant's claim of cause and prejudice.
¶ 31 In Smith, the issue was whether the Act prohibited the denial of leave when the pleadings of the petition made an " ‘arguable’ " showing of cause and prejudice. Smith, 2014 IL 115946, ¶ 25, 387 Ill.Dec. 1, 21 N.E.3d 1172 (quoting the defendant's petition). The Smith court observed that the standard of review for "this issue of statutory construction" was de novo. Smith, 2014 IL 115946, ¶ 21, 387 Ill.Dec. 1, 21 N.E.3d 1172. However, the Smith court did not explicitly state, after resolving this issue of statutory construction, whether the standard of review for a trial court's grant or denial of leave to file a successive petition was then also de novo.
¶ 32 Since cause-and-prejudice claims may fail either as a matter of law or due to an insufficiency of the petition and supporting documents, we conclude, as have other appellate courts, that a de novo standard of review also applies. People v. Diggins, 2015 IL App (3d) 130315, ¶ 7, 397 Ill.Dec. 709, 42 N.E.3d 955 (applying a de novo standard of review to the trial court's denial of the defendant's motion to file a successive petition alleging cause and prejudice, because this issue is "resolved on the pleadings" alone); People v. Crenshaw, 2015 IL App (4th) 131035, ¶ 38, 395 Ill.Dec. 500, 38 N.E.3d 1256 (applying a de novo standard of review to the trial court's denial of the defendant's motion to file a successive petition alleging cause and prejudice). See also People v. Wrice, 2012 IL 111860, ¶ 50, 357 Ill.Dec. 33, 962 N.E.2d 934 (applying a de novo standard of review to the State's arguments concerning lack of prejudice to the defendant, since these "arguments raise purely legal issues").
¶ 33 When our review is limited to documentary materials, as it is here, then our review is generally de novo. Townsend v. Sears, Roebuck & Co., 227 Ill.2d 147, 154, 316 Ill.Dec. 505, 879 N.E.2d 893 (2007) ("Where the circuit court does not hear testimony and bases its decision on documentary evidence, the rationale underlying a deferential standard of review is inapplicable and review is de novo. "); Dowling v. Chicago Options Associates,
Inc., 226 Ill.2d 277, 285, 314 Ill.Dec. 725, 875 N.E.2d 1012 (2007) (where the trial court "did not conduct an evidentiary hearing" or "make any findings of fact," and "relied on the parties' oral argument and the record," "we review the court's ruling on this issue de novo ").
¶ 34 Thus, we will apply a de novo review to both of defendant's claims. De novo consideration means that we perform the same analysis that a trial judge would perform. In re N.H., 2016 IL App (1st) 152504, ¶ 50, 402 Ill.Dec. 475, 52 N.E.3d 396 (citing Khan v. BDO Seidman, LLP, 408 Ill.App.3d 564, 578, 350 Ill.Dec. 63, 948 N.E.2d 132 (2011) ).
¶ 35 IV. The Record
¶ 36 The next question is what we are permitted to review. In Smith, our supreme court held that: "leave of court to file a successive postconviction petition should be denied when it is clear, from a review of the successive petition and the documentation submitted by the petitioner, that the claims alleged by the petitioner fail as a matter of law or where the successive petition with supporting documentation is insufficient to justify further proceedings." (Emphases added.) Smith, 2014 IL 115946, ¶ 35, 387 Ill.Dec. 1, 21 N.E.3d 1172.
¶ 37 Thus, we must certainly consider the pro se petition itself and any supporting documentation that defendant provided. Edwards, 2012 IL 111711, ¶ 24, 360 Ill.Dec. 784, 969 N.E.2d 829. However, the Smith court left open the question of whether we and the trial court may consider the underlying record. The Smith court stated: "The parties have not argued or briefed whether the trial court may consider the record in ruling on a petition brought under section 122–1(f) of the Act. Accordingly, we do not address that issue." Smith, 2014 IL 115946, ¶ 35 n. 3, 387 Ill.Dec. 1, 21 N.E.3d 1172.
Section 122–2.1 provides that, "after the filing" of the petition, "the court may examine the court file of the proceeding in which the petitioner was convicted." 725 ILCS 5/122–2.1 (West 2014). However, in the instant appeal, we are considering a petition that has not yet been filed, which explains why the Smith court observed that this was an open issue.
¶ 38 After making this observation, the Smith court then proceeded to discuss what happened at trial. Smith, 2014 IL 115946, ¶ 37, 387 Ill.Dec. 1, 21 N.E.3d 1172. However, before discussing the events and statements at trial, the court stated that these facts were "undisputed." Smith, 2014 IL 115946, ¶ 37, 387 Ill.Dec. 1, 21 N.E.3d 1172. Based on the prior footnote and the court's statement that these facts were undisputed, it is unclear whether these facts were in the petition and supporting documentation before the court.
¶ 39 As in Smith, the Edwards court relied primarily on the failings found on the face of the petition and supporting documentation when it affirmed the trial court's denial of leave. In Edwards, the supreme court found "no indication" that the defendant had tried to subpoena his alibi witnesses, who were both known to the defendant at the time of trial, and thus their affidavits did not qualify as "newly discovered" evidence. Edwards, 2012 IL 111711, ¶¶ 35–37, 360 Ill.Dec. 784, 969 N.E.2d 829. The supreme court stated that "there was no attempt to subpoena" and "no explanation as to why." Edwards, 2012 IL 111711, ¶ 37, 360 Ill.Dec. 784, 969 N.E.2d 829. If the petition had alleged an attempt and offered an explanation, then there would have been some "indication." Edwards, 2012 IL 111711, ¶¶ 36–37, 360 Ill.Dec. 784, 969 N.E.2d 829. Thus, the
failings found were apparent on the face of the petition itself.
¶ 40 In addition, the Edwards court found that the codefendant's affidavit did not raise a colorable claim of actual innocence when the defendant was convicted under a theory of accountability and the affidavit did "not assert that petitioner was not present when the shooting took place." (Emphasis in original.) Edwards, 2012 IL 111711, ¶¶ 38–39, 360 Ill.Dec. 784, 969 N.E.2d 829. Again, the failing found was apparent on the face of the documentation itself.
¶ 41 As of today, there are no published Illinois cases discussing Smith 's footnote 3 (Smith, 2014 IL 115946, ¶ 35 n. 3, 387 Ill.Dec. 1, 21 N.E.3d 1172 ), except for one by the same author of this opinion raising the same issue. People v. Jones, 2016 IL App (1st) 123371, ¶ 79, –––Ill.Dec. ––––, ––– N.E.3d ––– –.
¶ 42 Until our supreme court resolves this issue, we will rely primarily on the petition and its supporting documentation in deciding this preliminary question of whether the petition may even be filed. In addition, we will take judicial notice of our prior opinions and orders. People v. Shotts, 2015 IL App (4th) 130695, ¶¶ 7, 71, 392 Ill.Dec. 764, 33 N.E.3d 313. See also Village of Riverwoods v. BG Limited Partnership, 276 Ill.App.3d 720, 724, 213 Ill.Dec. 240, 658 N.E.2d 1261 (1995) (a court may properly take judicial notice of publicly available records "where such notice will aid in the efficient disposition of a case" (cited with approval by Wackrow v. Niemi, 231 Ill.2d 418, 421 n. 1, 326 Ill.Dec. 56, 899 N.E.2d 273 (2008) )); In re McDonald, 144 Ill.App.3d 1082, 1084, 99 Ill.Dec. 13, 495 N.E.2d 78 (1986) (a court may take judicial notice of matters of record in other cases in the same court).
¶ 43 From the perspective of the orderly administration of justice, it makes sense to review primarily at this very preliminary stage the documents filed by defendant rather than the entire trial court record. As we explained in the prior section on the postconviction stages, the postconviction process provides other stages where a petition may be more substantially judged. Edwards, 197 Ill.2d at 246, 258 Ill.Dec. 753, 757 N.E.2d 442 ("a substantial showing" is not required until the second stage). The Smith court observed: "From a practical standpoint, if a petitioner is required to establish cause and prejudice conclusively prior to being granted leave to file a successive petition, it may render the entire three-stage postconviction process superfluous." Smith, 2014 IL 115946, ¶ 29, 387 Ill.Dec. 1, 21 N.E.3d 1172 ("The legislature clearly intended for further proceedings on successive petitions.").
¶ 44 Both Edwards and Smith discussed the amount of documentation which the defendant must submit at this preliminary stage. In Edwards, the supreme court stated: "Defendant not only has the burden to obtain leave of court, but also ‘must submit enough in the way of documentation to allow a circuit court to make that determination.’ " Edwards, 2012 IL 111711, ¶ 24, 360 Ill.Dec. 784, 969 N.E.2d 829 (quoting People v. Tidwell, 236 Ill.2d 150, 161, 337 Ill.Dec. 877, 923 N.E.2d 728 (2010) ). In Smith, the supreme court observed that "the legislature intended that the cause-and-prejudice determination be made on the pleadings prior to the first stage," that defendant must "allege[ ] facts demonstrating cause and prejudice," and that he must " ‘submit enough in the way of documentation to allow a circuit court to make that determination.’ " Smith, 2014 IL 115946, ¶¶ 33–35, 387 Ill.Dec. 1, 21 N.E.3d 1172 (quoting Tidwell, 236 Ill.2d at 161, 337 Ill.Dec. 877, 923 N.E.2d 728 ).
¶ 45 Thus, we will now review defendant's two claims primarily in light of the documentation he submitted, as well as our prior opinions and orders.
¶ 46 V. Cause
¶ 47 As we noted above, under the cause-and-prejudice test, a defendant must first establish cause for his or her failure to raise the claim earlier. Edwards, 2012 IL 111711, ¶ 22, 360 Ill.Dec. 784, 969 N.E.2d 829 (citing People v. Pitsonbarger, 205 Ill.2d 444, 459, 275 Ill.Dec. 838, 793 N.E.2d 609 (2002) ). Defendant argues that he established cause because he could not have raised claims based on Miller in his original 2008 petition, when Miller was not even decided until 2012. See also People v. Nieto, 2016 IL App (1st) 121604, ¶ 39, 402 Ill.Dec. 521, 52 N.E.3d 442 ("Illinois procedural rules regarding forfeiture cannot be applied to juvenile defendants raising claims under Miller "); People v. Warren, 2016 IL App (1st) 090884–C, ¶ 48, 405 Ill.Dec. 453, 58 N.E.3d 714 (defendant was not barred from raising his challenge on appeal from the denial of leave to file a successive petition, where "Miller was not available for earlier postconviction proceedings"); People v. Sanders, 2016 IL App (1st) 121732–B, ¶ 19, 404 Ill.Dec. 579, 56 N.E.3d 563 (Miller "changed the law and give postconviction petitioners cause for failing to raise the issue in proceedings that preceded" it).
¶ 48 In addition, in 2014, the Illinois Supreme Court held in People v. Davis, 2014 IL 115595, ¶¶ 28, 42, 379 Ill.Dec. 381, 6 N.E.3d 709, both that Miller applied retroactively and that "Miller 's new substantive rule constitutes ‘cause’ because it was not available earlier." Similarly, the United States Supreme Court held two years later that Miller applied retroactively. Montgomery v. Louisiana, 577 U.S. ––––, 136 S.Ct. 718, 735–36, 193 L.Ed.2d 599 (2016) (after Miller, juveniles who received mandatory or automatic life without parole "must be given the opportunity to show their crime did not reflect irreparable corruption" as opposed to transient immaturity).
¶ 49 On appeal, the State does not argue that defendant failed to establish cause. Instead, the State argues that "irrespective of whether or not defendant can show the requisite ‘cause,’ he cannot establish any ‘prejudice’ " because (1) Miller does not apply to defendant's sentence of a certain number of years; and (2) Illinois courts have previously rejected other constitutional challenges to the automatic transfer provision.
¶ 50 Thus, we will proceed to consider next whether defendant has established prejudice, considering each of his claims separately: his claim that his 50–year sentence violates the eighth amendment; and his claim that the automatic transfer provision violates due process, the proportionate penalties clause and the eighth amendment.
¶ 51 VI. 50–Year Sentence
¶ 52 Defendant argues that his 50–year sentence violates the eighth amendment's ban on cruel and unusual punishments, particularly in light of the fact that our legislature recently changed the law governing firearm enhancements. When defendant was sentenced, a firearm enhancement was mandatory. 730 ILCS 5/5–8–1(a)(1)(d)(iii) (West 2002). However, effective this year, the legislature specifically added a provision, so that firearm enhancements are no longer mandatory for juvenile defendants. Pub. Act 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(b)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same).
¶ 53 Effective this year, our legislature made significant changes to the law governing the sentencing of juvenile defendants. First, the legislature raised the age under the automatic transfer statute from 15 to 16 years old, so that 15–year–olds are no longer subject to automatic transfer to adult court for first-degree murder and other crimes. Pub. Act 99–258, § 5 (eff. Jan. 1, 2016) (amending
705 ILCS 405/5–130(1)(a) (West 2014)). SECOND, THE LEGISLAture eliminated the mandatory firearm enhancement for juvenile defendants. Pub. Act 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(b)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same). The enhancement is now discretionary for juveniles. Third, the legislature eliminated the mandatory life sentences which had been previously required for juveniles who had murdered individuals in certain categories, such as police officers and emergency medical technicians. Pub. Act 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(c)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same). Instead of the mandatory life sentence previously required for this type of first-degree murder, the legislature required the imposition of "not less than 40 years of imprisonment." Pub. Act 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(c)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same).
This change has no effect on the issues at bar because defendant was 16, not 15, years old at the time of the offense.
¶ 54 When defendant was sentenced, he was subject to a sentencing range with a minimum of 45 years and a maximum of natural life. The trial court sentenced him within that range, to a sentence of 60 years, which the appellate court reduced to 50 years. Today, for the same offense, defendant would have faced a sentencing range with a minimum of 20 years (730 ILCS 5/5–4.5–20(a) (West 2014)) and a maximum of natural life.
The maximum sentence for first-degree murder is typically 60 years. 730 ILCS 5/5–4.5–20(a) (West 2014). However, in its discretion, the trial court may impose on a juvenile a firearm enhancement of 25 years or up to a term of natural life. 730 ILCS 5/5–8–1(a)(1)(d)(iii) (West Supp. 2015) ("if, during the commission of the offense, the person personally discharged a firearm that proximately caused * * * death * * *25 years or up to a term of natural life shall be added to the term of imprisonment"); 730 ILCS 5/5–4.5–105(b) (West Supp. 2015) (the trial court may, in its discretion, impose or decline to impose on a juvenile any otherwise applicable firearm enhancement).
¶ 55 Defendant's 50–year sentence is within today's permissible sentencing range of 20 years to natural life. Thus, defendant's sentence is not excessive when measured against the standard of today's statutes, which were newly revised by our legislature in light of the recent changes in case and statutory law which defendant now argues on appeal.
¶ 56 If our supreme court believes that our legislature's changes did not go far enough to comply with recent United States Supreme Court law or that the changes should apply retroactively to defendant despite an express legislative statement to the contrary, that is for our highest court to decide. The decision to
Compare People v. Wilson, 2016 IL App (1st) 141500, ¶ 35, 407 Ill.Dec. 84, 62 N.E.3d 329 (observing that the task of drawing a different line is up to "the Illinois or United States Supreme Court" not the appellate court, in a case where a 17–year–old was sentenced to 31 years in prison) with People v. Nieto, 2016 IL App (1st) 121604, ¶¶ 4, 12, 14 n. 1, 49, 402 Ill.Dec. 521, 52 N.E.3d 442 (remanding for resentencing, where a 17–year–old was sentenced to 78 years in prison with an expected release age of 94 and "where the record affirmatively indicates that the trial court has deviated from the principles" governing the sentencing of juveniles).
The legislature's 2016 changes state specifically that they apply only "[o]n or after the effective date of this amendatory Act of the 99th General Assembly, when a person commits an offense and the person is under 18 years of age at the time of the commission of the offense." Pub. Act. 99–69, § 10 (eff. Jan. 1, 2016) (adding 730 ILCS 5/5–4.5–105(a)); Pub. Act 99–258, § 15 (eff. Jan. 1, 2016) (same). See also People v. Wilson, 2016 IL App (1st) 141500, ¶ 16, 407 Ill.Dec. 84, 62 N.E.3d 329 (interpreting this provision, this court held that, "based on its plain language, the legislature indicated a prospective application of the statute").
resentence every similarly situated defendant should not be made at the appellate court level. A finding of prejudice on the ground that defendant's 50–year sentence violated the eighth amendment would both call into question the new sentencing scheme that our legislature just adopted in response to Miller, and would prompt a call to resentence every juvenile serving a sentence of 50 years or more.
¶ 57 If an Illinois court was going to hold that a de facto life sentence qualifies for consideration under Miller, then we would need a consistent and uniform policy on what constitutes a de facto life sentence. Is it simply a certain age upon release? If so, is it age 65, as defendant seems to argue for in his appellate brief, or 90? Should the age vary by ethnicity, race or gender? If we are going to consider more than age, what societal factors or health concerns should impact our assessment of a de facto life sentence. These are policy considerations that are better handled in a different forum.
Compare Nieto, 2016 IL App (1st) 121604, ¶¶ 14 n. 1, 49, 402 Ill.Dec. 521, 52 N.E.3d 442 (remanding for resentencing where the juvenile's expected release age was 94) and People v. Sanders, 2016 IL App (1st) 121732–B, ¶¶ 1–2, 404 Ill.Dec. 579, 56 N.E.3d 563 (reversing the denial of leave to file a successive petition where a 17–year–old received a 100–year sentence), with Wilson, 2016 IL App (1st) 141500, ¶ 35, 407 Ill.Dec. 84, 62 N.E.3d 329 (rejecting a Miller challenge where a 17–year–old received a 31–year sentence). See also People v. Reyes, 2016 IL 119271, ¶¶ 10, 12, 407 Ill.Dec. 452, 63 N.E.3d 884 (per curiam ) (remanding for resentencing where the juvenile's expected release age was 105, while observing that a 32–year sentence is "not a de facto life sentence" for a 16–year–old).
¶ 58 In light of our supreme court's holding in Davis that Miller permits a juvenile sentence of natural life without parole so long as the sentence is discretionary (Davis, 2014 IL 115595, ¶ 43, 379 Ill.Dec. 381, 6 N.E.3d 709 ), this court cannot find prejudice based on the ground that defendant's 50–year sentence is excessive or in violation of the eighth amendment's cruel and unusual penalties clause. See also Davis, 2014 IL 115595, ¶ 32, 379 Ill.Dec. 381, 6 N.E.3d 709 ("We hold that Miller did not render the statutory scheme under which defendant was sentenced facially unconstitutional.") As our supreme court has observed, "leave of court to file a successive postconviction petition should be denied when it is clear, from a review of the successive petition and the documentation submitted by the petitioner, that the claims alleged by the petitioner fail as a matter of law." Smith, 2014 IL 115946, ¶ 35, 387 Ill.Dec. 1, 21 N.E.3d 1172.
See also Montgomery, 577 U.S. at ––––, 136 S.Ct. at 736 (holding that the Miller court did not bar life without parole, although it concluded that "the sentence of life without parole is disproportionate for the vast majority of juvenile offenders" and that juveniles "must be given the opportunity to show their crime did not reflect irreparable corruption").
¶ 59 VII. Automatic Juvenile Transfer
¶ 60 Defendant also claims that the automatic transfer provision of Illinois' Juvenile Court Act of 1987 (705 ILCS 405/5–130 (West 2002) ) violates due process, the proportionate penalties clause of the Illinois Constitution (Ill. Const. 1970, art. I, § 11 ), and the eighth amendment (U.S. Const. amend. VIII ).
¶ 61 The automatic juvenile transfer provision provides, in relevant part, that:
"(1)(a) The definition of delinquent minor under Section 5–120 of this Article shall not apply to any minor who at the time of an offense was at least 16 years of age and who is charged with: (i) first degree murder [.]
* * * *
These charges and all other charges arising out of the same incident shall be prosecuted under the criminal laws of this State." 705 ILCS 405/5–130 (West Supp. 2015).
¶ 62 At the time of the offense in question, the provision provided, in relevant part, that:
"(1)(a) The definition of delinquent minor under Section 5–120 of this Article shall not apply to any minor who at the time of an offense was at least 15 years of age and who is charged with first degree murder[.]
* * * *
These charges and all other charges arising out of the same incident shall be prosecuted under the criminal laws of this State." 705 ILCS 405/5–130 (West 2002).
¶ 63 The key difference between the two provisions is that the former provision applied to 15–year–old minors, whereas the current provision applies only to minors who are 16 years or older. However, as we observed above, this difference has no effect on our case, because the minor in the instant case was 16 years old at the time of the offense.
¶ 64 On appeal, defendant argues that we should find that the Illinois Supreme Court's decision in People v. Patterson, 2014 IL 115102, 388 Ill.Dec. 834, 25 N.E.3d 526, was "incorrectly decided." In Patterson, our supreme court rejected due process challenges to the automatic transfer statute, as well as challenges made under the eighth amendment (U.S. Const. amend. VIII ) and the Illinois proportionate penalties clause (Ill. Const. 1970, art. I, § 11 ). Patterson, 2014 IL 115102, ¶¶ 35, 89, 98, 100, 106, 388 Ill.Dec. 834, 25 N.E.3d 526. We decline defendant's invitation to find that Patterson was wrongly decided. Wilson, 2016 IL App (1st) 141500, ¶ 29, 407 Ill.Dec. 84, 62 N.E.3d 329 (applying Patterson, after the 2016 United States Supreme Court decision in Montgomery, 577 U.S. ––––, 136 S.Ct. 718 ).
In his reply brief, defendant states that he "recognizes that this Court is bound by Patterson, but maintains, given the continuing evolving law in this area and in order to preserve this issue for further appeals, that Patterson was wrongly decided." Similarly, this court respects the need to preserve the issue for further appeal, while remaining bound to apply Patterson.
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¶ 65 CONCLUSION
¶ 66 On this appeal, defendant challenged the trial court's denial of his motion for leave to file a successive petition. His motion and petition had argued: (1) that a 50–year sentence for a minor violates the eighth amendment's prohibition against cruel and unusual punishment (U.S. Const. amend. VIII ), pursuant to recent decisions concerning minors by the United States Supreme Court; and (2) that the automatic transfer provision of Illinois' Juvenile Court Act of 1987 (705 ILCS 405/5–130 (West 2002) ) violates due process, the proportionate penalties clause of the Illinois constitution (Ill. Const. 1970, art. I, § 11 ), and the eighth amendment (U.S. Const. amend. VIII ).
¶ 67 For the foregoing reasons, we do not find persuasive defendant's arguments that he established the prejudice needed to file a successive petition. As a result, we affirm the trial court's denial of leave.
¶ 68 Affirmed.
Justices HALL and REYES concurred in the judgment and opinion.