Part X - LOUISIANA SECURITIES LAW
- Section 51:701 - Short title
- Section 51:702 - Definitions and rules of construction
- Section 51:703 - Registration of dealers, salesmen, and investment advisers and adviser representatives; surety bonds; records; disclosures
- Section 51:704 - Suspension or revocation of registration of dealers, salesmen, investment advisers, and investment adviser representatives; requiring current financial statements
- Section 51:705 - Registration of securities; when and how required; delivery of prospectus
- Section 51:706 - General provisions for registration of securities
- Section 51:707 - Denial, suspension, or revocation of registration
- Section 51:708 - Exempt securities
- Section 51:709 - Exempt transactions
- Section 51:710 - Commissioner of securities; powers of commissioner and employees; compensation and expenses; assistant commissioner
- Section 51:710.1 - Commissioner of securities; power to assess civil monetary penalties
- Section 51:710.2 - Public records; confidentiality
- Section 51:711 - Investigations; subpoenas; self-incrimination; conducting hearings
- Section 51:712 - Unlawful practices
- Section 51:713 - Stop orders and injunctions against violations; receivers or auditors; criminal prosecutions
- Section 51:714 - Civil liability from sales of securities
- Section 51:715 - Venue of civil or criminal actions
- Section 51:716 - Notice of opportunity for hearing; conduct of hearing; issuance of orders
- Section 51:717 - Appeals
- Section 51:718 - Consent to substituted service of process or pleadings; manner of service
- Section 51:719 - Waiver of rights under chapter or rules and regulations void
- Section 51:720 - Immunity of commissioner from suit
- Section 51:721 - Burden of proving exemption; certificate of compliance or noncompliance as evidence; admissibility of copies of records
- Section 51:722 - Savings provisions as to prior law
- Section 51:723 - Violations; penalties; institution of criminal proceedings
- Section 51:724 - Fees and expenses