Current through September 30, 2024
Section DFI-Sec 8.08 - Taking and preserving of evidence(1) In any class 3 proceeding as defined in ch. 227, Stats., a party may be granted the right by the hearing officer to take and preserve evidence as provided in ch. 804, Stats.(2) The division may use information acquired after issuance of a summary order of denial of an application for a registration as a broker-dealer, investment adviser, agent or investment adviser representative at a hearing in the matter to provide additional support for the allegations that provided the basis for the application denial.Wis. Admin. Code Department of Financial Institutions DFI-Sec 8.08
CR Register, December, 1979, No. 288, eff. 1-1-80; CR 08-077: renum. to be (1), CR (2) Register December 2008 No. 636, eff. 1-1-09.