Section DFI-Sec 24.02 - Other filing exemptionsThe following solicitation materials and communications are exempted under the general rule-making authority of the division in s. 552.13(2), Stats., from any and all filing requirements of ch. 552, Stats.:
(1) Offers to purchase securities made in connection with a distribution of securities permitted by rule 10b-7 or 10b-8 of the securities exchange act of 1934;(2) The call or redemption of any security in accordance with the terms and conditions of the governing instruments;(3) Offers to purchase securities evidenced by a script certificate, order form or similar document which represents a fractional interest in a share of stock or similar security;(4) Offers to purchase securities pursuant to a statutory procedure for the purchase of dissenting shareholder's securities;(5) The furnishing of information and advice regarding a take-over offer to customers or clients by attorneys, banks, broker-dealers, fiduciaries or investment advisers, who are not otherwise participating in the take-over offer or solicitation.Wis. Admin. Code Department of Financial Institutions DFI-Sec 24.02
CR Register, October, 1972, No. 202, eff. 11-1-72.