Wash. Admin. Code § 460-99C-190

Current through Register Vol. 24-23, December 1, 2024

Section 460-99C-190 - Final sales report

Upon completion of an offering made in reliance on the crowdfunding exemption in RCW 21.20.880, an issuer shall file a final sales report in the form prescribed by the director no later than thirty days after the last sale in the offering with the director that includes the following information:

(1) The time period in which the offering was open;

(2) The number of shares or units sold in the offering;

(3) The number of investors that purchased shares or units in the offering; and

(4) The dollar amount sold in the offering.

Wash. Admin. Code § 460-99C-190

Adopted by WSR 14-21-001, Filed 10/1/2014, effective 11/1/2014