Wash. Admin. Code § 460-99C-140

Current through Register Vol. 24-21, November 1, 2024

Section 460-99C-140 - Issuer compliance with investor limitations

Prior to accepting investor funds or an irrevocable commitment to invest, the issuer must obtain, from each investor, a copy of the Investor Certifications and Acknowledgements Form prescribed by the director that has been either manually or electronically signed by the investor.

Wash. Admin. Code § 460-99C-140

Adopted by WSR 14-21-001, Filed 10/1/2014, effective 11/1/2014

Amended by WSR 17-17-022, Filed 8/8/2017, effective 9/8/2017