Wash. Admin. Code § 460-24A-140
Current through Register Vol. 24-24, December 15, 2024
It is an unlawful act, practice, or course of business which operates or would operate as a fraud or deceit under RCW 21.20.020(1)(b) to make any representation or statement, whether directly or by implication, guaranteeing the success of investments made pursuant to the recommendations of an investment adviser or investment adviser representative.
Wash. Admin. Code § 460-24A-140
Order 304, § 460-24A-140, filed 2/28/75, effective 4/1/75. Formerly chapter 460-24 WAC.