Wash. Admin. Code § 460-23B-020

Current through Register Vol. 24-23, December 1, 2024
Section 460-23B-020 - Registration procedure

Applications for registration of salespersons of issuers must be submitted to the securities administrator on Form U-4 together with the required fee and proof of passage of required examinations.

Wash. Admin. Code § 460-23B-020

Statutory Authority: RCW 21.20.070 and 21.20.450. 95-16-026, § 460-23B-020, filed 7/21/95, effective 8/21/95.