Utah Admin. Code 164-2-9

Current through Bulletin No. 2024-21, November 1, 2024
Section R164-2-9 - Unlawful Acts

Any person entering into or performing an investment advisory contract under this rule is not relieved of any obligations under Subsection 61-1-2(1) or any other applicable provision of the Utah Uniform Securities Act or any rule or order thereunder.

Utah Admin. Code R164-2-9

Adopted by Utah State Bulletin Number 2022-07, effective 3/11/2022