Section 217.16 - Minor Incidents(a) Definition. A "minor incident", as defined under the Texas Nursing Practice Act, Texas Occupations Code § 301.401(2), means conduct by a nurse that may be a violation of the Texas Nursing Practice Act or a Board rule but does not indicate the nurse's continued practice poses a risk of harm to a patient or another person. This term is synonymous with "minor error" or 'minor violation of the Texas Nursing Practice Act or Board rule'.(b) Purpose. The Board believes protection of the public is not enhanced by the reporting of every minor incident that may be a violation of the Texas Nursing Practice Act or a Board rule. The Board also believes it may not be necessary to report directly to the Board when there are mechanisms in place in the nurse's practice setting to identify nursing errors, detect patterns of practice, and take corrective action to remediate deficits in a nurse's knowledge, skill, judgment, training, professional responsibility, or patient advocacy. This rule is intended to provide guidance in evaluating whether nursing practice breakdown is subject to mandatory reporting requirements. Additionally, this rule is not intended to apply to 'employment issues' that are unrelated to the practice of nursing, such as time, attendance, dress code, etc.(c) A Right to Report. Nurses and other persons are encouraged not to report minor incidents to the Board unless required to be reported as outlined in subsection (h) of this section. However, nothing in this rule is intended to prevent reporting of a potential violation directly to the Board or to a nursing peer review committee.(d) In evaluating whether an error is a minor incident, a combination of factors must be reviewed, including the nurse's conduct, those factors viewed to be beyond the nurse's control, and the relationship between the two that influenced or impacted the nursing practice breakdown. (1) Initially, the nurse's conduct shall be evaluated to determine whether deficit(s) in knowledge, judgment, skills, professional responsibility, or patient advocacy contributed to the incident. (A) If it is determined that the nurse's practice has no deficit(s), as described in paragraph (1) of this subsection, the incident may not reach the level of a minor incident.(B) If it is determined that the nurse's practice deficit(s), as described in paragraph (1) of this subsection, contributed to the error, then a determination of whether remediation will address any identified deficit(s) is required. (i) If remediation will address the deficit(s), a remediation plan shall be developed to address the deficit(s).(ii) If remediation will not address the deficit(s), then the error cannot be considered a minor incident and the nurse must be reported to the nursing peer review committee or, in practice settings with no nursing peer review, to the Board.(iii) If the determination is that the nurse could be remediated and the nurse does not complete the required remediation, then the nurse must be reported to a nursing peer review committee or the Board.(2) Additionally, the presence of factors beyond the nurse's control shall also be evaluated for contribution to the incident, and if found, reported to the patient safety committee, or if the facility does not have a patient safety committee, to the chief nursing officer.(3) When there are factors beyond the nurse's control, the relationship between the nurse's contribution to the incident and the factors beyond the nurse's control shall be evaluated. (A) If factors beyond the nurse's control are identified, the incident should be evaluated to determine if the error would have occurred in the absence of such factors.(B) If the error would not have occurred but for the factors beyond the nurse's control, the incident may not be reviewable under this rule.(C) The presence of factors beyond the nurse's control does not automatically exclude the possibility that the nurse's conduct also contributed to the error. Any identified deficits by the nurse must be addressed in accordance with paragraph (1)(B) of this subsection, even if factors beyond the nurse's control are also identified.(4) Misclassifying to Avoid Reporting. Intentionally misclassifying an incident to avoid reporting may result in a violation of the mandatory reporting statute (see subsection (h) of this section).(e) Multiple Incidents. (1) Evaluation of Conduct. In determining whether multiple minor incidents constitute grounds for reporting, an evaluation must be conducted to determine if the minor incidents indicate a pattern of practice that demonstrates the nurse's continued practice poses a risk of harm and should be reported to the nursing peer review committee or the Board.(2) Frequency of Incidents. In practice settings with nursing peer review, the nurse must be reported to the nursing peer review committee if a nurse commits five minor incidents within a 12-month period. In practice settings with no nursing peer review, the nurse who commits five minor incidents within a 12-month period must be reported to the Board.(f) Required Documentation of Minor Incidents. A minor incident should be documented as follows: a report must be prepared, monitored, and maintained for a minimum of 12 months that contains: (1) a complete, detailed description of the incident(s), including patient(s) medical record number(s), nurse(s) involved, witnesses and, if applicable, a summary of witness statements, and any additional relevant information;(2) an evaluation of the incident(s);(3) the action taken to correct or remedy the situation; and(4) evidence of completed remediation.(g) Responsibilities. (1) The Chief Nursing Officer, Nurse Administrator, or registered nurse by any title who is responsible for nursing services shall develop and implement a policy to assure that minor incidents are handled in compliance with this rule and any other applicable law.(2) The Nurse Manager, Nurse Supervisor, or registered nurse by any title who is responsible for managing and/or supervising nurses, regardless of the time frame or number of minor incidents, must report a nurse to the nursing peer review committee or, in practice settings with no nursing peer review, to the Board if he/she believes the minor incidents indicate a pattern of practice that poses a risk of harm that cannot be remediated.(3) If a report is made to the nursing peer review committee, the committee must investigate and conduct incident-based nursing peer review in compliance with Texas Occupations Code Chapter 303 and § 217.19 of this title.(h) Some conduct falls outside the definition of a minor incident and must be reported to a nursing peer review committee or to the Board. This includes: (1) conduct that ignores a substantial risk that exposed a patient or other person to significant physical, emotional or financial harm or the potential for such harm;(2) conduct that violates the Texas Nursing Practice Act or a Board rule and contributed to the death or serious injury of a patient(3) a practice related violation involving impairment or suspected impairment by reason of chemical dependency, intemperate use, misuse or abuse of drugs or alcohol, mental illness, or diminished mental capacity;(4) a violation of Board Rule 217.12 with actions that constitute abuse, exploitation, fraud, or a violation of professional boundaries; or(5) actions that indicate the nurse lacks knowledge, skill, judgment, or conscientiousness to such an extent that the nurse's continued practice of nursing could reasonably be expected to pose a risk of harm to a patient or another person, regardless of whether the conduct consists of a single incident or a pattern of behavior.22 Tex. Admin. Code § 217.16
The provisions of this §217.16 adopted to be effective September 1, 1999, 24 TexReg 4001; amended to be effective February 19, 2003, 28 TexReg 1378; amended to be effective July 5, 2004, 29 TexReg 6296; amended to be effective May 17, 2006, 31 TexReg 3873; amended to be effective January 4, 2009, 33 TexReg 10432; Adopted by Texas Register, Volume 43, Number 20, May 18, 2018, TexReg 3238, eff. 5/20/2018