Section 21.71 - Sanctions(a) Causes for imposition of sanctions. A presiding officer, on his or her own motion or on the motion of a party, after notice and an opportunity for a hearing, may impose appropriate sanctions against a party or its representative for: (1) filing a motion or pleading that was brought in bad faith, for the purpose of harassment, or for any other improper purpose, such as to cause unnecessary delay or needless increase in the cost of the proceeding;(2) abusing the discovery process in seeking, making or resisting discovery;(3) failing to obey an order of the presiding officer or the commission.(b) Types of sanctions. A sanction imposed under subsection (a) of this section may include, as appropriate and justified, issuance of an order: (1) disallowing further discovery of any kind or a particular kind by the disobedient party;(2) charging all or any part of the expenses of discovery against the offending party or its representative;(3) holding that designated facts be deemed admitted for purposes of the proceeding;(4) refusing to allow the offending party to support or oppose a designated claim or defense or prohibiting the party from introducing designated matters in evidence;(5) disallowing in whole or in part requests for relief by the offending party and excluding evidence in support of such requests;(6) punishing the offending party or its representative for contempt to the same extent as a district court;(7) requiring the offending party or its representative to pay, at the time ordered by the presiding officer, the reasonable expenses, including attorney's fees, incurred by other parties because of the sanctionable behavior; and(8) striking pleadings or testimony, or both, in whole or in part, or staying further proceedings until the order is obeyed.(c) Imposition of sanctions by the commission. In addition to the sanctions listed in subsection (b) of this section that may be imposed by a presiding officer, except for subsection (b)(6) of this section, the commission, after notice and opportunity for hearing, may impose sanctions including: (1) disallow the disobedient party's rights to participate in the proceeding;(2) dismiss the application with or without prejudice;(3) institute civil action; or(4) impose any other sanction available to the commission by law.(d) Procedure. A motion for sanctions may be filed at any time during the proceeding or may be initiated sua sponte by the presiding officer. (1) A motion to compel discovery is not a prerequisite to the filing of a motion for sanctions.(2) A motion should contain all factual allegations necessary to apprise the parties and the presiding officer of the conduct at issue, should request specific relief, and shall be verified by affidavit. To the extent that expenses, including attorney's fees, are requested as relief, the requesting party shall provide detailed billing records.(3) A motion shall be served on all parties. Upon receipt of the motion, a hearing shall be held on the motion.(4) Any order regarding sanctions issued by a presiding officer shall be appealable. Any sanction imposed by the presiding officer shall be automatically stayed to allow the party to appeal the imposition of the sanction to the commission.16 Tex. Admin. Code § 21.71
The provisions of this §21.71 adopted to be effective March 1, 2004, 29 TexReg 1868