Chapter 20:06:04 - Insider trading of equity securities
- Section 20:06:04:01 - Definitions
- Section 20:06:04:02 - Securities held of record
- Section 20:06:04:03 - Securities held in trust, deposit agreements
- Section 20:06:04:04 - When beneficial owners are record owners
- Section 20:06:04:05 - Determination of ownership of more than 10 percent of an equity security
- Section 20:06:04:06 - Disclaimer of beneficial ownership
- Section 20:06:04:07 - Exemptions from statements of ownership filings and restrictions on profits
- Section 20:06:04:08 - Profits in estates
- Section 20:06:04:09 - Securities reacquired for account of an insurer
- Section 20:06:04:10 - Exemption of securities purchased or sold by odd lot dealers
- Section 20:06:04:11 - Certain transactions subject to statements of ownership filings
- Section 20:06:04:12 - Ownership of securities held in trust
- Section 20:06:04:13 - Exemptions from statements of ownership filings
- Section 20:06:04:14 - Trust filing requirement
- Section 20:06:04:15 - Trustee report
- Section 20:06:04:16 - Definition of trustee
- Section 20:06:04:17 - Determination of beneficial owner
- Section 20:06:04:18 - Indirect interests
- Section 20:06:04:19 - Prior transactions
- Section 20:06:04:20 - Exemption for small transactions
- Section 20:06:04:21 - Gifts
- Section 20:06:04:22 - First report after transaction
- Section 20:06:04:23 - Exemption from restrictions on profits, transactions which need not be reported under statements of ownership filings
- Section 20:06:04:24 - Exemption from restrictions on profits of certain transactions effected in connection with a distribution
- Section 20:06:04:25 - Exemption from restrictions on profits of acquisitions of shares of stock and stock options under certain stock bonus, stock option, or similar plans
- Section 20:06:04:26 - Participation of officers
- Section 20:06:04:27 - Participation of directors
- Section 20:06:04:28 - Participation of officers who are not directors
- Section 20:06:04:29 - Exclusions of options and equity securities acquired
- Section 20:06:04:30 - Limitations
- Section 20:06:04:31 - Additional definitions
- Section 20:06:04:32 - Exemption from restrictions on profits of certain transactions in which securities are received by redeeming other securities
- Section 20:06:04:33 - Exemption of long-term profits incident to sales within six months of the exercise of an option
- Section 20:06:04:34 - Limitations on profits
- Section 20:06:04:35 - Exemption of plans or agreements of merger
- Section 20:06:04:36 - Excluded
- Section 20:06:04:37 - Establishing market price
- Section 20:06:04:38 - Exemption from restrictions on profits of certain acquisitions and dispositions of securities pursuant to merger or consolidations
- Section 20:06:04:39 - Merger defined
- Section 20:06:04:40 - Availability of exemption
- Section 20:06:04:41 - Exemption from restrictions on profits of certain securities received upon surrender of similar equity securities
- Section 20:06:04:42 - Exemption from restrictions on profits of certain transactions involving an exchange of similar securities
- Section 20:06:04:43 - Exemption of certain securities from insider trading
- Section 20:06:04:44 - Exemption from insider trading of the act of certain transactions effected in connection with a distribution
- Section 20:06:04:45 - Exemption from insider trading of the act of sales of securities to be acquired
- Section 20:06:04:46 - Arbitrage transactions under insider trading
- Section 20:06:04:47 - Approval of forms