204 Pa. Code § 85.2

Current through Register Vol. 54, No. 45, November 9, 2024
Section 85.2 - Definitions
(a) Subject to additional definitions contained in subsequent provisions of this subpart which are applicable to specific chapters, subchapters or other provisions of this subpart, the following words and phrases, when used in the subpart shall have, unless the context clearly indicates otherwise, the meanings given to them in this section:

Absent attorney-An attorney or formerly admitted attorney for whom a conservator has been sought or appointed under the Enforcement Rules.

Active status-The license status of an attorney who is admitted in Pennsylvania and is registered as active under Enforcement Rule 219 (relating to annual registration and assessment). An attorney on active status is eligible to practice law in Pennsylvania.

Administrative Office-The Administrative Office of Pennsylvania Courts.

Administrative suspension-The license status of an attorney, after Court order under Enforcement Rule 219(g), who: failed to pay the annual assessment and file the form required by subdivisions (b) and (c) of Enforcement Rule 219; failed to satisfy the requirements of the Pennsylvania Rules for Continuing Legal Education and was reported to the Court by the Pennsylvania Continuing Legal Education Board under Rule 111(b), Pa.R.C.L.E.; failed to pay any costs and fees pursuant to Enforcement Rule 208(g); or failed to meet the requirements for maintaining a limited law license as a Limited In-House Corporate Counsel, a foreign legal consultant, an attorney participant in defender or legal services programs, a military attorney, or attorney spouse of an active-duty service member. An attorney on administrative suspension status is ineligible to practice law in Pennsylvania.

Attorney-Includes any person subject to these rules.

Attorney participant in defender or legal services programs-An attorney or the license status of an attorney holding a limited admission to practice under Pennsylvania Bar Admission Rule 311 (relating to limited admission of participants in defender or legal services programs).

Attorney Registration Office-The administrative division of the Disciplinary Board which governs the annual registration of every attorney admitted to, or engaging in, the practice of law in this Commonwealth, with the exception of attorneys admitted to practice pro hac vice under Pennsylvania Bar Admission Rule 301.

Attorney spouse of an active-duty service member-An attorney or the license status of an attorney holding a limited admission to practice under Pennsylvania Bar Admission Rule 304 (relating to limited admission of spouses of active-duty members of the United States Uniformed Services).

Board-The Disciplinary Board of the Supreme Court of Pennsylvania.

Board Chair-The Chair of the Disciplinary Board of the Supreme Court of Pennsylvania.

Board Prothonotary-The Prothonotary of the Disciplinary Board.

Board Rule-Any provision of this subpart.

Censure-Public censure by the Supreme Court under Enforcement Rule 204(a)(3) (relating to types of discipline).

Chief Disciplinary Counsel-The Chief Disciplinary Counsel appointed by the Board or, in the absence of such Chief Disciplinary Counsel, the Disciplinary Counsel designated by the Chief Disciplinary Counsel to serve in his absence. In the case of vacancy in office, absence or inability of such Chief Disciplinary Counsel, the Disciplinary Counsel designated by the Board.

Complaint-A grievance concerning an attorney communicated to the Office of Disciplinary Counsel or considered by the Office of Disciplinary Counsel on its own motion.

Conservator-A conservator appointed under 91.121 (relating to appointment of conservator to protect interests of clients of absent attorney).

Court-The Supreme Court of Pennsylvania.

Court Prothonotary-The Prothonotary of the Supreme Court of Pennsylvania.

Disability inactive status-The license status of an attorney who: has been transferred to this status by order of the Court under Enforcement Rule 301(c) after having been judicially declared incapacitated by another court; has been declared incapacitated by order of the Court under Enforcement Rule 301(d) from continuing the practice of law; is transferred to disability inactive status by order of the Court under Enforcement Rule 301(e) after contending during a pending disciplinary proceeding that he or she is suffering from a disability by reason of physical or mental infirmity or illness that makes it impossible for the attorney to prepare an adequate defense; or has been placed on disability inactive status in another jurisdiction and is transferred to disability inactive status by reciprocal order of the Court under Enforcement Rule 216. The term "disability inactive status" includes any transfer to inactive status based on disability under Rule 216 or 301. An attorney on disability inactive status is ineligible to practice law in Pennsylvania.

Disbarment-A type of discipline in which the Court withdraws the offending attorney's privilege to practice law for an unspecified period of at least five years with no basis for an expectation to resume the practice of law.

Disciplinary Counsel-The Chief Disciplinary Counsel and Disciplinary Counsel within the Office of Disciplinary Counsel.

Disciplinary District-One of the four districts into which this Commonwealth is divided for disciplinary purposes as set forth in 93.1 (relating to disciplinary districts).

Disciplinary Rules -The provisions of the Code of Professional Responsibility, as adopted by the Supreme Court of Pennsylvania on May 20, 1970, 438 Pa. XXV, as amended from time to time by special order of the Court and governing lawyer conduct occurring or beginning on or before March 31, 1988, as well as the provisions of the Rules of Professional Conduct, as adopted by the Supreme Court of Pennsylvania on October 16, 1987, 515Pa.LXIX, and effective on April 1, 1988, as amended from time to time by special order of the Court. See Chapter 81 (relating to Rules of Professional Conduct).

Emeritus status-The license status of an attorney admitted in Pennsylvania who has elected emeritus status, pursuant to Enforcement Rule 403, in order to provide the type of pro bono services authorized by Enforcement Rule 403 (relating to emeritus status) and is current on all registration requirements under that rule.

Enforcement Rule-Any provision of Chapter 83 (relating to Pennsylvania rules of disciplinary enforcement).

Executive Office-The Office of the Disciplinary Board established by 93.51 (relating to Executive Office), referred herein as the "Executive Office."

Experienced hearing committee member-An attorney who at the time is a member of the panel of hearing committee members in a disciplinary district and who has served on at least one hearing committee that has conducted a hearing into formal charges of misconduct by a respondent-attorney or a hearing on a petition for reinstatement from discipline by a petitioner-attorney.

Foreign legal consultant-A person or the license status of a person who holds a current license as a foreign legal consultant issued under Pennsylvania Bar Admission Rule 341 (relating to the licensing of foreign legal consultants).

Formal Proceedings-Proceedings that commence with the filing of a petition for discipline. A formal proceeding does not include any of the submissions or documents generated during an informal proceeding unless they are made part of the record at the formal proceeding by motion, by stipulation, or by admission as an exhibit during a hearing. Pursuant to Enforcement Rule 402(a), formal proceedings are open to the public, except as provided in Enforcement Rules 402(b) and 402(k).

Formerly admitted attorney-A disbarred, suspended, temporarily suspended, administratively suspended, permanently resigned, retired, inactive, or disability inactive attorney.

Grievance-Alleged misconduct.

Hearing Committee-A hearing committee designated under 93.81 (relating to hearing committees).

Inactive status-The license status of an attorney who is admitted in Pennsylvania and has either elected inactive status under Enforcement Rule 219 (relating to annual registration and assessment) or has sold his or her practice by reason of disability pursuant to Rule 1.17(f) of the Pennsylvania Rules of Professional Conduct. An attorney on inactive status is ineligible to practice law in Pennsylvania.

Informal admonition-A type of private discipline administered by Disciplinary Counsel.

Informal Proceedings-Proceedings that commence with the submission of a complaint to the Office of Disciplinary Counsel or an investigation initiated by the Office of Disciplinary Counsel. An informal proceeding includes all proceedings up to the filing of a petition for discipline. Informal proceedings are not open to the public.

Inquiry-Information concerning an attorney communicated to the Office of Disciplinary Counsel which does not amount to a complaint.

Investigation-Fact finding under the direction of the Office of Disciplinary Counsel with respect to alleged misconduct or to reinstatement.

Investigator-Any person designated by the Office of Disciplinary Counsel to assist it in investigation of alleged misconduct or of reinstatement.

Judge status-The license status of a justice or judge serving on the following Pennsylvania courts of record: Supreme, Superior, Commonwealth, Common Pleas, and Philadelphia Municipal; and a justice or judge serving on the following federal courts: Supreme, Court of Appeals, Bankruptcy, and District Court, including full-time and part-time magistrate judges not otherwise engaged in the practice of law. This status includes a justice or judge who served on one of these courts and is granted senior status. An attorney on judge status is exempt from annual registration under Enforcement Rule 219(a)(2).

Legal Counsel-Counsel to the Board and Special Counsel.

Limited In-House Corporate Counsel-An attorney or the license status of an attorney holding a limited admission to practice under Pennsylvania Bar Admission Rule 302 (relating to limited admission of in-house corporate counsel).

Military attorney-An attorney or the license status of an attorney holding a limited admission to practice under Pennsylvania Bar Admission Rule 303 (relating to limited admission of military attorneys).

Notarial officer-An officer authorized under 91.14 (relating to officer before whom deposition is taken) to take depositions for use before a hearing committee.

Office of Disciplinary Counsel-The Office of Disciplinary Counsel established by 93.61 (relating to Office of Disciplinary Counsel).

Participant-The respondent-attorney, any other person admitted by the Board to limited participation in a proceeding, and staff counsel.

Petition-A formal pleading filed by the Office of Disciplinary Counsel with the Board requesting action by the Board under the Disciplinary Rules, the Enforcement Rules or these rules.

Permanent resignation-The license status of an attorney who has elected to permanently resign from the Pennsylvania bar under Enforcement Rule 404. An attorney on permanent resignation status is ineligible to practice law in Pennsylvania.

Petitioner-attorney-Includes any person subject to these rules who has filed a petition for reinstatement to the practice of law.

Practice of law-Includes the provision of legal services as a foreign legal consultant, military attorney, attorney spouse of an active-duty service member, attorney participant in defender or legal services programs, or pursuant to a Limited In-House Corporate Counsel License.

Private reprimand-A type of private discipline imposed by the Board.

Proof of service-A certificate of service complying with 89.26 (relating to form of certificate of service).

Public reprimand-A type of discipline imposed by the Board.

Respondent-attorney-Includes any person subject to the Enforcement Rules (See 85.3(a) (relating to jurisdiction)).

Retired status-The license status of an attorney admitted in Pennsylvania who elects this status after having ceased the practice of law in Pennsylvania. An attorney on retired status is ineligible to practice law in Pennsylvania.

Reviewing hearing committee member-A hearing committee member designated under these rules to review the disposition of a complaint recommended by the Office of Disciplinary Counsel.

Rules-The provisions of this subpart.

Senior hearing committee member-An attorney who at the time is a member of the panel of hearing committee members in a disciplinary district and who has served (i) either as a member of the Board, or (ii) on at least two hearing committees that have conducted hearings into formal charges of misconduct by respondent-attorneys or hearings on petitions for reinstatement from discipline by petitioner-attorneys.

Special Master-Assigned under 93.91 (relating to special masters), includes former Board members, former or retired justices or judges not on senior status, Special Counsel, and former senior hearing committee members.

Staff counsel-The attorneys constituting the Office of Disciplinary Counsel and, where appropriate, the attorney or attorneys of the Office of Disciplinary Counsel who are assigned to a particular investigation or proceeding.

Suspension-A type of discipline in which the Court withdraws the offending attorney's privilege to practice law for a period not exceeding five years. A suspended attorney may resume the practice of law only upon the entry of an order of the Court reinstating the attorney to active status.

Verified statement-A document filed with the Board or the Court under the Enforcement Rules or these rules containing statements of fact and a statement by the signatory that it is made subject to the penalties of 18 Pa.C.S. § 4904 (relating to unsworn falsification to authorities).

(b)Number; tense. In these rules the singular shall include the plural, and the plural, the singular; and words used in the past or present tense shall include the future.

204 Pa. Code § 85.2

The provisions of this §85.2 amended March 6, 1981, effective 3/7/1981, 11 Pa.B. 782; amended January 15, 1988, effective 1/16/1988, 18 Pa.B. 242; amended November 14 and 17, 1989 and December 6 and 20, 1989, effective 4/14/1990, 20 Pa.B. 2009; amended July 29, 1994, effective 7/30/1994, 24 Pa.B. 3706; amended March 11, 2005, effective immediately, 35 Pa.B. 1656; amended August 5, 2005, effective immediately, 35 Pa.B. 4301; amended February 24, 2006, effective immediately, 36 Pa.B. 929; amended April 18, 2008, effective 4/19/2008, 38 Pa.B. 1812; amended August 7, 2009, effective immediately, 39 Pa.B. 4725; amended August 6, 2011, effective immediately, 41 Pa.B. 4202; amended August 11, 2012, effective immediately, 42 Pa.B. 5156; amended April 18, 2019, effective in 30 days from date of publication, 49 Pa.B. 5552; amended October 2, 2019, effective in 30 days from date of publication, 50 Pa.B. 647; amended October 29, 2020, effective in 30 days from date of publication, 51 Pa.B. 781; amended April 29, 2022, effective in 30 days from date of publication, 52 Pa.B. 2581.
Amended by Pennsylvania Bulletin, Vol 53, No. 50. December 16, 2023, effective 12/16/2023