18 N.C. Admin. Code 6A.2102

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .2102 - SCOPE

(a) The rules in this Section shall apply to the offer and sale of securities by issuers conducting Local Public Offerings (LPOs).

(b) The rules in Section .2000 of this Subchapter shall apply to securities offerings conducted pursuant to this Section unless inconsistent.

(c) The rules in this Section shall not be construed to relieve any person from the provisions of G.S. 78A-8.

18 N.C. Admin. Code 06A .2102

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017 to expire on April 1, 2021.

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. 4/1/2017 to expire on 4/1/2021.