14B N.C. Admin. Code 16.1707

Current through Register Vol. 39, No. 12, December 1, 2024

Section 16 .1707 - ENFORCEMENT

A violation of this Chapter or G.S. Chapter 74C by the Associate may be deemed by the Board to be a violation by the sponsor if the violation is found to be the result of a failure to supervise which resulted in the violation and may subject the sponsor to an enforcement action pursuant to G.S. 74C-12(a) or G.S. 74C-17(c).

14B N.C. Admin. Code 16 .1707

Authority G.S. 74C-2(c); 74C-5(2); 74C-12;
Temporary Adopted by North Carolina Register Volume 37, Issue 22, May 15, 2023 effective 4/28/2023.

Amended by North Carolina Register Volume 38, Issue 11, December 1, 2023 effective 11/1/2023.