14B N.C. Admin. Code 16.1107

Current through Register Vol. 39, No. 12, December 1, 2024

Section 16 .1107 - ENFORCEMENT

A violation by the Associate may be deemed by the Board to be a violation of the sponsor if the violation is found to be the result of insufficient supervision and may subject the sponsor to any enforcement actions pursuant to G.S. 74C-17.

14B N.C. Admin. Code 16 .1107

Authority G.S. 74C-2(c); 74C-5(2); 74C-12;
Eff. July 1, 1994;
Transferred and Recodified from 12 NCAC 07D .1107 Eff. July 1, 2015;
Readopted Eff. July 1, 2020.

Authority G.S. 74C-2(c); 74C-5(2); 74C-12;
Eff. July 1, 1994;
Transferred and Recodified from 12 NCAC 07D .1107 Eff. July 1, 2015;
Readopted by North Carolina Register Volume 35, Issue 03, August 3, 2020 effective 7/1/2020.