Statutes, codes, and regulations
New York Codes, Rules and Regulations
Title 22 - JUDICIARYSubtitle A - JUDICIAL ADMINISTRATIONChapter I - Standards and Administrative PoliciesSubchapter C - Rules Of The Chief Administrator Of The Courts
Part 154 - Requests for Exemption From Public Disclosure of Client Information Under Public Officers Law Section 73-a
Section 154.6 - Initial Public Offerings

N.Y. Comp. Codes R. & Regs. tit. 22 § 154.6

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Current through Register Vol. 46, No. 51, December 18, 2024
Section 154.6 - Initial Public Offerings

When a covered person, or his or her firm, has provided legal representation to a client with respect to an initial public offering, and federal law or regulations restrict the disclosure of information relating to such work, the covered person shall deliver electronically, in a manner set forth by OCA, a signed written statement, disclosing the identity of the client and the services relating to the initial public offering.

N.Y. Comp. Codes R. & Regs. Tit. 22 § 154.6

Adopted New York State Register February 3, 2016/Volume XXXVIII, Issue 05, eff.12/31/2015