N.Y. Comp. Codes R. & Regs. tit. 11 § 82.7

Current through Register Vol. 46, No. 45, November 2, 2024

Section 82.7 - Exemptions from electronic filing and submission requirements

(a) An entity or a domestic insurer required to make an electronic filing or submission pursuant to this Part may apply to the superintendent for an exemption from the requirement that the filing or submission be electronic by submitting a written request to the superintendent for approval at least 30 days before the entity or domestic insurer shall submit to the superintendent the particular filing or submission that is the subject of the request.

(b) The request for an exemption shall:

(1) with regard to a domestic insurer, set forth the insurer's NAIC number;

(2) identify the specific filing or submission as to which the entity or domestic insurer is applying for the exemption;

(3) specify whether the entity or domestic insurer is making the request for an exemption based upon undue hardship, impracticability, or good cause, and set forth a detailed explanation as to the reason that the superintendent should approve the request; and

(4) specify whether the request for an exemption extends to future filings or submissions, in addition to the specific filing or submission identified in paragraph (2) of this subdivision.

(c) The entity or domestic insurer requesting an exemption shall submit, upon the superintendent's request, any additional information necessary for the superintendent to evaluate the entity's or insurer's request for an exemption.

(d) The entity or domestic insurer shall be exempt from the electronic filing or submission requirement upon the superintendent's written determination so exempting the entity or insurer, where the determination specifies the basis upon which the superintendent is granting or denying the request and to which filings or submissions the exemption applies.

(e) If the superintendent approves an entity or a domestic insurer's request for an exemption from the electronic filing or submission requirement, then the entity or domestic insurer shall make a physical filing in a form acceptable to the superintendent.

N.Y. Comp. Codes R. & Regs. Tit. 11 § 82.7

Renumbered from 82.6 New York State Register June 18, 2024/Volume XLVI, Issue 25, eff. 6/18/2024