Subchapter 4 - EXAMINATIONS
- Section 13:47A-4.1 - Examinations for broker-dealers and investment advisers
- Section 13:47A-4.2 - Examinations for agents
- Section 13:47A-4.3 - Examination requirements for investment adviser representatives
- Section 13:47A-4.4 - Investment adviser representative continuing education
- Section 13:47A-4.5 - Requests for waiver of agent or investment adviser representative examinations