Mont. Admin. r. 6.6.1407

Current through Register Vol. 21, November 2, 2024
Rule 6.6.1407 - STATEMENTS FILED IN ELECTION CONTESTS-IDENTITY OF INSURER AND SOLICITOR OF PROXIES
(1) Each statement filed by or on behalf of a participant other than an insurer, in a proxy solicitation in an election contest, shall state the name and address of the insurer.
(2) Each statement filed by or on behalf of a participant other than an insurer, in a proxy solicitation in an election contest, shall state:
(a) The solicitor's name and business address;
(b) The solicitor's present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is carried on;
(c) The solicitor's residence address;
(d) Information as to all material occupations, positions, offices or employments of the solicitor during the last ten years, giving starting and ending dates of each and the name, principal business and address of any business corporation or other business organization in which each occupation, position, office, or employment was carried on;
(e) Whether the solicitor is or has been a participant in any other proxy contest involving this company or other companies within the past ten years, and, if so, the names of the principals, the subject matter, and the solicitor's relationship to the parties and the outcome;
(f) Whether, during the past ten years, the solicitor has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and, if so, the pertinent dates, nature of conviction, name and location of court, and penalty imposed or other disposition of the case. A negative answer to this item need not be included in the proxy statement or other proxy soliciting material.

Mont. Admin. r. 6.6.1407

EMERG, NEW, Eff. 5/5/75.

Sec. 33-3-447 MCA; IMP, Sec. 33-3-447 MCA;