Minn. R. agency 120, ch. 2876, pt. 2876.2021

Current through Register Vol. 49, No. 24, December 9, 2024

Part 2876.2021 - SINGLE ISSUE; INTEGRATION

The following factors should be considered in determining whether offers and sales are part of a "single issue" for purposes of the exemption contained in Minnesota Statutes, section 80A.46(14):

A. whether the offers and sales are part of a single plan of financing;

B. whether the offers and sales involve issuance of the same class of securities;

C. whether the offers and sales have been made at or about the same time;

D. whether the same type of consideration is being received; and

E. whether the offers and sales are made for the same general purpose.

Minn. R. agency 120, ch. 2876, pt. 2876.2021

34 SR 593

Statutory Authority: MS s 45.023; 80A.82