Chapter 31.09.12 - Suitability in Annuity Transactions
- Section 31.09.12.01 - Purpose
- Section 31.09.12.02 - Scope
- Section 31.09.12.03 - Definitions
- Section 31.09.12.04 - Best Interest Obligations
- Section 31.09.12.05 - Supervision System
- Section 31.09.12.06 - Prohibited Practices
- Section 31.09.12.07 - Safe Harbor
- Section 31.09.12.08 - Producer Training
- Section 31.09.12.09 - Compliance and Penalties
- Section 31.09.12.10 - Record Keeping
- Section 31.09.12.11 - Producer Disclosure for Annuities Form
- Section 31.09.12.12 - Consumer Refusal to Provide Information Form
- Section 31.09.12.13 - Consumer Decision to Purchase Annuity Not Based on Recommendation Form