Statutes, codes, and regulations
Kansas Administrative Code
Agency 81 - OFFICE OF THE SECURITIES COMMISSIONER
Article 14 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
Section 81-14-2 - Investment advisers, investment adviser representatives, and federal covered investment advisers; registration fees

Kan. Admin. Regs. § 81-14-2

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Current through Register Vol. 43, No. 49, December 5, 2024
Section 81-14-2 - Investment advisers, investment adviser representatives, and federal covered investment advisers; registration fees
(a) The fee for initial registration or renewal of the registration of an investment adviser shall be $100.
(b) The fee for initial registration or renewal of the registration of an investment adviser representative shall be $60.
(c) The fee for an initial notice filing or a renewal notice filing for a federal covered investment adviser shall be $100.
(d) The IARD and the CRD shall be authorized to receive and store filings and to collect the fees specified in this regulation from investment advisers, investment adviser representatives, and federal covered investment advisers on behalf of the administrator.

Kan. Admin. Regs. § 81-14-2

Authorized by K.S.A. 17-12a605(a); implementing K.S.A. 17-12a410; effective Oct. 26, 2001; amended Aug. 18, 2006; amended Dec. 19, 2008; amended by Kansas Register Volume 34, No. 39; effective 10/9/2015.