Kan. Admin. Regs. § 17-9-9

Current through Register Vol. 43, No. 49, December 5, 2024

Section 17-9-9 - Investment securities; no transaction as principal

Except with the prior approval of the commissioner, a bank shall not participate as a principal in the marketing of investment securities.

Kan. Admin. Regs. § 17-9-9

Authorized by K.S.A. 9-1713; implementing K.S.A. 1995 Supp. 9-1101; effective Aug. 9, 1996.