Ill. Admin. Code tit. 14 § 130.1702

Current through Register Vol. 48, No. 49, December 6, 2024
Section 130.1702 - Inspection of Dealer, Salesperson and Investment Adviser Records

Records of all registered dealers, salespersons and investment advisers are available for public inspection during the business hours at the Springfield or Chicago offices of the Securities Department of the Secretary of State upon advance written request.

Ill. Admin. Code tit. 14, § 130.1702