Statutes, codes, and regulations
Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRSChapter 39 - SECURITIESSubchapter 4 - REGISTRATION OF BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, AND INVESTMENT ADVISER REPRESENTATIVES
Broker-Dealers
Section 16-39-401 - Registration; generally

Haw. Code R. § 16-39-401

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Current through November, 2024
Section 16-39-401 - Registration; generally

A person may be registered under chapter 485A, HRS, and this chapter if the commissioner finds that the applicant is qualified, has sufficient training and experience, is of good repute, and otherwise satisfies the requirements of chapter 485A, HRS, and this chapter.

Haw. Code R. § 16-39-401

[Eff 6/30/08] (Auth: HRS § 485A-606) (Imp: HRS §§ 485A-401, 485A-406)
Comp 11/18/2023