D.C. Mun. Regs. tit. 26, r. 26-B111

Current through Register 71, No. 45, November 7, 2024

Rule 26-B111 - MINIMUM NET CAPITAL

111.1

Each broker-dealer licensed or required to be licensed under the Act shall have and maintain minimum net capital as required by Rule 15c3-1, as amended, (§ 240.15 c3-1 of 17 CFR 217) under the Securities Exchange Act of 1934.

111.2

For the purposes of computing "Minimum Net Capital," net capital shall be computed as described in Rule 15c3-1, as amended, (§ 240.15 c3-1 of 17 CFR 217) under the Securities Exchange Act of 1934.

D.C. Mun. Regs. tit. 26, r. 26-B111

Final Rulemaking published at 40 DCR 6732 (September 24, 1993); as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 4106 (May 11, 2001)