Conn. Agencies Regs. § 38a-124-12
Current through November 7, 2024
Any security shall be exempt from the operation of section 38a-120 of the 1965 supplement to the general statutes to the extent necessary to render lawful under such section the execution by a broker of an order for an account in which he has no direct or indirect interest.
Conn. Agencies Regs. § 38a-124-12