The gas, electric distribution, water, telephone or community antenna television company, or holding company, the interference with, acquisition or control of which is the subject of the application (the affected company), shall provide the following information. The required information may be included in the application, if jointly submitted, as part of the statement of application, written testimony or exhibits annexed thereto. If not provided as part of a joint application, the following information shall be filed separately in the form of written testimony or exhibits, no later than ten (10) days after the application is deemed filed under subsection (d) of section 16-47 of the Connecticut General Statutes:
(1) Financial statements for the most recent fiscal year and the pro forma period (include assumptions), with and without approval of the proposed transaction, to include balance sheet, income statement and statement of source and application of funds;(2) Existing reporting structure for personnel, from Connecticut local operations to chief executive officer, including board of directors;(3) Capital structure and capitalization ratios, present and pro forma (include assumptions), giving effect to the proposed transaction;(4) Any prospectus, official statement, preliminary prospectus or preliminary official statement associated with the transaction for which approval is sought; and(5) A statement of the interference, authority or control that applicant is capable of exercising over the affected company after completion of the proposed transaction.Conn. Agencies Regs. § 16-47-4
Effective October 27, 1988; Transferred from § 16-1-65B, August 23, 2000; Amended August 23, 2000