Rule 3 CCR 704-1 - RULES UNDER THE COLORADO SECURITIES ACT
- Chapter 1 - (Reserved for future use)
- Chapter 2 - DEFINITIONS AND FEDERAL COORDINATION (§§ 704-1-51-2.1 — 704-1-51-2.2)
- Chapter 3 - REGISTRATION OF SECURITIES AND EXEMPTIONS (§§ 704-1-51-3.1 — 704-1-51-3.36)
- Chapter 4 - LICENSING OF BROKER-DEALERS AND SALES REPRESENTATIVES (§§ 704-1-51-4.1 — 704-1-51-4.8)
- Chapter 4(IA) - NOTICE FILING FROM FEDERAL COVERED ADVISERS. LICENSING OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (§§ 704-1-51-4.1 — 704-1-51-4.15)
- Chapter 5 - (Reserved for future use)
- Chapter 6 - PROCEDURES FOR HEARINGS CONDUCTED BY THE COLORADO SECURITIES BOARD AND THE OFFICE OF ADMINISTRATIVE COURTS (§§ 704-1-51-6.0 — 704-1-51-6.5)
- Chapter 7 - ADMINISTRATION AND FEES (§§ 704-1-51-7.1 — 704-1-51-7.4)
- Chapter 8 - EFFECTIVE DATE (§ 704-1-51-8.1)
- Chapter 9 - LOCAL GOVERNMENT INVESTMENT POOL TRUST FUNDS (§§ 704-1-51-9.1 — 704-1-51-9.7)