(1) Hearings may be held for the following reasons:(a) In furtherance of any investigation conducted by the Office pursuant to 970 CMR 3.04, and may include the taking of testimony of witnesses pursuant to summonses issued under 970 CMR 3.05 or those who are invited to testify before the Director;(b) Upon request by any person or political committee after receiving notification from the Director of his or her intention to present to the attorney general evidence of any alleged violation of M.G.L. c. 55 or regulations promulgated thereunder, to permit the alleged violator to present evidence to the contrary, provided the request is received by the Director within ten days of receipt of notification by the alleged violator.(2) The testimony of all witnesses shall be heard only at private hearings which shall be governed by all provisions of secrecy applicable to grand jury proceedings.(3) The testimony of a witness shall be taken under oath administered by the presiding officer, a notary public or other Person authorized by the laws of the Commonwealth to administer oaths. Witnesses shall be sworn before testifying.(4)970 CMR 3.00 shall be made available in printed form to each witness prior to his or her testimony.(5) A witness shall have the right to be represented at a hearing by counsel. Counsel shall file a written Notice of Appearance with the Office before representing a witness at a hearing.(6) All provisions with reference to secrecy which govern proceedings of a grand jury shall govern proceedings before the director.(7) There shall be a Presiding Officer at all hearings, who shall be the Director or his designee, who shall conduct said hearing.(8) A witness shall be informed, prior to his or her testimony, of the privilege against self-incrimination.(9) Testimony at all hearings shall be recorded by a stenographer or a mechanical recording device.(10) Witnesses, counsel and other persons present at a hearing shall conduct themselves in a manner consistent with the standards of decorum commonly observed in any court. Where such decorum is not observed, the Director may take appropriate action.(11) The examination and cross-examination of witnesses shall be subject to the following: (a) At any hearing conducted in furtherance of any investigation as provided by 970 CMR 3.06(l)(a): 1. Witnesses may be examined and cross-examined by the Director, Legal Counsel and Office staff at the discretion of the Presiding Officer;2. Counsel for the witness shall not be permitted to examine or cross-examine the witness, but the witness shall have the right to consult with his or her counsel;3. At the close of his or her testimony, a witness may make a brief closing statement. A witness may be asked additional questions after his or her closing statement.(b) At any hearing conducted as the result of any Request for Hearing, as provided by 970 CMR 3.06(1)(b): 1. The requesting party, or his or her counsel, may make a brief opening statement for the purpose of highlighting issues to be addressed and summarizing evidence to be adduced during the presentation of evidence;2. Witnesses may be examined and cross-examined in accordance with 970 CMR 3.06(11)(b);3. At the close of all evidence presented, the requesting party, or his or her counsel may make a brief closing statement.4. The Presiding Officer shall have the discretion to require that any such examination or cross-examination be modified in any manner.(12) A witness or his or her counsel may object to a question on the ground of privilege against self-incrimination. A witness may refuse to answer a question on the ground of this privilege. If a witness claims the privilege, he or she shall not be required to answer the question at that time.(13) Strict rules of evidence applicable in a judicial proceeding shall not be applied.(14) The order of proceedings shall be as follows:(a) At any hearing conducted in furtherance of any investigation, as provided by 970 CMR 3.06(l)(a): 1. A witness called to testify shall be permitted to make a brief opening statement, after being sworn;2. The witness may be examined and cross-examined in accordance with 970 CMR 3.06 (1 l)(a);3. At the close of his or her testimony, a witness may make a brief closing statement. A witness may be asked additional questions after his or her closing statement,
(b) At any hearing conducted as the result of any Request for Hearing, as provided by 970CMR 3.06(l)(b): 1. The requesting party, or his or her counsel, may make a brief opening statement for the purpose of highlighting issues to be addressed and summarizing evidence to be adduced during the presentation of evidence;2. Witnesses may be examined and cross-examined in accordance with 970 CMR 3.06 (1 l)(b);3. At the close of all evidence presented, the requesting party, or his or her counsel may make a brief closing statement.(15) A witness, or requesting party may file a sworn statement for inclusion in the record of the private hearing, which may be filed prior to the hearing, during the hearing, but no later than five calendar days after the hearing has been concluded or adjourned.(16)Transcript of Proceeding. (a) All hearings shall be recorded by a stenographer or a mechanical recording device.(b) Transcripts of a witness' testimony may be prepared upon request of and at the expense of the witness. The transcript shall be made available to the witness and his counsel for inspection at the Office.(c) The witness or counsel for the witness shall be notified when such transcript is available for inspection. The witness shall then have seven days (excluding Saturdays, Sundays and legal Holidays) to indicate to the Office any alleged inaccuracies in the transcript. Requests to correct alleged inaccuracies shall be submitted in writing to the office to the attention of the Presiding Officer, who shall agree or disagree to amend the transcript to reflect the change. If the Presiding Officer disagrees, the witness proposed list of alleged inaccuracies shall be appended to the transcript.(d) It shall be within the discretion of the Presiding Officer to provide a transcript of a witness' testimony to that witness, upon written request by the witness or his counsel, and at the expense of the witness.(e) Transcripts of private hearings shall be kept confidential subject to the same restrictions on use as those applying to grand jury transcripts.(17) Nothing contained in 970 CMR 3.06 shall be construed to limit the manner and extent to which the Office may interview persons while conducting reviews or investigations, as provided by 970 CMR 3.04(2)(b).Amended by Mass Register Issue 1277, eff. 1/2/2015.Amended by Mass Register Issue 1363, eff. 4/20/2018.Amended by Mass Register Issue 1465, eff. 3/18/2022.