17 C.F.R. § 279.3

Current through September 30, 2024

Section 279.3 - Form ADV-H, application for a temporary or continuing hardship exemption

An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.

17 C.F.R. §279.3

65 FR 57451, Sept. 22, 2000

For FEDERAL REGISTER citations affecting Form ADV-H, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.