17 C.F.R. § 240.12b-37

Current through October 31, 2024
Section 240.12b-37 - Satisfaction of filing requirements

With regard to issuers eligible to rely on Release No. 34-45589 (March 18, 2002) or Release No. IC-25463 (March 18, 2002) (each of which may be viewed on the Commission's website at www.sec.gov), filings made in accordance with the provisions of those Releases shall satisfy the issuer's requirement to make such a filing under Section 13(a), 14 or 15(d) of the Act (15 U.S.C. 77m(a) , 78n or 78o(d) ), as applicable, and the Commission's rules and regulations thereunder.

17 C.F.R. §240.12b-37

67 FR 13537 , Mar. 22, 2002