17 C.F.R. § 240.11a1-4(T)
Current through November 30, 2024
A transaction in a bond, note, debenture, or other form of indebtedness effected on a national securities exchange by a member for its own account or the account of an associated person thereof shall be deemed to be of a kind which is consistent with the purposes of section 11(a)(1) of the Act, the protection of investors, and the maintenance of fair and orderly markets.
17 C.F.R. §240.11a1-4(T)
Secs. 2, 3, 6, 10, 11, 11A, 15 and 23 of the Securities Exchange Act of 1934 (15 U.S.C. 78b , 78c , 78f , 78j , 78k , 78k-1 , 78o , and 78w )