Statutes, codes, and regulations
California Code Of Regulations
Title 4 - Business RegulationsDivision 18 - California Gambling Control CommissionChapter 2 - Licenses and Work Permits
Article 2 - Initial and Renewal Licenses and Work Permits
Section 12120 - Findings of Suitability Associated with a Tribal Compact

Cal. Code Regs. tit. 4 § 12120

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Current through Register 2024 Notice Reg. No. 50, December 13, 2024
Section 12120 - Findings of Suitability Associated with a Tribal Compact

Applications for findings of suitability received pursuant to Tribal-State gaming compact section 6.5.6 and comparable sections of new or amended compacts for Tribal gaming employees in key employee positions, Tribal gaming resource suppliers and financial sources, will be processed as initial or renewal licenses consistent with Section 12040. As identified by the Tribes' licensing requirements under Tribal-State gaming compact section 6.4.7(iv) and comparable sections of newer or amended compacts, the Commission will not require an application for a finding of suitability from shareholders of a gaming resource supplier or financial source who own ten percent or less of a corporation. Applicants pursuant to this section are not responsible for any fees necessary for the completion of the Request for Live Scan Service, as referred to in subsection (d) of Section 12112.

Cal. Code Regs. Tit. 4, § 12120

1. New article 3 (section 12120) and section filed 11-19-2001 as an emergency; operative 11-19-2001 (Register 2001, No. 47). A Certificate of Compliance must be transmitted to OAL by 3-19-2002 or emergency language will be repealed by operation of law on the following day.
2. New article 3 (section 12120) and section refiled 3-19-2002 as an emergency; operative 3-19-2002 (Register 2002, No. 12). A Certificate of Compliance must be transmitted to OAL by 7-17-2002 or emergency language will be repealed by operation of law on the following day.
3. New article 3 (section 12120) and section refiled 7-1-2002 as an emergency; operative 7-1-2002 (Register 2002, No. 27). A Certificate of Compliance must be transmitted to OAL by 10-29-2002 or emergency language will be repealed by operation of law on the following day.
4. Certificate of Compliance as to 7-1-2002 order, including repealer and new article 3 heading, renumbering of former section 12120 to new section 12130 and renumbering and amendment of former section 12102 to section 12120, transmitted to OAL 10-29-2002 and filed 12-12-2002 (Register 2002, No. 50).
5. Change without regulatory effect amending section and NOTE filed 6-26-2003 pursuant to section 100, title 1, California Code of Regulations (Register 2003, No. 26).
6. Change without regulatory effect amending subsection (a) filed 8-8-2008 pursuant to section 100, title 1, California Code of Regulations (Register 2008, No. 32).
7. Change without regulatory effect amending subsections (c)-(f) filed 6-3-2013 pursuant to section 100, title 1, California Code of Regulations; operative 7-1-2013 in accordance with Governor's Reorganization Plan No. 2 of 2012 (Register 2013, No. 23).
8. Change without regulatory effect amending NOTE filed 1-8-2018 pursuant to section 100, title 1, California Code of Regulations (Register 2018, No. 2).
9. Relocation and amendment of article 3 heading from preceding section 12120 to precede section 12122 and repealer and new section filed 12-12-2020; operative 1-1-2021 pursuant to Government Code section 11343.4(b) (Register 2020, No. 51). Filing deadline specified in Government Code section 11349.3(a) extended 60 calendar days pursuant to Executive Order N-40-20.
10. Amendment filed 9-1-2022; operative 9-1-2022 pursuant to Government Code section 11343.4(b)(3) (Register 2022, No. 35).

Note: Authority cited: Sections 19823, 19824, 19840 and 19841, Business and Professions Code. Reference: Section 19841, Business and Professions Code; and Section 12012.25, Government Code.

1. New article 3 (section 12120) and section filed 11-19-2001 as an emergency; operative 11-19-2001 (Register 2001, No. 47). A Certificate of Compliance must be transmitted to OAL by 3-19-2002 or emergency language will be repealed by operation of law on the following day.
2. New article 3 (section 12120) and section refiled 3-19-2002 as an emergency; operative 3-19-2002 (Register 2002, No. 12). A Certificate of Compliance must be transmitted to OAL by 7-17-2002 or emergency language will be repealed by operation of law on the following day.
3. New article 3 (section 12120) and section refiled 7-1-2002 as an emergency; operative 7-1-2002 (Register 2002, No. 27). A Certificate of Compliance must be transmitted to OAL by 10-29-2002 or emergency language will be repealed by operation of law on the following day.
4. Certificate of Compliance as to 7-1-2002 order, including repealer and new article 3 heading, renumbering of former section 12120 to new section 12130 and renumbering and amendment of former section 12102 to section 12120, transmitted to OAL 10-29-2002 and filed 12-12-2002 (Register 2002, No. 50).
5. Change without regulatory effect amending section and Note filed 6-26-2003 pursuant to section 100, title 1, California Code of Regulations (Register 2003, No. 26).
6. Change without regulatory effect amending subsection (a) filed 8-8-2008 pursuant to section 100, title 1, California Code of Regulations (Register 2008, No. 32).
7. Change without regulatory effect amending subsections (c)-(f) filed 6-3-2013 pursuant to section 100, title 1, California Code of Regulations; operative 7-1-2013 in accordance with Governor's Reorganization Plan No. 2 of 2012 (Register 2013, No. 23).
8. Change without regulatory effect amending Note filed 1-8-2018 pursuant to section 100, title 1, California Code of Regulations (Register 2018, No. 2).
9. Relocation and amendment of article 3 heading from preceding section 12120 to precede section 12122 and repealer and new section filed 12-12-2020; operative 1/1/2021 pursuant to Government Code section 11343.4(b) (Register 2020, No. 51). Filing deadline specified in Government Code section 11349.3(a) extended 60 calendar days pursuant to Executive Order N-40-20.
10. Amendment filed 9-1-2022; operative 9/1/2022 pursuant to Government Code section 11343.4(b)(3) (Register 2022, No. 35).