Cal. Code Regs. tit. 10 § 2130.7

Current through Register 2024 Notice Reg. No. 50, December 13, 2024

Section 2130.7 - Forms

The specific forms required to be filed with the Commissioner by license applicants and licensees are as follows:

(a) The written application for licensure shall be made on Form 441-9 (Rev 11/2000) for individuals and on Form 441-11 (Rev 11/2000) for organizations.

(b) The initial certification of authorized employees shall be made on form Lic. RCA 1 (Rev 11/2000).

(c) The annual certification of authorized employees shall be made on form Lic. RCA 2 (Rev 11/2000).

(d) The insurer certification shall be made on form Lic. RCA 3 (Rev 11/2000).

(e) Training materials submitted to the Commissioner shall contain all of the elements set forth in form Lic. RCA 4 (Rev 11/2000).

(f) The list of authorized endorsees shall be made on form Lic. RCA 5 (Rev 1/2000). The list shall be maintained in a format capable of transmission to the Commissioner electronically and in hard copy or diskette, however requested by the Commissioner pursuant to Section 2130.6(c) above. The electronic version shall be transmitted in commercial word-processing or spreadsheet form. When requested, the list shall be updated to include endorsees newly authorized up to 30 days before the mailing date of the request, and shall include the dates upon which each endorsee's authorization began and, if relevant, terminated. It shall then be transmitted as an attachment to e-mail or by regular mail in hard copy or diskette, as requested. The appropriate e-mail and regular mailing addresses shall be posted by the Department on its website at http://www.insurance.ca.gov.

(g) All forms set forth in this subsection are incorporated herein by reference in their entirety and are available upon request, by telephone or in writing, to the Department of Insurance or on the website of the Department of Insurance, at www.insurance.ca.gov.

Cal. Code Regs. Tit. 10, § 2130.7

1. New section filed 12-6-2000 as an emergency; effective 12-6-2000; operative 1-1-2001 pursuant to Insurance Code section 1758.891 (Register 2000, No. 49). A Certificate of Compliance must be transmitted to OAL by 4-5-2001 or emergency language will be repealed by operation of law on the following day.
2. Repealed by operation of Government Code section 11346.1(g) (Register 2001, No. 18).
3. New section filed 4-30-2001 as an emergency; operative 4-30-2001 (Register 2001, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-28-2001 or emergency language will be repealed by operation of law on the following day.
4. Repealed by operation of Government Code section 11346.1(g) (Register 2001, No. 39).
5. New section filed 9-25-2001 as an emergency; operative 9-25-2001 (Register 2001, No. 39). A Certificate of Compliance must be transmitted to OAL by 1-23-2002 or emergency language will be repealed by operation of law on the following day.
6. Repealed by operation of Government Code section 11346.1(g) (Register 2002, No. 5).
7. New section filed 1-31-2002 as an emergency; operative 1-31-2002 (Register 2002, No. 5). A Certificate of Compliance must be transmitted to OAL by 5-31-2002 or emergency language will be repealed by operation of law on the following day.
8. Certificate of Compliance as to 1-31-2002 order, including amendment of subsection (f), transmitted to OAL 2-6-2002 and filed 3-21-2002 (Register 2002, No. 12).

Note: Authority cited: Section 2, A.B. 62 (Stats. 1999, c. 618). Reference: Sections 1758.81 and 1758.82, Insurance Code.

1. New section filed 12-6-2000 as an emergency; effective 12-6-2000; operative 1-1-2001 pursuant to Insurance Code section 1758.891 (Register 2000, No. 49). A Certificate of Compliance must be transmitted to OAL by 4-5-2001 or emergency language will be repealed by operation of law on the following day.
2. Repealed by operation of Government Code section 11346.1(g) (Register 2001, No. 18).
3. New section filed 4-30-2001 as an emergency; operative 4-30-2001 (Register 2001, No. 18). A Certificate of Compliance must be transmitted to OAL by 8-28-2001 or emergency language will be repealed by operation of law on the following day.
4. Repealed by operation of Government Code section 11346.1(g) (Register 2001, No. 39).
5. New section filed 9-25-2001 as an emergency; operative 9-25-2001 (Register 2001, No. 39). A Certificate of Compliance must be transmitted to OAL by 1-23-2002 or emergency language will be repealed by operation of law on the following day.
6. Repealed by operation of Government Code section 11346.1(g) (Register 2002, No. 5).
7. New section filed 1-31-2002 as an emergency; operative 1-31-2002 (Register 2002, No. 5). A Certificate of Compliance must be transmitted to OAL by 5-31-2002 or emergency language will be repealed by operation of law on the following day.
8. Certificate of Compliance as to 1-31-2002 order, including amendment of subsection (f), transmitted to OAL 2-6-2002 and filed 3-21-2002 (Register 2002, No. 12).