Statutes, codes, and regulations
California Code Of Regulations
Title 10 - InvestmentChapter 3 - Commissioner of Financial Protection and InnovationSubchapter 2 - Corporate SecuritiesArticle 13 - General Provisions
Subarticle 1 - Expert's Liability
Section 260.504.2.4 - Notice Pursuant to Section 25504.2(b)(3) of the Code

Cal. Code Regs. tit. 10 § 260.504.2.4

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Current through Register 2024 Notice Reg. No. 45, November 8, 2024
Section 260.504.2.4 - Notice Pursuant to Section 25504.2(b)(3) of the Code

A notice pursuant to Subdivision (b)(3) of Section 25504.2 of the Code that an expert will not be responsible for a part of a document, report or evaluation is not effective prior to its receipt by both the issuer and the Commissioner.

Cal. Code Regs. Tit. 10, § 260.504.2.4

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25504.2, Corporations Code.