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United States v. Sundberg

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Oct 22, 2012
496 F. App'x 711 (9th Cir. 2012)

Opinion

No. 11-10338 D.C. No. 5:09-cr-00928-JF-1

10-22-2012

UNITED STATES OF AMERICA, Plaintiff - Appellee, v. SETH SUNDBERG, Defendant - Appellant.


NOT FOR PUBLICATION


MEMORANDUM

This disposition is not appropriate for publication and is not precedent except as provided by 9th Cir. R. 36-3.


Appeal from the United States District Court

for the Northern District of California

Jeremy D. Fogel, District Judge, Presiding


San Francisco, California

Before: FISHER, TALLMAN, and CALLAHAN, Circuit Judges.

Defendant-appellant Seth Sundberg ("Sundberg") appeals the district court's entry of judgment on his guilty plea. We have jurisdiction under 28 U.S.C. § 1291, and we affirm.

Under Federal Rule of Criminal Procedure 11(b)(1)(K), a judge must inform the defendant of, and determine that the defendant understands, the court's authority to order restitution. Despite this express requirement, a judge's failure to comply "is harmless error if it does not affect substantial rights." Fed. R. Crim. Pro. 11(h). We have held that a district court's failure to advise a defendant of its restitution authority is harmless if "the defendant was advised he was subject to a fine in an amount in excess of the restitution imposed." United States v. Crawford, 169 F.3d 590, 592 (9th Cir. 1999) (emphasis added). In this case, Sundberg admitted the facts of the indictment, including his unlawful receipt of a $5 million tax refund. Although the district court failed to advise Sundberg of its restitution authority, the court affirmatively warned Sundberg that he could face "a $250,000 fine or twice the value of the gross gain or loss," thus putting Sundberg on notice that he could suffer a fine in excess of $10 million. Because this figure is far higher than Sundberg's eventual $2,488,613.38 restitution order, the error was harmless.

AFFIRMED.


Summaries of

United States v. Sundberg

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Oct 22, 2012
496 F. App'x 711 (9th Cir. 2012)
Case details for

United States v. Sundberg

Case Details

Full title:UNITED STATES OF AMERICA, Plaintiff - Appellee, v. SETH SUNDBERG…

Court:UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

Date published: Oct 22, 2012

Citations

496 F. App'x 711 (9th Cir. 2012)