Opinion
No. 13-08-347-CR
Opinion delivered and filed April 23, 2009. DO NOT PUBLISH. TEX. R. APP. P. 47.2(b).
On appeal from the 319th District Court of Nueces County, Texas.
Before Chief Justice VALDEZ and Justices GARZA and VELA.
MEMORANDUM OPINION
Appellant, Isaias Soto, was indicted for possession of cocaine in an amount more than four grams but less than 200 grams, a second-degree felony (trial court cause no. 07-CR-3106-G). See Tex. Health Safety Code Ann. § 481.115(a), (d) (Vernon 2003). Soto entered an "open" plea of guilty to the offense, and the trial court assessed punishment at twenty years' imprisonment, to run concurrent with a two-year sentence in a separate possession-of-cocaine charge, a state jail felony (trial court cause no. 08-CR-521-G). See id. § 481.115(a), (b). In four issues, Soto argues that 1) the trial court abused its discretion in sentencing him to twenty years' imprisonment, 2) his plea was involuntary, 3) the twenty-year sentence constituted cruel and unusual punishment, and 4) he received ineffective assistance of counsel. We affirm.
I. Plea Hearing
After the trial court admonished Soto, he entered an open plea of guilty to the above-mentioned offenses. With respect to cause number 08-CR-521-G, the prosecutor recommended "two years to serve in the state jail." With respect to cause number 07-CR-3106-G, the prosecutor asked "for 20 years TDC, and to run both cases together. . . . [W]e're asking the Court to try to stay there, or as close to that as possible, Your Honor." In response, defense counsel stated, "[W]e would ask that the charges run concurrent. And on the second-degree felony, Mr. Soto be given the lower end, with the two to twenty, Your Honor. . . ." After the trial court assessed a twenty-year sentence in cause number 07-CR-3106-G, defense counsel told the trial court, "I think that the original offer was capped at 15 years." To this, the prosecutor remarked, "Your Honor, we had that before another problem arose." The trial court stated, "Well, there was no plea offer here. This was made pursuant to an open plea." The trial court, in cause number 07-CR-3106-G, assessed punishment at twenty years' imprisonment to run concurrent with the sentence assessed in the state jail felony, cause number 08-CR-521-G. The trial court, in cause number 08-CR-521-G, assessed punishment at two years' confinement in a state jail facility to run concurrent with the sentence assessed in cause number 07-CR-3106-G. This appeal involves only Soto's conviction in cause number 07-CR-3106-G.II. Discussion
A. Abuse of Discretion
In his first issue, Soto argues the trial court abused its discretion in sentencing him to twenty years' imprisonment. A trial court abuses its discretion when it acts without reference to any guiding rules and principles, or if it acts in an arbitrary or capricious manner. Montgomery v. State, 810 S.W.2d 372, 380 (Tex.Crim.App. 1990). A trial court does not abuse its discretion if its ruling is at least within the zone of reasonable disagreement. Salazar v. State, 38 S.W.3d 141, 153-54 (Tex.Crim.App. 2001); Montgomery, 810 S.W.2d at 390-91. In our review of a trial court's determination of the appropriate punishment in any given case, "a great deal of discretion is allowed the sentencing judge." Jackson v. State, 680 S.W.2d 809, 814 (Tex.Crim.App. 1984); Baldridge v. State, 77 S.W.3d 890, 893-94 (Tex.App.-Houston [14th Dist.] 2002, pet. ref'd). It is "the general rule that as long as a sentence is within the proper range of punishment it will not be disturbed on appeal." Jackson, 680 S.W.2d at 814. A trial court will be found to have abused its discretion only if there is no evidence or factual basis for the punishment imposed. Id.; Benjamin v. State, 874 S.W.2d 132, 135 (Tex.App.-Houston [14th Dist.] 1994, no pet.). Soto pleaded guilty to the offense of possession of cocaine in an amount more than four grams but less than 200 grams, a second-degree felony. See Tex. Health Safety Code Ann. § 481.115(a), (d). Section 12.33 of the penal code provides that the punishment range for a second-degree felony is imprisonment for a term of not more than twenty years or less than two years, and a fine not to exceed $10,000. See Tex. Penal Code Ann. § 12.33(a), (b) (Vernon 2003). The punishment assessed by the trial court — confinement for twenty years — is within the punishment range established by the Legislature for a person convicted of a second-degree felony. See id. Soto argues the trial court abused its discretion in three ways: (1) the trial court "disregarded a previously agreed to `cap' on the open plea"; (2) "the trial court sentence[d] [him] to the maximum sentence without allowing [him] to withdraw his plea of guilty"; and (3) "the sentence was unfair because of the method employed by the trial court to determine the punishment." We address each argument separately.1. Whether the Trial Court Disregarded A Cap On The Open Plea
Absent a showing to the contrary, a reviewing court presumes the regularity of both judgments and plea proceedings. Davis v. State, 130 S.W.3d 519, 522 (Tex.App.-Dallas 2004, no pet.); see Ex parte Wilson, 716 S.W.2d 953, 956 (Tex.Crim.App. 1986). The appellant bears the burden to overcome this presumption. Davis, 130 S.W.3d at 522. "A plea agreement is a contractual arrangement. Until all of the necessary parties agree to the terms of the contract, the agreement is not binding." Ortiz v. State, 933 S.W.2d 102, 104 (Tex.Crim.App. 1996). A trial court is free to either accept or reject a plea-bargain agreement. Davis, 130 S.W.3d at 522. Until the court accepts it, a negotiated plea-bargain agreement is not binding on the parties. Ortiz, 933 S.W.2d at 104; Holland v. State, 112 S.W.3d 251, 254-55 (Tex.App.-Austin 2003, no pet.). When expressly approved by the trial court in open court, however, a plea-bargain agreement becomes a binding contractual arrangement between the State and the defendant. Ortiz, 933 S.W.2d at 104; Wright v. State, 158 S.W.3d 590, 593-94 (Tex.App.-San Antonio 2005, pet. ref'd). Under these circumstances, the trial court is bound to carry out the terms of the agreement. Holland, 112 S.W.3d at 255. Thus, an accused is entitled to specific performance of a plea agreement only if the trial court accepts and approves the negotiated plea agreement. Id.; see Ortiz, 933 S.W.2d at 104; Perkins v. Court of Appeals, 738 S.W.2d 276, 283 (Tex.Crim.App. 1987). Nothing, other than Soto's assertions in his appellate brief, indicates the existence of a "previously agreed to `cap' on the open plea." In this case, the record provides no evidence that a fifteen-year cap on punishment ever became binding, and Soto has cited no authority suggesting that a trial court is bound by prior plea negotiations which did not result in a plea-bargain agreement. Furthermore, the record does not reveal, nor does Soto assert, that the trial court conducted a hearing on any plea agreement or punishment cap pursuant to article 26.13(a)(2). See Tex. Code Crim. Proc. Ann. art 26.13(a)(2) (Vernon 2009). No evidence in the record showed the trial court accepted any plea agreement or punishment cap. A plea agreement does not become binding until all necessary parties agree to its terms. Ortiz, 933 S.W.2d at 104; Davis, 130 S.W.3d at 522. Because the record lacks evidence showing the trial court's agreement to any plea bargain or punishment cap, we conclude the fifteen-year punishment cap even if "agreed to," never became binding. Soto has presented no evidence, nor does the record reflect any, that overcomes the presumption of regularity in the judgment and plea proceedings at issue. See Davis, 130 S.W.3d at 522. Accordingly, we resolve this argument adversely to him.2. Whether The Trial Court Proceeded To Sentence Soto To The Maximum Sentence Without Allowing Him To Withdraw His Guilty Plea
If a trial court rejects a plea-bargain agreement, the defendant's plea is rendered involuntary, and the defendant is entitled to withdraw the guilty plea. Holland, 112 S.W.3d at 255 (citing Zinn v. State, 35 S.W.3d 283, 285 (Tex.App.-Corpus Christi 2000, pet. ref'd)). Nothing, other than Soto's assertions in his appellate brief, indicates that the trial court "proceeded to sentence [him] to the maximum sentence without allowing [him] to withdraw his plea of guilty." Neither Soto nor his defense counsel made any request to withdraw the guilty plea. We find that Soto has presented no evidence, nor does the record reflect any, that overcomes the presumption of regularity in the judgment and plea proceedings at issue. See Davis, 130 S.W.3d at 522.3. Method Employed For Punishment
Soto also argues the trial court violated his right to due process because it arbitrarily refused to consider the entire range of punishment and refused to consider mitigating evidence, imposing a predetermined punishment. See U.S. Const. amends. V, XIV; Tex. Const. art. 1, § 19.a. Applicable Law
"The Constitutional mandate of due process requires a neutral and detached judicial officer who will consider the full range of punishment and mitigating evidence." Buerger v. State, 60 S.W.3d 358, 363-64 (Tex.App.-Houston [14th Dist.] 2001, pet. ref'd); see Gagnon v. Scarpelli, 411 U.S. 778, 786-87 (1973). A trial court denies due process when it arbitrarily refuses to consider the entire punishment range for an offense or it refuses to consider mitigating evidence and imposes a predetermined punishment. Buerger, 60 S.W.3d at 364 (citing McClenan v. State, 661 S.W.2d 108, 110 (Tex.Crim.App. 1983)). However, absent evidence to the contrary found within the appellate record, we presume the trial court acted as a neutral and detached officer. Brumit v. State, 206 S.W.3d 639, 645 (Tex.Crim.App. 2006); Vick v. State, 268 S.W.3d 859, 861 (Tex.App.-Texarkana 2008, pet. ref'd); Jaenicke v. State, 109 S.W.2d 793, 796 (Tex.App.-Houston [1st Dist.] 2003, pet. ref'd).b. Analysis
After the trial court accepted Soto's guilty pleas, defense counsel told the trial court that Soto had "one prior state jail conviction where he served one year in a state jail facility." Before the trial court assessed punishment, Soto told the trial court that he had a drug problem. Upon hearing this, the trial court commented, "You have a long severe history of substance abuse. The Court will review the exhibit that was marked." The exhibit admitted during the plea hearing with respect to cause number 07-CR-3106-G showed Soto possessed 13.59 grams of cocaine. After the court assessed the twenty-year sentence, it told Soto, "Mr. Soto, you need to get away from the drugs for a long time; otherwise you're going to kill yourself. And the only way to do that is to make sure you are locked up." The court's statements reflect consideration of the evidence, Soto's criminal history, and the court's knowledge of the dangerousness of substance abuse. The trial court's statements are not sufficient to rebut the presumption of a neutral and detached trial court. The statements do not show that the trial court failed to consider the full punishment range, nor do they reveal a predetermined punishment or a failure to consider mitigating evidence. What the statements reflect is the trial court's concern for Soto's substance-abuse problem. Therefore, we conclude the trial court did not infringe upon Soto's due process rights. The evidence, combined with the fact that Soto had a prior state jail felony conviction, supported the trial court's decision to sentence Soto to twenty years' imprisonment. Because the trial court had before it evidence that supported the twenty-year sentence, we cannot say it acted without reference to any guiding rules and principles, or that it acted in an arbitrary or capricious manner. See Montgomery, 810 S.W.2d at 380, 390-91. We conclude that the trial court's sentence is at least within the zone of reasonable disagreement. Therefore, we hold the trial court properly exercised its discretion by sentencing Soto to twenty years' imprisonment. See Jackson, 680 S.W.2d at 814. Issue one is overruled.B. Voluntariness Of Plea
In his second issue, Soto argues that his plea was involuntary because the twenty-year sentence exceeded the punishment range explained to him by his defense counsel. Specifically, he argues his guilty plea was involuntary because he pleaded guilty based upon an erroneous belief that he would receive a sentence less than the maximum punishment. He argues trial counsel explained to him that: (1) if he pleaded "open" to the trial court, then he would receive a sentence which was less than a sentence a jury would give him; and (2) he believed he was protected by a fifteen-year punishment "cap" in which the trial court was bound to sentence him to a term not to exceed fifteen years.1. Applicable Law
"A defendant who pleads guilty after having been properly admonished of his constitutional rights, who has knowingly and voluntarily waived those rights, and who has been admonished as required by our constitutions and article 26.13 is presumed to have entered a voluntary and knowing plea." Mitschke v. State, 129 S.W.3d 130, 136 (Tex.Crim.App. 2004) (footnote omitted). In considering the voluntariness of a guilty plea, the appellate court "should examine the record as a whole." Martinez v. State, 981 S.W.2d 195, 197 (Tex.Crim.App. 1998) (per curiam). "A finding that a defendant was duly admonished creates a prima facie showing that a guilty plea was entered knowingly and voluntarily." Id. "A defendant may still raise the claim that his plea was not voluntary; however, the burden shifts to the defendant to demonstrate that he did not fully understand the consequences of his plea such that he suffered harm." Id. The mere fact a defendant may have received a higher punishment than he or she anticipated or hoped for does not render the guilty plea involuntary. Thomas v. State, 2 S.W.3d 640, 642 (Tex.App.-Dallas 1999, no pet.). Furthermore, a guilty plea is not involuntary simply because the sentence exceeded what the defendant expected, even if defense counsel raised that expectation. Houston v. State, 201 S.W.3d 212, 217-18 (Tex.App.-Houston [14th Dist.] 2006, no pet.); Hinkle v. State, 934 S.W.2d 146, 149 (Tex.App.-San Antonio 1996, pet. ref'd).2. Analysis
Here, the evidence does not rebut the presumption that Soto's plea was voluntary. The appellate record contains the "Court's Written Admonishments To Defendant On Defendant's Plea Of Guilty Or Nolo Contendere." Attached to this document are two documents. The first is entitled "Court's Written Admonishments On Range Of Punishment," and the second is entitled "Defendant's Statement Understanding Admonishments." The first document provided, in relevant part:The range of punishment for the offense that you are charged with or are entering a plea of guilty/nolo contendere[] to is for a second degree felony. Punishment for such a felony is noted in the paragraphs marked [xx] or highlighted. In addition to imprisonment or confinement, a fine may also be imposed.
The word "guilty" is circled.
. . . .
[] Second Degree Felony Punishment, § 12.33 : One guilty of a Second degree felony shall be punished by imprisonment for any term of not more than 20 years or less than 2 years, by a fine not to exceed $10,000.The second document, which was signed and initialed by Soto, stated, among other things, that Soto understood the written admonishments and that he knowingly and voluntarily pleaded guilty to the offense. At the plea hearing, Soto's responses to the trial court's questions showed he understood the written admonishments and that he knowingly and voluntarily pleaded guilty. Considering the totality of the circumstances viewed in light of the entire record, we conclude Soto has failed to meet his burden that his plea was not voluntary. See Martinez, 981 S.W.2d at 197. The second issue is overruled.