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People v. Roman

Appellate Division of the Supreme Court of New York, First Department
Dec 12, 1995
222 A.D.2d 269 (N.Y. App. Div. 1995)

Opinion

December 12, 1995

Appeal from the Supreme Court, Bronx County (Richard Price, J.).


Defendant pleaded guilty in Bronx County to criminal possession of a controlled substance in the fifth degree and was allegedly promised a sentence of 2 to 4 years to be "concurrent" with the sentence thereafter to be imposed on a pending New York County case in which defendant was charged with shooting two people, killing one, while he was out on bail in the Bronx case. Defendant was sentenced to 2 to 4 years in the Bronx as promised.

After the Bronx plea but before the imposition of sentence, defendant pleaded guilty to manslaughter in the first degree in the New York County case, and contrary to the statements of the Bronx County sentencing court, was ultimately sentenced to a consecutive term of 12 1/2 to 25 years by the Justice in the New York County case.

In June 1993, seven years after the imposition of the Bronx County sentence, defendant moved pursuant to CPL 440.20 to vacate that sentence, and for re-sentencing to concurrent terms of imprisonment. The court denied the motion, ruling defendant had waived any rights to the fulfillment of the sentencing promise by failing to object at the time the consecutive sentence was imposed in New York County.

Initially, we note the present record is inadequate to support defendant's factual claims as to a promise of concurrent time as he failed to provide the motion court with the plea minutes of the Bronx County proceeding, or indeed, the plea and sentencing minutes of the New York County proceeding ( see, People v Frederick, 45 N.Y.2d 520; People v Olivo, 52 N.Y.2d 309, 320). In any event, upon the existing record, we find that the court properly denied specific performance. While a guilty plea induced by an unfulfilled promise must either be vacated or the promise honored, a defendant is entitled to specific performance only if he can establish that vacatur of the plea is insufficient to return him to his pre-plea position ( People v McConnell, 49 N.Y.2d 340, 346-348), a showing defendant has failed to make in this case.

Moreover, specific performance is an inappropriate remedy where, as here, the Judge made an unauthorized promise which could not bind another Judge on a future sentencing determination, and the proposed concurrent sentences would have required a finding of mitigating circumstances under Penal Law § 70.25 (2-b) ( see, People v Alexander, 213 A.D.2d 227). In any event, as the record now stands, defendant has waived any right to specific performance by failing to demonstrate an objection to the consecutive sentence when it was imposed, or to move to withdraw his plea ( see, People v Boyd, 179 A.D.2d 815, 817, lv denied 79 N.Y.2d 944; People v Alvarado, 160 A.D.2d 1012, lv denied 76 N.Y.2d 784).

Concur — Ellerin, J.P., Rubin, Nardelli, Williams and Mazzarelli, JJ.


Summaries of

People v. Roman

Appellate Division of the Supreme Court of New York, First Department
Dec 12, 1995
222 A.D.2d 269 (N.Y. App. Div. 1995)
Case details for

People v. Roman

Case Details

Full title:THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. FREDERICO ROMAN…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Dec 12, 1995

Citations

222 A.D.2d 269 (N.Y. App. Div. 1995)
636 N.Y.S.2d 1

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