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Matter of Paula v. Sobol

Appellate Division of the Supreme Court of New York, Third Department
Mar 11, 1993
191 A.D.2d 822 (N.Y. App. Div. 1993)

Opinion

March 11, 1993


Petitioner, a licensed psychiatrist, was charged by the State Board for Professional Medical Conduct with seven specifications of misconduct. Specifically, petitioner was charged with having been convicted of an act constituting a crime, willful abuse of a patient, gross negligence, negligence on more than one occasion, immoral conduct, practicing the profession fraudulently and failure to maintain patient records. The charges stemmed from petitioner's conviction upon a plea of guilty to the felony of offering a false statement for filing in the first degree, his fraudulent billing of a private insurance carrier in connection with his treatment of patient A and her family, and his involvement in a sexual relationship with patient A.

The statement of charges was subsequently amended to include additional factual allegations regarding the charge of practicing the profession fraudulently.

Following an administrative hearing, the Hearing Committee recommended that petitioner be found guilty of all charges except practicing with negligence on more than one occasion and that petitioner receive a five-year stayed suspension and be placed on probation. The Commissioner of Health, through the Director of Public Health, recommended that the Hearing Committee's findings of fact and conclusions of law be accepted but, inter alia, modified the suggested penalty.

After reviewing the record and hearing oral argument, the Regents Review Committee, inter alia, found that the 10 alleged instances of sexual contact between petitioner and patient A constituted distinct events and therefore recommended that petitioner be found guilty of negligence on more than one occasion. The Regents Review Committee further found that petitioner intentionally submitted false bills to the private insurance carrier for numerous dates of treatment not actually rendered to patient B (patient A's daughter) and patient B's sister. Accordingly, the Regents Review Committee recommended that petitioner be found guilty of all charges, that petitioner's license to practice medicine be suspended for five years (57 months stayed) and that petitioner be placed on probation. Thereafter, respondent Board of Regents accepted the Regents Review Committee's findings and recommendations as to guilt but, based upon a more serious view of the alleged misconduct, revoked petitioner's license to practice medicine upon each specification; respondent Commissioner of Education issued an order to that effect. Petitioner subsequently commenced this CPLR article 78 proceeding challenging the determination.

Petitioner's request for a stay pending appeal was denied by this Court.

Initially, we reject petitioner's contention that the determination of his guilt by a preponderance of the evidence is not supported by substantial evidence in the record (see, Matter of Edelman v. Sobol, 174 A.D.2d 896, 897, appeal dismissed 78 N.Y.2d 1006; Matter of Carrera v. Sobol, 163 A.D.2d 706, 708, affd 77 N.Y.2d 931). Contrary to petitioner's assertion, a medical professional may be found guilty of professional misconduct (see, Education Law § 6509 [a] [i] [commission of an act constituting a crime]) based solely upon proof of conviction (see, Matter of Paiano v. Sobol, 175 A.D.2d 367, 368-369, appeal dismissed 78 N.Y.2d 1071, lv denied 79 N.Y.2d 752).

As for petitioner's claim that he did not engage in a sexual relationship with patient A while he was actually treating her, it is well settled that "[t]he question of whether a physician's conduct occurred in the course of a physician-patient relationship is a factual one to be resolved by the trier of fact" (Matter of La Pointe v. Sobol, 185 A.D.2d 462, 463; see, Matter of Wharton v. Sobol, 180 A.D.2d 978, 979, lv denied 80 N.Y.2d 752; Matter of Orozco v. Sobol, 162 A.D.2d 834, 835). Here, the record reveals that petitioner was called for a consultation with patient A's family in May 1981; patient A's daughter, patient B, was suffering from leukemia and petitioner was asked to provide grief counseling for patient A and her family. Petitioner testified at an examination before trial conducted in the malpractice action brought by patient A and her husband that he stopped treating patient A's family in mid-1982 but continued to see patient A professionally until the fall of 1983; petitioner testified that his professional relationship with patient A ended at this point because there was no money or insurance coverage to pay for continued therapy. A few months after what petitioner considered to be the end of his professional relationship with patient A, he began seeing her as "a friend" and thereafter had sexual relations with patient A on approximately 10 to 20 occasions between the end of 1983 and the fall of 1986. During this same time period, petitioner also spoke with patient A on the telephone and wrote various prescriptions for her.

A transcript of petitioner's examination before trial testimony was admitted into evidence at the administrative hearing.

A psychiatrist testifying on behalf of the Office of Professional Medical Conduct stated that these meetings and phone calls and the issuance of prescriptions to patient A were all indicia of a continuing professional relationship. Plainly, this testimony and petitioner's own admissions provide substantial evidence to support both the finding of a continuing doctor-patient relationship and the determination that petitioner was guilty of immoral conduct, willful abuse of a patient (see generally, Matter of Bassim v. Sobol, 178 A.D.2d 787, 788-789, appeal dismissed, lv denied 79 N.Y.2d 941), gross negligence (see generally, Matter of Spero v. Board of Regents, 158 A.D.2d 763, 764) and negligence on more than one occasion (see, Matter of Orozco v. Sobol, 162 A.D.2d 834, 835, supra). As for the remaining specifications, we are of the view that petitioner's own testimony regarding his recordkeeping and billing practices provides substantial evidence for the finding that petitioner was guilty of practicing the profession fraudulently (see, Education Law § 6509; Matter of Berger v. Board of Regents, 178 A.D.2d 748, 750-751, appeal dismissed 79 N.Y.2d 977, lv denied 80 N.Y.2d 918) and failing to maintain adequate patient records (see, 8 NYCRR 29.2 [a] [3]; Matter of Suslovich v. New York State Educ. Dept., 174 A.D.2d 802, 803-804).

The remaining issues raised by petitioner do not merit extended discussion. With respect to petitioner's claim that the failure to provide him with a copy of the Regents Review Committee's report prior to the Board of Regents' determination violated his right to due process, this Court has previously considered and rejected this very argument (see, Matter of Beldengreen v Sobol, 175 A.D.2d 423, 424-425; Matter of Eisenberg v. Sobol, 156 A.D.2d 787, 789). Similarly unavailing is petitioner's contention that he was denied due process due to the delay in bringing the charges at issue; petitioner has failed to demonstrate any actual prejudice caused by the delay in instituting the disciplinary proceeding (see, Matter of Matala v. Board of Regents, 183 A.D.2d 953, 956; cf., Matter of Sharma v. Sobol, 188 A.D.2d 833, 835).

As to the penalty, it is well settled that "[i]n reviewing the propriety of physician discipline, we are restricted to determining only whether the penalty is so incommensurate with the offense as to shock one's sense of fairness" (Matter of D'Amico v. Commissioner of Educ. of State of N.Y., 167 A.D.2d 769, 771; see, Matter of Somberg v. Sobol, 178 A.D.2d 785, 787). Given the nature of petitioner's conduct, we see no reason to disturb the penalty imposed. Petitioner's claim that others guilty of similar transgressions have been dealt with less severely does not justify a modification of his penalty (see, Matter of Sung Ho Kim v. Board of Regents, 172 A.D.2d 880, 882, lv denied 78 N.Y.2d 856; Matter of Eisenberg v. Sobol, supra). We have examined the remaining arguments advanced by petitioner and find them to be lacking in merit.

Yesawich Jr., J.P., Mahoney and Harvey, JJ., concur. Adjudged that the determination is confirmed, without costs, and petition dismissed.


Summaries of

Matter of Paula v. Sobol

Appellate Division of the Supreme Court of New York, Third Department
Mar 11, 1993
191 A.D.2d 822 (N.Y. App. Div. 1993)
Case details for

Matter of Paula v. Sobol

Case Details

Full title:In the Matter of ROBERTO DE PAULA, Petitioner, v. THOMAS SOBOL, as…

Court:Appellate Division of the Supreme Court of New York, Third Department

Date published: Mar 11, 1993

Citations

191 A.D.2d 822 (N.Y. App. Div. 1993)
594 N.Y.S.2d 899

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