Opinion
No. 07-CA-59230.
April 4, 1990.
Appeal from Circuit Court, Wayne County, Robert W. Bailey, J.
Franklin C. McKenzie, Jr., Laurel, for appellant.
John R. Gunn, Waynesboro, for appellee.
En Banc.
I.
Milton Martin was brought before the Mayor and the Board of Aldermen of the City of Waynesboro, for a public disciplinary hearing, on March 5, 1987. After the hearing, he was suspended without pay for sixty days, by unanimous vote. On March 13, 1987, Martin filed a timely appeal in the circuit court for due process violations and the city's failure to meet its burden of proof. The record appealed from was filed, April 6, 1987, with the circuit court. The parties began tentative settlement discussions but a resolution could not be reached. Martin withheld the filing of his brief in the circuit court until after the settlement negotiations had broken down. He filed his brief on January 15, 1988.
The City of Waynesboro, thereafter, filed a motion to dismiss Martin's appeal under Uniform Circuit Court Rule 4.03, because of Martin's failure to timely file his brief according to the time limits prescribed in Rule 4.01. Martin argued that the time prescriptions in the Rules were waived by the city in that he and the respective city attorneys operated from a standpoint that they were going to postpone the case to see if it could be settled.
He buttressed his argument with minutes from the Board of Alderman's meetings. The suspension period of sixty days ended on May 5, 1987, and it was brought back before the board for reconsideration. During this May 5th meeting the board held by unanimous vote that "if Martin would drop his appeal he would be reinstated, without probation, as a full-time patrolman." The board rescinded this order during its meeting on May 18, 1987, and reinstated Martin with no stipulations or conditions. There was a meeting in the interim, May 11, 1987, where the minutes reflect that the city's attorney, Mr. Young, was not able to contact Martin's attorney concerning the May 5th order and that the stipulation would stand until an agreement was reached.
Three different attorneys represented the city during this negotiation process. Initially, beginning March 5, 1987, the city was represented by Mr. Young and Mr. Farrell. Mr. Young, on June 16, 1987, was suspended from the practice of law and Roy Farrell continued to serve as city attorney until August of 1987, when he resigned. Thereafter, on August 11, 1987, John Gunn was appointed as the city's attorney.
The Mayor of Waynesboro, T.J. Gordon, Mr. Young and Mr. Farrell all testified in circuit court during the hearing on the city's motion to dismiss. Mr. Gordon testified that he, as Mayor, did not authorize anyone to alter the statutory time period of the appeal by Martin and that none of the attorneys approached him about a settlement with Martin.
Mr. Young and Mr. Farrell both testified that they did not enter into any agreement either orally or in writing with Mr. Martin's attorney which would have the effect of waiving the time frame for handling the appeal. There was testimony that the parties engaged in settlement negotiations but there was not any testimony concerning specific terms of the negotiations.
The trial judge found that the parties' settlement negotiations did not effectuate a waiver of the Uniform Circuit Court Rules. There were no agreements or negotiations which alleviated or excused Martin from his duty to proceed expeditiously and file his brief timely.
Martin appeals to this Court asserting that the time stipulations were waived by the parties because of the settlement negotiations that had transpired between the parties.
II.
Martin's argument is that the city's actions, subsequent to the filing of his appeal in the circuit court, showed its acquiescence to a settlement which amounted to a waiver of the filing time constraints. Accordingly, the circuit court erred in dismissing the appeal under Uniform Circuit Court Rule 4.03. The City of Waynesboro asserts that there was no waiver of the time constraints prescribed in the Rules.
Uniform Circuit Court Rules 4.00-4.04 govern appeals to the circuit court. Martin failed to comply with Rule 4.01 which specifies that the appellant shall file the brief and assignment of errors within thirty days after the record is filed. Rule 4.01 provides as follows, "After the record of proceedings in the lower court upon which the appeal is based is filed with the Clerk of the Court, the appellant shall, within thirty (30) days, file his assignment of error and brief, and shall signify whether or not oral argument is desired."
The Rules also provide for optional dismissal of an appeal by the circuit court for failure of the appellant to prosecute the appeal. Rule 4.03 provides as follows, "After the record is filed in this Court, if no action is taken by the appellant and none of the requirements of the above have been complied with, after sixty (60) days the appeal may be dismissed and the judgment of the lower Court reentered."
The two aforementioned Rules are the concern of this appeal. The trial judge dismissed Martin's appeal in accordance with Rule 4.03. Rule 4.03, requirement for dismissal, is twofold: first, no action must have been taken by the appellant; and second, the appellant must have failed to comply with the other prescribed Rules. Neither party directly addresses whether Martin took any other action, only the fact that he did not file his brief within thirty days. This "other action" prong hypothetically could be construed to encompass settlement negotiations.
This question, however, turns on the discretionary powers of the circuit court to dismiss the appeal. Rule 4.03 states that an appeal may be dismissed if no action is taken within sixty days. It follows that the dismissal rule is discretionary with the trial judge. Johnson Limited, Inc. v. Signa, 410 So.2d 1320 (Miss. 1982).
This court on three previous occasions has addressed the trial judge's discretionary power to dismiss appeals to the circuit court. In Graham v. Murray, 359 So.2d 1370 (Miss. 1978), the circuit court dismissed an appeal from the county court because the appellant failed to timely file assignment of errors or a brief. We upheld the circuit court's dismissal of the appeal as proper.
This case was decided prior to the adoption of the Uniform Circuit Court Rules in August of 1979.
In South Cent. Bell Telephone Co. v. Aden, 474 So.2d 584 (Miss. 1985), the cross-appellant failed to file her cross-appeal timely under Rule 4.02. The circuit court allowed the cross-appeal; regardless, we upheld the circuit court decision, and provided in pertinent part as follows, "Except where the time deadlines may be said to be jurisdictional or unless there has been an abuse of discretion on the part of the particular court, we will not look behind an inferior court's determination that its filing deadline should be relaxed in a given instance." Id. at 594.
Also, in Johnson Limited, Inc. v. Signa, 410 So.2d 1320 (Miss. 1982), the appellant failed to file his brief and assignment of errors timely. The trial judge found the proffered reasoning to be invalid and dismissed the appeal. This court upheld the circuit court's dismissal of the appeal for failure to prosecute under Rule 4.03.
In this case, Martin's brief, to be timely under Rule 4.02, had to be filed on or before May 6, 1987. His brief, however, was filed over eight months late, on January 15, 1988. The only testimony at the hearing was that some sort of settlement negotiations were going on, but no agreement had been made to extend the time periods prescribed in the Rules. Based on these facts, we find that the trial judge did not abuse his discretionary dismissal powers provided for in Rule 4.03. The trial judge found that the parties' settlement negotiations did not effectuate a waiver of the Uniform Circuit Court Rules and this we will affirm.
The record of the disciplinary proceeding was filed with the circuit court clerk April 6, 1987.
AFFIRMED.
ROY NOBLE LEE, C.J., HAWKINS, P.J., and PRATHER, ROBERTSON, ANDERSON, PITTMAN and BLASS, JJ., concur.
DAN M. LEE, P.J., dissents.
I believe the circuit court judge abused his discretion by dismissing this case. Dismissal is drastic punishment and should not be invoked except when the conduct of the party has been so deliberately careless as to call for drastic action. Peoples Bank v. D'Lo Royalties, Inc., 206 So.2d 836 (Miss. 1968); Williams v. Whitfield, 249 Miss. 634, 163 So.2d 688 (1964).
Based solely upon a literal reading of Uniform Circuit Court Rule 4.01, the case below should have been dismissed by May 6, 1987; however, to do so would, in my opinion, result in manifest injustice. This state's rules of court are intended to promote the administration of justice and to reduce expense. They are not for the purpose of hindering or defeating the administration of justice. Morrison v. Guaranty Mortgage Trust Co., 191 Miss. 207, 199 So. 110 (1941).
Rule 4.03 of the Uniform Circuit Court Rules governs the dismissal of appeals for a failure to prosecute:
After the record is filed in this Court, if no action is taken and none of the requirements of the above have been complied with, after sixty (60) days the appeal may be dismissed and the judgment of the lower court reentered. (emphasis added)
Under Rule 4.03, the Court is authorized to dismiss only upon a finding that the following have occurred:
1. The record has been filed in the circuit court;
2. Sixty (60) days have elapsed since the record was filed.
3. No action has been taken in the case; and
4. None of the requirements of Rules 4.01 and 4.02 have been complied with.
In the case at bar, appellant did not violate Rule 4.03 because "some" of the requirements were complied with, thus the spirit of the law was satisfied. More emphatically stated, the word none means n-o-n-e, not s-o-m-e.
The record reveals the following important chronology of events:
1. On March 5, 1987, after a hearing, the Mayor and Board of Alderman of Waynesboro suspended appellant as a police officer for a period of sixty (60) days without pay.
2. On March 13, 1987, appellant filed his Notice of Appeal with the Circuit Court of Wayne County, Ms. requesting that a transcript of the hearing be prepared and filed with the Circuit Court for appellate review purposes.
3. Record was transcribed and on April 6, 1987 it was filed in the Circuit Court of Wayne County, Ms.
4. Only thing that remained to unquestionably preserve appellant's appeal was file assignments of errors and brief within 30 days from the filing of the record with the chancery court, i.e., prior to or on May 6, 1987.
Appellant had taken action in the case and clearly expressed a desire to prosecute his appeal. In fact, appellant's attorney offered a perfectly plausible excuse for not filing a brief on time:
In any event, Judge, since this thing has happened there has been communications back and forth between the attorneys in an attempt to try to conclude the matter. We probably should have moved it along quicker. At the point in time that I realized with Mr. Gunn that it was not going to be any real hope or prospect to settle the thing — and quite frankly, if the Court please, the brief had been prepared in my office by an associate of mine but was not filed for the very simple reason that we wanted to leave the door open if it could be concluded without — without proceeding to that point. When that became obvious to me, I filed the brief, served Mr. Gunn with a copy of it and the next thing I heard from Mr. Gunn was the fact that you'd been assigned the case and were concerned about the filing time and felt that, perhaps, a motion to dismiss should be — should be filed in the case. That's my position in the matter.
5. On May 5, 1987 (29 days after the record of the hearing was filed with the Circuit Court and 60 days from the date of suspension), appellant was reinstated in his job as a patrol officer with pay henceforth. On or about a month later, another City Board reversed the re-instatement.
6. In July, 1987, 90 days after the record was filed in Circuit Court, attorneys for both sides appeared in Circuit Court and agreed to submit the case to the court without further hearings with both sides to file briefs although no time limit was specified.
7. On January 1, 1988, Honorable Robert Bailey was appointed Circuit Judge of the Tenth Circuit Court District and was assigned the instant case. Judge Bailey contacted Attorney Gunn [city attorney] and expressed concern about the status of the case file, i.e., the filing time for appellant's brief. Attorney Gunn thereafter filed a Motion to Dismiss Appeal on behalf of The City of Waynesboro, Ms.
In my mind, the learned judge abused his discretion by suggesting to the city attorney to file a Motion to Dismiss Appeal. This was an act of precipitation.
Further, appellee offered no proof or claim that it had been prejudiced in any way because appellant's brief was not filed until January 15, 1988.
In Bush Construction Company v. Walters, 160 So.2d 218 (Miss. 1964), the appellee there filed a motion to dismiss an appeal because the record did not contain a final judgment. In overruling the motion, the Court said, "The case has not yet been set for hearing and no one has been injured by what has transpired. Therefore, justice demands that the motion to dismiss the appeal be and the same is hereby overruled."
The case at bar presents a similar situation in that no one was injured by what transpired in the lower court prior to the dismissal of the appeal by the lower court.
This Court has faced the issue of whether a case was prematurely dismissed as recently as 1986. In the case of Town of Lucedale v. George County Nursing Home, 482 So.2d 223 (Miss. 1986), we held that a literal application of Supreme Court Rule No. 47, which in effect dismissed the complaint therein, would result in manifest injustice. Our rationale for such holding was well-stated therein as follows:
There is venerable law which supports the proposition that court rules may be suspended in the interests of justice. See, Dogan v. Cooley, 184 Miss. 106, 185 So. 783 (1939); Wilson v. Peacock, 111 Miss. 116, 71 So. 296 (1916).
Town of Lucedale, supra, at 225.
In Town of Lucedale, supra, a nursing home brought an action challenging the method of assessment for certain improvements. The Chancery Court held the case and took it under advisement to consider a decision. More than seven years later, a subsequent chancellor rendered an opinion and the party against whom judgment was entered appealed, alleging that the case should stand dismissed without prejudice due to the length of the period during which the case remained under advisement.
The case sub judice is clearly analogous to Town of Lucedale, supra, and begs the same result.
I would reverse and remand for a full review by the learned circuit judge, acting as an intermediate appellate court. At stake are two (2) months of pay and the possibility that appellant's work record could be expunged of any reference to having been suspended. This work record will no doubt play an important part in his pursuit of further positions within the Waynesboro police department or any other job applications and assure appellant that he is given his day in Court before we procedurally bar him from contesting the merits of his case.