Summary
holding that the defendant's statement was made with full awareness of his rights and the consequences of abandoning them where the article 38.22/Miranda warnings were read to him and where, when asked if he understood his rights, he replied that he did and signed his name on a warning card
Summary of this case from Moreno v. StateOpinion
No. PD-1111-08.
February 24, 2010. Rehearing Denied May 5, 2010.
Appeal from the 187th District Court, Bexar County, Raymond Angelini, J.
Angela Moore, San Antonio, for Appellant.
J. Barrett Shipp, Asst. Criminal District Atty., San Antonio, Jeffrey L. Van Horn, State's Attorney, Austin, for State.
MEYERS, J., delivered the opinion of the Court in which PRICE, JOHNSON, KEASLER, HERVEY, HOLCOMB, and COCHRAN, JJ., joined, and in which KELLER, P.J., joined except as to note 7, and in Parts I, II, and III of which WOMACK, J., joined except as to note 7 and Sections A and B.
OPINION
Appellant, Wesley Charles Joseph, was convicted of murder and sentenced to twenty-five years' confinement. A key piece of evidence was a recorded statement produced as a result of Appellant's interview with police. The trial court denied Appellant's motion to suppress evidence, finding that Appellant had waived his rights prior to and during the statement. Appellant appealed and the court of appeals affirmed. We granted review to consider whether Appellant knowingly, intelligently, and voluntarily waived his rights under Article 38.22 of the Code of Criminal Procedure and Miranda v. Arizona. We will affirm.
I. Facts
On December 6, 2004, Appellant and his friend, Juan Martinez, went to the San Antonio Metropolitan Ministries (SAMM) homeless shelter to confront Javier Gonzalez-Diaz (A.K.A. "Bolillo"). Martinez's wife, Vivian, who was also Appellant's girlfriend, said she had been sexually assaulted by Bolillo. A witness to the incident testified that he saw Appellant punching Bolillo in the stomach and that Appellant put something under his clothing as he walked away. Afterwards, Bolillo lifted up his shirt and looked toward the witness for help.
Appellant and Martinez were arrested and taken to the police station where they were interviewed separately. Detective Sean Walsh interviewed Appellant for approximately six hours. At the start of the interview, Walsh read a warning card to Appellant and upon Walsh's request, Appellant signed his name in the margin. The warning card stated:
WARNING TO ARRESTEE OR SUSPECT
Before you are asked any questions, it is my duty as a police officer to advise you of your rights and to warn you of the consequences of waiving these rights.
1. You have the right to remain silent.
2. You do not have to make any statement[,] oral or written, to anyone.
3. Any statement that you make will be used in evidence against you in a court of law, or at your trial.
4. You have a right to have a lawyer present to advise you before and during any questioning by police officers or attorneys representing the state.
5. You may have your own lawyer present, or if you are unable to employ a lawyer, the court will appoint a lawyer for you free of charge, now, or at any other time.
6. If you decide to talk with anyone, you can, and you can stop talking to them at any time you want.
7. The above rights are continuing rights which can be urged by you at any stage of the proceedings.
DO YOU UNDERSTAND THESE RIGHTS?
SAPD Form 66-E (Jul 99) [Signed] SW [Detective Sean Walsh] [Badge number] 12-06-04
[Signed] WCJ Wesley C. Joseph, Jr. 2:05 pm 12-06-04
At trial, Appellant sought to suppress the DVD recording of his interview. The court held a Jackson v. Denno hearing to determine whether Appellant's statement to Detective Walsh was voluntary and thus admissible. See Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964). Pursuant to Article 38.22, the trial judge entered findings of fact and conclusions of law regarding the voluntariness of the statement. CODE CRIM. PROC. ANN. art. 38.22, § 6. The trial court found that Appellant received notification of his rights "prior to the statement but during the recording" and that Appellant knowingly, intelligently, and voluntarily waived those rights. Because the statement was made under voluntary conditions, the trial court concluded that Appellant's statement was admissible as a matter of law.
As noted by the trial court's findings of fact, the recorded statement was shortened because there were redactions made for defense counsel and "dead time" was removed. "The DVD was altered by agreement of all the parties and in accordance with the Texas Rules of Evidence."
During the trial, the State played clips of the interview, accompanied by live testimony from Detective Walsh. The State asked Walsh to repeat or confirm some of Appellant's comments from the DVD, including that he "wished he hadn't put the knives in his backpack," that "he didn't want to die in the penitentiary," and that "he wasn't going to hit the wrong dude." Walsh also relayed that Appellant had vaguely referred to a "stab-by" at one point during the interview. The jury found Appellant guilty of murder and assessed punishment at twenty-five years' confinement.
Appellant appealed to the Thirteenth Court of Appeals with four points of error, one of which stated: The trial court erred in denying the motion to suppress Appellant's statement because he did not make a knowing, intelligent, and voluntary waiver of his rights under Article 38.22 of the Code of Criminal Procedure and Miranda v. Arizona. CODE CRIM. PROC. ANN. art. 38.22; Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). The court of appeals overruled all of Appellant's four issues and affirmed the judgment of the trial court. Joseph v. State, No. 13-06-00561-CR, 2008 WL 5575063, 2008 Tex.App. LEXIS 5133 (Tex.App.-Corpus Christi July 10, 2008, pet. granted) (mem. op., not designated for publication). We granted Appellant's petition to this Court on the following ground for review: The court of appeals erred in affirming the trial court's denial of the motion to suppress Appellant's statement because Appellant did not knowingly, intelligently, and voluntarily waive his rights under Article 38.22 and Miranda.
Appellant's four points of error to the court of appeals were as follows: (1) The trial court erred in denying the motion to suppress because Appellant was arrested without a warrant, probable cause, or other lawful authority, in violation of the Fourth Amendment; (2) The trial court erred in denying the motion to suppress because Appellant did not make a knowing, intelligent, and voluntary waiver of his rights under Article 38.22 of the Code of Criminal Procedure and Miranda v. Arizona; (3) The trial court erred in admitting the entirety of Appellant's lengthy and prejudicial interview when that was unnecessary to complete the jury's understanding of what had happened during the interview; (4) The trial court caused Appellant egregious harm when it directed the jury to assess a general verdict without requiring a unanimous verdict on a specific offense, contrary to Article V, Section 13 of the Texas Constitution.
Appellant filed a supplemental brief asking that we hold this case in abeyance until the U.S. Supreme Court rules in Thompkins v. Berghuis, 547 F.3d 572 (6th Cir. 2008), cert. granted, ___ U.S. ___, 130 S.Ct. 48, 174 L.Ed.2d 632 (2009).
Of the two questions presented in that case, one relates to Appellant's issue: "Whether the Sixth Circuit expanded the Miranda rule to prevent an officer from attempting to noncoercively persuade a defendant to cooperate where the officer informed the defendant of his rights, the defendant acknowledged that he understood them, and the defendant did not invoke them but did not waive them." See http://origin.www.supremecourtus.gov/qp/08-01470qp.pdf (italics added). For two reasons, we conclude that we need not await the Berghuis decision. First, the issue to be resolved by the U.S. Supreme Court addresses the absence of waiver, and there is evidence of a waiver in Appellant's case. Second, the facts in Berghuis paint a picture of a very different interrogation than that experienced by Appellant. Unlike Appellant, Thompkins refused to sign the warning card acknowledging that the officers had read him his Miranda rights. Berghuis, 547 F.3d at 576. Furthermore, for at least two hours and forty-five minutes during the interrogation, Thompkins "`consistently exercised his right to remain substantively silent.'" Id. Such conduct is so different from Appellant's that a significantly different waiver analysis would be expected.
II. Article 38.22: warning and waiver
Article 38.22 of the Code of Criminal Procedure establishes procedural safeguards for securing the privilege against self-incrimination. CODE CRIM. PROC. ANN. art. 38.22. Among its requirements, it provides that no oral statement of an accused made as a result of custodial interrogation shall be admissible against the accused in a criminal proceeding unless (1) the statement was recorded and (2) prior to the statement but during the recording, the accused was warned of his rights and knowingly, intelligently, and voluntarily waived those rights. CODE CRIM. PROC. ANN. art. 38.22, § 3. The warning must inform a defendant of the following rights:
(1) [H]e has the right to remain silent and not make any statement at all and that any statement he makes may be used against him at his trial;
(2) any statement he makes may be used as evidence against him in court;
(3) he has the right to have a lawyer present to advise him prior to and during any questioning;
(4) if he is unable to employ a lawyer, he has the right to have a lawyer appointed to advise him prior to and during any questioning;
and (5) he has the right to terminate the interview at any time[.]
CODE CRIM. PROC. ANN. art. 38.22, § 2. The statute contains two distinct elements pertaining to a statement's admissibility: the defendant's receipt of the prescribed warning and his waiver of the rights set out in the warning. Appellant does not assert that he was not warned of his rights. The warning card implemented by the San Antonio Police Department included all of the rights found in Miranda and Article 38.22. Miranda, 384 U.S. at 444, 86 S.Ct. 1602; CODE CRIM. PROC. ANN. art. 38.22, § 2. And, by signing the card, he acknowledged having received the requisite warning from Detective Walsh. Rather, Appellant argues that though he "clearly understood his rights," he "did not explicitly waive them."
III. Appellant's waiver
The State has the burden of showing that a defendant knowingly, intelligently, and voluntarily waived his Miranda rights. See Miranda, 384 U.S. at 444, 475, 86 S.Ct. 1602; Hill v. State, 429 S.W.2d 481, 486 (Tex.Crim.App. 1968). The State must prove waiver by a preponderance of the evidence. Colorado v. Connelly, 479 U.S. 157, 168, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986). Appellant argues that he did not "provid[e] a written waiver" or "articulate any kind of waiver of his rights." But Appellant's objection to the absence of a written or articulated waiver runs contrary to "the general rule . . . that neither a written nor an oral express waiver is required." Watson v. State, 762 S.W.2d 591, 601 (Tex.Crim.App. 1988). True, "a valid waiver will not be presumed simply from the silence of the accused after warnings are given or simply from the fact that a confession was in fact eventually obtained." Miranda, 384 U.S. at 475, 86 S.Ct. 1602. But a waiver need not assume a particular form and, in some cases, a "waiver can be clearly inferred from the actions and words of the person interrogated." North Carolina v. Butler, 441 U.S. 369, 373, 99 S.Ct. 1755, 60 L.Ed.2d 286 (1979).
"Whenever the State bears the burden of proof in a motion to suppress a statement that the defendant claims was obtained in violation of our Miranda doctrine, the State need prove waiver only by a preponderance of the evidence." Connelly, 479 U.S. at 168, 107 S.Ct. 515.
Appellant cites to Garcia v. State, 919 S.W.2d 370 (Tex.Crim.App. 1996), to support his argument, and asks us to clarify Garcia and announce "that there must be an affirmative acknowledgment of the waiver of the rights set out in Article 38.22." First, to accept Appellant's proposal that we require an "affirmative acknowledgment" of waiver would run counter to the established rule that waiver can be inferred and need not be express. Second, the facts of Garcia concern a written statement and a written waiver, and therefore that case is not particularly instructive here.
In contrast, in a case factually similar to Appellant's, Barefield v. State, 784 S.W.2d 38, 40 (Tex.Crim.App. 1989), the defendant presented essentially the same request to this Court as Appellant does now: that we construe Article 38.22 Section 3 to require that electronically recorded confessions contain an express waiver of rights. We analyzed videotaped statements in which a defendant "was not specifically asked, nor did he specifically volunteer, that he waived [his] rights." Id. We declined the defendant's suggested statutory interpretation and concluded that the trial court properly found that the defendant had knowingly, intelligently, and voluntarily waived his Miranda rights. Id. at 40-41.
The question is not whether Appellant "explicitly" waived his Miranda rights, but whether he did so knowingly, intelligently, and voluntarily. Id. To evaluate whether Appellant knowingly, intelligently, and voluntarily waived his Miranda rights we turn to the standard outlined in Moran v. Burbine, 475 U.S. 412, 421, 106 S.Ct. 1135, 89 L.Ed.2d 410 (1986).
Presiding Judge Keller's concurring opinion refashions Appellant's ground for review, stating, the "primary claim is that he did not waive his rights at all, rather than that his waiver was involuntary." However, Appellant's petition for discretionary review and brief to this Court state his sole ground for review as, "[Appellant] did not make a knowing, intelligent[,] and voluntary waiver of his rights."
First, the relinquishment of the right must have been voluntary in the sense that it was the product of a free and deliberate choice rather than intimidation, coercion, or deception. Second, the waiver must have been made with full awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it. Only if the "totality of the circumstances surrounding the interrogation" reveals both an uncoerced choice and the requisite level of comprehension may a court properly conclude that the Miranda rights have been waived.
Id. (quoting Fare v. Michael C., 442 U.S. 707, 725, 99 S.Ct. 2560, 61 L.Ed.2d 197 (1979)). The "totality-of-the-circumstances approach" requires the consideration of "all the circumstances surrounding the interrogation," including the defendant's experience, background, and conduct. Fare, 442 U.S. at 725, 99 S.Ct. 2560; see also Butler, 441 U.S. at 375-76, 99 S.Ct. 1755. We agree with the court of appeals that the totality of the circumstances indicates that Appellant knowingly, intelligently, and voluntarily waived his Miranda rights.
One point not raised by Appellant concerns the requisite timing of a defendant's waiver. The trial court found compliance with Article 38.22, stating in its conclusions of law: "This Court finds that the defendant, prior to and during the making of the statement, knowingly, intelligently, and voluntarily waived the rights as set out above." But what exactly constituted Appellant's waiver? The court of appeals identified the waiver in this way: "the fact that [Appellant] acknowledged his rights in writing, combined with the fact that [he] voluntarily continued the interview after being advised of those rights, is strong evidence that he knowingly, voluntarily, and intelligently waived the protections afforded to him." Joseph, 2008 WL 5575063, at *7, 2008 Tex.App. LEXIS 5133 at *23. Does the timing of those actions comply with statutory and Supreme Court guidelines for waiver?
The Code of Criminal Procedure requires waiver prior to the start of the statement. CODE CRIM. PROC. ANN. art. 38.22. Article 38.22 Section 2 requires that for a written statement to be admissible, the accused must waive his rights "prior to and during the making of the statement." CODE CRIM. PROC. ANN. art. 38.22, § 2. Section 3 addresses oral and sign language statements and requires that "prior to the statement but during the recording the accused is given the warning in Subsection (a) of Section 2 above and the accused knowingly, intelligently, and voluntarily waives any rights set out in the warning." CODE CRIM. PROC. ANN. art. 38.22, § 3.
Butler allows waiver to be "inferred from the actions and words of the person interrogated." Butler, 441 U.S. at 373, 99 S.Ct. 1755. In that case, the warning card given to the defendant included a statement of waiver at the bottom. Id. at 371. The defendant refused to sign the waiver but agreed to speak to the FBI agents who had arrested him. Id. The North Carolina Supreme Court held that under Miranda "no statement of a person under custodial interrogation may be admitted in evidence against him unless, at the time the statement was made, he explicitly waived the right to the presence of a lawyer." Id. at 370. The U.S. Supreme Court disagreed, concluding that a defendant's actions and words can indicate waiver and that an express written or oral waiver is not required. Id. at 373. Thus, under Butler, a defendant's conduct — namely, willingly talking with investigators — can demonstrate a knowing, intelligent, and voluntary waiver of his Miranda rights.
Therefore the question becomes, how do you reconcile the Code's requirement that a defendant show waiver before giving a statement when Butler and this Court's adoption of Butler ( see Rocha v. State, 16 S.W.3d 1, 12 (Tex.Crim.App. 2000); Watson, 762 S.W.2d at 601) allow a defendant to show waiver by giving a statement? Admittedly, the facts of Butler require less interpretation than Appellant's case; the implicit waiver in Butler ("I will talk to you. . . .") was neatly separate from the defendant's inculpatory statements. Butler, 441 U.S. at 371, 99 S.Ct. 1755. Nevertheless, Appellant's actions, though less distinct, do show a "course of conduct indicating waiver." Id. at 373, 99 S.Ct. 1755. The quandary concerns the timing: the waiver identified by the court of appeals occurred contemporaneous with and not prior to Appellant's statement.
Perhaps the answer lies in the method by which waiver is to be analyzed. A court must evaluate the totality of the circumstances and this "approach permits — indeed, it mandates — inquiry into all the circumstances surrounding the interrogation." Fare, 442 U.S. at 725, 99 S.Ct. 2560. Thus, in a case where there is no express waiver, we search not for a specific moment, but for a collective body of facts representing the interrogation as a whole.
A. Voluntariness
The totality of the circumstances surrounding the interrogation shows Appellant's waiver was voluntary. That is, the waiver resulted from a free and deliberate choice without intimidation, coercion, or deception. Immediately after being warned by Detective Walsh that he had the right to remain silent and that he did not have to make any statement to anyone, Appellant willingly participated in a six-hour interview. At no time during the statement did Appellant request an attorney and at no time did he ask that the interview be stopped. In fact, during portions of the interview, Appellant seemed eager to share information with the detectives. For example, when discussing Vivian's description of Bolillo, one of the detectives stood up to leave the interrogation room and Appellant urged that the detective stay to listen to his explanation. Furthermore, the record shows no evidence of intimidation or coercion. Detective Walsh testified that he did not coerce Appellant in any way into giving information. The lack of intimidation and coercion can be seen during the interview when Appellant felt comfortable responding to specific questions with "no comment." Upon hearing this response, the detectives did not resort to "physical or psychological pressure to elicit [further] statements." Moran, 475 U.S. at 421, 106 S.Ct. 1135. Moreover, the fact that Appellant felt free to decline answering particular questions suggests that the information he did choose to provide was given voluntarily. Finally, there appears to be no possibility that a promise from police could have jeopardized the voluntariness of Appellant's statement. Detective Walsh testified that at no time did members of the police department promise Appellant anything in exchange for giving a statement.
"A promise made by a law enforcement officer may render a confession involuntary if it was positive, made or sanctioned by someone with apparent authority, was of some benefit to the defendant and was of such a character as would likely cause a person to speak untruthfully." Garcia, 919 S.W.2d at 388.
B. Awareness
The totality of the circumstances surrounding the interrogation shows Appellant's waiver was made with full awareness of both the nature of the rights being abandoned and the consequences of the decision to abandon them. At the start of the interview, Detective Walsh asked if Appellant spoke and read English; to both inquiries Appellant replied, "Yes, sir." Then Walsh read the warning card aloud, which repeatedly informed Appellant that he did not have to say anything. The warnings read to Appellant made him fully aware of the rights set forth in Miranda and Article 38.22, as well as the consequences of abandoning those rights. Miranda, 384 U.S. at 444, 86 S.Ct. 1602; CODE CRIM. PROC. ANN. art. 38.22, § 2. When asked if he understood his rights, Appellant replied, "Yes, sir," and signed his name in the margin of the warning card. That Appellant replied "no comment" to certain questions not only relates to our inquiry into the voluntariness of the statement but also shows his awareness of his rights. His conduct during those portions of the interview demonstrated that he had the requisite level of comprehension to waive his Miranda rights.
IV. Conclusion
The totality of the circumstances shows that Appellant did knowingly, intelligently, and voluntarily waive his rights under Article 38.22 and Miranda. The court of appeals did not err in affirming the trial court's denial of Appellant's motion to suppress. Appellant was adequately advised of his rights and, as he stated to this Court, he "clearly understood his rights." Immediately after being told that he had the right to remain silent, that he did not have to make any statement to anyone, and that any statement he made would be used against him, he willingly participated in a six-hour interview with police. Not once did he ask that the interview be stopped, nor did he request an attorney. We affirm the judgment of the court of appeals.
KELLER, P.J., filed a concurring opinion.
COCHRAN, J., filed a concurring opinion in which PRICE, JOHNSON, and HOLCOMB, JJ., joined.
I think that appellant's primary claim is that he did not waive his rights at all, rather than that his waiver was involuntary. Though he combines a Miranda argument with his Article 38.22 argument, I would address the arguments separately because of the additional requirements of Article 38.22.
The Court believes that I am mistaken in this regard and that appellant's claim is that he did not make an "effective" waiver, "not that he did not waive his rights at all." Court's op. at 8 n. 6. In his petition's "Summary of Argument," appellant says, "The mere fact that Mr. Joseph signed and initialed a rights card does not demonstrate waiver, when Mr. Joseph signed at the express request of the interviewing officer who made no inquiry as to his intention to waive his constitutional and statutory protections." In his argument on page seven of his petition, appellant says, "[N]othing in the record before the trial court when it ruled indicated that Mr. Joseph had in fact made such a waiver." The first subheading contained in the argument section reads: "The Burden is on the State to Prove a Waiver of Constitutional Rights." On pages eight and nine, appellant says, "Rather than having Mr. Joseph articulate any kind of waiver of his rights, or providing a written waiver, Detective Walsh simply established that Mr. Joseph read and spoke English and had never been arrested in Bexar County. . . ." Further on page nine, appellant says, "At no time was there any effort to secure a waiver from Mr. Joseph. . . ." On page ten, applicant says, "[T]he document signed by Mr. Joseph was a mere iteration of his rights, not a waiver of them." On page eleven, appellant states, "On appeal, Mr. Joseph argued that even if he was properly advised of his rights, he never actually waived those rights." Finally, on page thirteen, appellant says, "Mr. Joseph [asks] this Honorable Court to clarify Garcia, that there must be an affirmative acknowledgment of the waiver of the rights set out in Article 38.22." Both the language appellant uses and the substance of his argument indicate that appellant is claiming that no waiver occurred because he did not make an express statement that he waived his rights.
The Court asks in footnote seven how to reconcile the timing requirements of Article 38.22 with Butler and our cases that follow Butler. In answering that question, the Court discusses both the oral-confession statute and the written-confession statute, so I shall as well.
North Carolina v. Butler, 441 U.S. 369, 99 S.Ct. 1755, 60 L.Ed.2d 286 (1979).
Under Article 38.22, § 3(a)(2), an oral statement like appellant's is not admissible unless "prior to the statement but during the recording the accused is given [the statutory warnings] and the accused knowingly, intelligently, and voluntarily waives" them. The order of proceedings is that the warnings are given, the rights are waived, and the confession is made. Moreover, these three proceedings must appear in the recording itself.
Under Article 38.22, § 2, a written statement is not admissible unless prior to the statement, the accused is given the statutory warnings, and "prior to and during the making of the statement" the accused waives them. "[P]rior to" the statement means that the rights must be waived before the written statement is signed. I think that, comparable to the requirement for oral statements that the waiver appear in the recording, "during the statement" simply means that the waiver must appear on the written statement itself. In other words, the timing is to be the same for written and oral statements: warnings given, rights waived, and statement made; and the record (in whatever form) must document all three proceedings.
A written confession is not considered to have been obtained until it is signed. Dowthitt v. State, 931 S.W.2d 244 (Tex.Crim.App. 1996).
We held in Barefield that Article 38.22 § 3 did not require an express waiver of rights. We also held that the record in that case supported the trial court's findings that Barefield implicitly waived his statutory rights before he confessed. The same is true here. What appellant did and what he said, including the fact that he continued talking after being advised of his rights, is not the waiver itself; it is instead evidence of a prior waiver.
Barefield v. State, 784 S.W.2d 38, 40 (Tex. Crim.App. 1989).
Id. at p. 41.
I join the Court's opinion, except for footnote seven.
I join the opinion of the Court because I agree that the trial could conclude that the State proved, by a preponderance of the evidence, that appellant knowingly, intelligently, and voluntarily waived his Miranda rights before making a recorded statement. I write separately to note a rising trend in which Texas law-enforcement officers fail to explicitly ask a suspect if he is willing to give up his Miranda rights and speak to them. This question, if answered affirmatively, results in an express waiver. The failure to ask one additional, simple question has dramatically increased trial and appellate litigation and needlessly jeopardizes the admissibility of a suspect's subsequently obtained statement.
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
Although it is well established that a suspect may validly waive his Miranda rights, the State must prove that the required warnings have been given and that the suspect knowingly, intelligently, and voluntarily waived those rights. The State must prove that waiver by a preponderance of the evidence. When police obtain an express waiver — either written or oral — from the suspect, the State's task is not so difficult, but "the prosecution's burden is great" when the waiver is not express.
Id. at 479, 86 S.Ct. 1602; Moran v. Burbine, 475 U.S. 412, 421, 106 S.Ct. 1135, 89 L.Ed.2d 410 (1986).
Colorado v. Connelly, 479 U.S. 157, 168, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986).
North Carolina v. Butler, 441 U.S. 369, 373, 99 S.Ct. 1755, 60 L.Ed.2d 286 (1979).
In North Carolina v. Butler, the Supreme Court stated that "a valid waiver will not be presumed simply from the silence of the accused after warnings are given or simply from the fact that a confession was in fact eventually obtained."
Id. at 373, 99 S.Ct. 1755 (quoting Miranda, 384 U.S. at 475, 86 S.Ct. 1602).
Merely asking the accused whether he understood his rights does not satisfy the duties of an interrogating officer or make any statement the accused might then make admissible. Miranda requires the interrogating officer to go further and make sure that the accused, knowing his rights, voluntarily relinquishes them.
United States v. Porter, 764 F.2d 1, 7 (1st Cir. 1985) (citing United States v. Christian, 571 F.2d 64, 68 (1st Cir. 1978)).
However, "an express statement is not invariably necessary to support a finding that the defendant waived either the right to remain silent or the right to counsel." Under some circumstances, if a suspect has been fully warned of his rights and has indicated that he understands those rights, a course of conduct consistent with waiver "may" support the conclusion that the suspect has waived his Miranda rights. However,
Bui v. DiPaolo, 170 F.3d 232, 240 (1st Cir. 1999).
Butler, 441 U.S. at 373, 99 S.Ct. 1755.
[t]he courts must presume that a defendant did not waive his rights; the prosecution's burden is great; but at least in some cases waiver can be clearly inferred from the actions and words of the person interrogated.
Id.
That is, the deck is stacked against the finding of an implicit waiver, but the State may, at least in some cases, show that a waiver can be clearly inferred from the suspect's words and actions after having been warned. With an express waiver, the situation is reversed: the deck is stacked in favor of a finding of waiver, but the suspect may, at least in some cases, show that he did not knowingly, intelligently, or voluntarily waive his Miranda rights.
See id. at 375-76, 99 S.Ct. 1755 (explicit waiver not necessary to show defendant waived right to remain silent because defendant volunteered incriminating statements); Bui v. DiPaolo, 170 F.3d at 238 (valid waiver properly inferred because defendant responded selectively to questions, asking, "Who said I did this?" after answering "no" to prior question); United States v. Ramirez, 79 F.3d 298, 305 (2d Cir. 1996) (valid waiver properly inferred because, after receiving Miranda warnings and agreeing to speak with officers, defendant answered some questions and not others); Flamer v. Delaware, 68 F.3d 710, 719-20 (3d Cir. 1995) (waiver of Miranda valid because defendant never invoked his rights, told police he knew his rights, and answered questions); Burket v. Angelone, 208 F.3d 172, 198 (4th Cir. 2000) (valid waiver properly inferred because defendant was given Miranda rights a second time, said he understood rights, and initiated conversation with detective); Soffar v. Cockrell, 300 F.3d 588, 592 (5th Cir. 2002) (en banc) (valid waiver properly inferred because defendant, understanding the consequences, continued to volunteer information after repeated Miranda warnings); Seymour v. Walker, 224 F.3d 542, 554 (6th Cir. 2000) (waiver valid because defendant "acknowledged she would talk with" sheriff and told him that she did not want counsel, even though sheriff failed to obtain express written or oral waiver and waiver forms were available); United States v. Jackson, 300 F.3d 740, 748 (7th Cir. 2002) (waiver valid despite loss of waiver form); Owens v. Bowersox, 290 F.3d 960, 963-64 (8th Cir. 2002) (waiver valid because defendant instructed mother to tell police he wished to speak with them and later confirmed his wish to police); United States v. Duque, 62 F.3d 1146, 1148, 1152 (9th Cir. 1995) (valid waiver properly inferred because, after defendant received Miranda rights and was asked if he was "of a mind" to speak with officers, he made incriminating statements); United States v. Yazzie, 188 F.3d 1178, 1192 (10th Cir. 1999) (valid waiver properly inferred because defendant refused to sign waiver, but indicated willingness to tell his side of the story); Mincey v. Head, 206 F.3d 1106, 1131-32 (11th Cir. 2000) (valid waiver properly inferred even though defendant refused to sign waiver because he "drew a sharp distinction between what he was willing to say and what he was willing to sign").
While the majority is correct in stating that an explicit waiver is not invariably necessary, I do not read North Carolina v. Butler to hold that it is never necessary. The fact that a police officer failed to ask the suspect if he was willing to waive his rights and give a statement does not augur well for a later judicial finding that the suspect did knowingly, intelligently, and voluntarily waive his Miranda rights. There may be many reasons why an officer failed to ask that question: in some instances, the suspect may be in such a rush to tell his side of the story that he begins to speak before the officer can ask that question; in some instances, however, that failure may be the result of poor training, inexperience, or fear that the suspect — if asked — will decline to waive his rights. These latter reasons might well cast doubt upon the existence of an implied waiver, and they call for close judicial scrutiny.
The determination made by the trial judge in this case — that appellant made an implied waiver of his Miranda rights before giving his statement to Detective Walsh — depended upon the "totality of the circumstances," and here those circumstances support a finding (if only just barely) that a valid waiver did occur. This is a very close case, and had the trial judge found that appellant did not knowingly, intelligently, and voluntarily waive his Miranda rights before speaking with Detective Walsh, we would have undoubtedly upheld that determination as well. Thus, law-enforcement officers are well advised to expressly ask a suspect to waive his Miranda rights so as to avoid later, protracted litigation and the very real possibility that a suspect's statement must be excluded because the totality of the circumstances are insufficient to meet the State's "heavy burden" to show an implied waiver.
With these comments, I join the majority opinion.