Opinion
D–49–18
04-12-2018
Monica A. Duffy, Attorney Grievance Committee for the Third Judicial Department, Albany (Sarah A. Richards of counsel), for Attorney Grievance Committee for the Third Judicial Department.
Monica A. Duffy, Attorney Grievance Committee for the Third Judicial Department, Albany
(Sarah A. Richards of counsel), for Attorney Grievance Committee for the Third Judicial Department.
Before: McCarthy, J.P., Lynch, Devine, Clark and Pritzker, JJ.
MEMORANDUM AND ORDER ON MOTION
Per Curiam.
Respondent was admitted to practice by this Court in 2006 and was previously admitted to practice in Florida in 2003. In September 2017, the Florida Bar petitioned the Supreme Court of Florida to indefinitely suspend respondent following its investigation into respondent's alleged misappropriation of client funds and his failure to cooperate with the resulting disciplinary investigation. In October 2017, the Supreme Court of Florida approved the petition and suspended respondent indefinitely based upon its determination that respondent appeared to be causing great public harm (see Rules Regulating the Florida Bar, rule 3–5.2 [a][1] ). The Attorney Grievance Committee for the Third Judicial Department (hereinafter AGC) now moves, by order to show cause marked returnable March 19, 2018, for an order imposing discipline upon respondent in this state pursuant to Rules for Attorney Disciplinary
Respondent opposed the Florida Bar's petition and moved for dissolution of his emergency suspension (see Rules Regulating the Florida Bar, rule 3–5.2 [g] ). The Supreme Court of Florida thereafter ordered that a referee be appointed to conduct a hearing on respondent's motion. Following a hearing, the Referee issued a report determining that the credible evidence established a likelihood that the Florida Bar would prevail on each element of the underlying rule violations and recommending that respondent's motion be denied (see Rules Regulating the Florida Bar, rule 3–5.2 [i] ). After considering the parties' submissions, the Supreme Court of Florida approved the Referee's report, denied respondent's motion and ordered that its prior October 2017 suspension order remain in effect.
Matters ( 22 NYCRR) § 1240.13 and Rules of the Appellate Division, Third Department (22 NYCRR) § 806.13.
Respondent's failure to respond to AGC's motion results in the waiver of his available defenses (see Matter of Colby, 156 A.D.3d 1215, 1216, 67 N.Y.S.3d 359 [2017] ; Matter of Halbfish, 144 A.D.3d 1263, 1263, 39 N.Y.S.3d 847 [2016] ; Rules for Attorney Disciplinary Matters [ 22 NYCRR] § 1240.13 [b] ). Accordingly, we grant the motion and turn to the issue of the appropriate disciplinary sanction (see Matter of Bailey, 145 A.D.3d 1182, 1182, 41 N.Y.S.3d 445 [2016] ; Matter of Steig, 144 A.D.3d 1313, 1314, 41 N.Y.S.3d 769 [2016] ). The misappropriation of client funds is a serious offense warranting an equally serious degree of discipline (see Matter of Castillo, 157 A.D.3d 1158, 1159, 69 N.Y.S.3d 449 [2018] ; Matter of Castillo, 145 A.D.3d 1177, 1178, 42 N.Y.S.3d 478 [2016] ). Respondent's conduct is further aggravated by his furtive actions intended to hide his misconduct during the course of the Florida Bar's investigation (see Matter of Humphrey, 158 A.D.3d 933, 933–934, 68 N.Y.S.3d 340 [2018] ; Matter of Colby, 156 A.D.3d at 1216, 67 N.Y.S.3d 359 ; Matter of Croak, 156 A.D.3d 1111, 1111–1112, 65 N.Y.S.3d 467 [2017] ). Based on the severity of respondent's misconduct and the discipline imposed in Florida, we conclude, upon consideration of all the facts and circumstances presented and in order to protect the public, maintain the honor and integrity of the profession and deter others from committing similar misconduct, respondent should be suspended indefinitely from the practice of law in this state pending final resolution of his Florida disciplinary matter, effectively immediately (see Matter of Colby, 156 A.D.3d at 1216, 67 N.Y.S.3d 359 ; Matter of Frank, 135 A.D.3d 1152, 1153, 22 N.Y.S.3d 710 [2016] ). We further note that any future application for reinstatement in this state must be accompanied by proof that respondent has been reinstated to the practice of law in Florida (see Matter of Aquia, 153 A.D.3d 1082, 1083, 57 N.Y.S.3d 447 [2017] ; Matter of Sheehan, 72 A.D.3d 1270, 1270, 897 N.Y.S.2d 916 [2010] ).
We also note that respondent failed to notify this Court or the Attorney Grievance Committee for the Third Judicial Department of his suspension within 30 days, as was required (see Rules for Attorney Disciplinary Matters [22 NYCRR] § 1240.13 [d] ).
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ORDERED that the motion of the Attorney Grievance Committee for the Third Judicial Department is granted; and it is further
ORDERED that respondent is suspended from the practice of law, effective immediately, and until further order of this Court (see generally Rules for Attorney Disciplinary Matters [ 22 NYCRR] § 1240.16 ); and it is further
ORDERED that, for the period of suspension, respondent is commanded to desist and refrain from the practice of law in any form in the State of
New York, either as principal or as agent, clerk or employee of another; and respondent is hereby forbidden to appear as an attorney or counselor-at-law before any court, judge, justice, board, commission or other public authority, or to give to another an opinion as to the law or its application, or any advice in relation thereto, or to hold himself out in any way as an attorney and counselor-at-law in this State; and it is further
ORDERED that respondent shall comply with the provisions of the Rules for Attorney Disciplinary Matters regulating the conduct of suspended attorneys (see Rules for Attorney Disciplinary Matters [ 22 NYCRR] § 1240.15 ).
McCarthy, J.P., Lynch, Devine, Clark and Pritzker, JJ., concur.