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Greenspan v. U.S. Sec. & Exch. Comm'n

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Jun 19, 2018
No. 17-72832 (9th Cir. Jun. 19, 2018)

Opinion

No. 17-72832

06-19-2018

BRAD GREENSPAN, Petitioner, v. U.S. SECURITIES & EXCHANGE COMMISSION, Respondent.


NOT FOR PUBLICATION

SEC File No. 2016-8 MEMORANDUM On Petition for Review of an Order of the Securities & Exchange Commission Before: RAWLINSON, CLIFTON and NGUYEN, Circuit Judges.

This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.

Brad Greenspan petitions for review of an order of the Securities and Exchange Commission ("SEC") denying his claim for a whistleblower award under Section 21F of the Securities Exchange Act of 1934. We have jurisdiction under 15 U.S.C. § 78u-6(f). The SEC's determination may be set aside only if "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law," or "unsupported by substantial evidence." 5 U.S.C. § 706(2)(A), (2)(E); see also 15 U.S.C. § 78u-6(f); Ponce v. SEC, 345 F.3d 722, 728 (9th Cir. 2003). We deny the petition.

The record supports the SEC's determination that Greenspan is not entitled to a whistleblower award because Greenspan did not provide information to the SEC "that led to the successful enforcement" of an SEC action. 15 U.S.C. § 78u-6(b)(1); see also 17 C.F.R. § 240.21F-4(c) (defining information that led to successful enforcement action).

We do not consider arguments and allegations raised for the first time on appeal. See Padgett v. Wright, 587 F.3d 983, 985 n.2 (9th Cir. 2009).

PETITION FOR REVIEW DENIED.


Summaries of

Greenspan v. U.S. Sec. & Exch. Comm'n

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Jun 19, 2018
No. 17-72832 (9th Cir. Jun. 19, 2018)
Case details for

Greenspan v. U.S. Sec. & Exch. Comm'n

Case Details

Full title:BRAD GREENSPAN, Petitioner, v. U.S. SECURITIES & EXCHANGE COMMISSION…

Court:UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

Date published: Jun 19, 2018

Citations

No. 17-72832 (9th Cir. Jun. 19, 2018)