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Gawlik v. Semple

Superior Court of Connecticut
Aug 31, 2018
NNHCV165036776 (Conn. Super. Ct. Aug. 31, 2018)

Opinion

NNHCV165036776

08-31-2018

Jan GAWLIK v. Scott SEMPLE, Comm’r of Correction et al.


UNPUBLISHED OPINION

OPINION

Steven D. Ecker, J.

This is an action for declaratory and injunctive relief brought by an inmate at the Cheshire Correctional Institution against various prison officials and staff. Plaintiff, Jan Gawlik, claims that defendants have violated his constitutional and statutory rights to religious freedom by refusing to deliver incoming mail containing blank religious "prayer cards" and matching envelopes, used religious books, and religious newspapers sent from a source other than the publisher. He seeks a declaratory judgment holding that his religious rights have been violated by defendants’ practices and policies governing delivery of these items, and an injunction requiring the Commissioner of Correction to delete those portions of the Department of Correction ("DOC") administrative directives that prohibit the delivery of such items. He also seeks a judicial declaration that the administrative directives at issue were promulgated illegally because the DOC adopted them without complying with the procedural requirements of the Uniform Administrative Procedures Act, General Statutes § 4-166 et seq.

A bench trial was held before the undersigned judge on January 25, 2017, January 31, 2017, and March 22, 2017. Extensive post-trial briefs were submitted by the parties. For the reasons that follow. judgment is entered in favor of defendants.

The final brief was filed July 17, 2017. The parties thereafter waived the 120-day deadline set forth in General Statutes § 51-183b. See Docket Entry #133.00 (Notice of Joint Consent dated 10/27/17).

I. Finding of Facts

Plaintiff Jan Gawlik is serving a sixty-year sentence for murder. He is incarcerated at Cheshire Correctional Institution (Cheshire), which houses approximately 1300 inmates. Gawlik describes himself as a devout Catholic. His family is from Poland. He speaks Polish, and was raised as a "Polish Catholic." Gawlik has decided that he wants to become a Catholic priest, and is engaged in a self-directed course of study toward that end. He also takes part in many religious practices and activities at Cheshire. He participates in daily mass services, and also attends a collective weekly mass on Wednesdays. On Mondays, he attends a weekly Bible study class run by volunteers from the Legion of Mary. He attends a weekly confirmation class conducted by one of the prison chaplains, Deacon Robles. Gawlik also reads religious texts and books about religion; he has access to many religious books including various bibles and other texts, and keeps approximately fifteen (15) different religion-related books in his cell. He also donates money from his prison account to outside religious organizations that aid poor, hungry, homeless, and/or disabled individuals.

Plaintiff is not enrolled in any organized educational or training program to study for the priesthood.

Plaintiff’s present lawsuit complains that his religious freedom, and other legal rights, are being violated by DOC employees at Cheshire as a result of their refusal to deliver certain types of incoming mail to him. Four types of incoming mail are at issue. The first is used books. Three used books ordered by plaintiff were rejected by DOC staff: (1) a used copy of the 1983 Code of Canon Law, promulgated by Pope John Paul II; (2) a book entitled "The Book of Angels"; and (3) a book entitled "International Eucharistic Congress Pictorial Album." See Pl. Exs. 22, 33, 36, 37, 38, 56, 56-A. All three books were purchased by plaintiff from a company called Preserving Christian Publications, Inc. See Pl. Ex. 35 (company catalogue, August-September 2016). All three books are religious in nature.

The record also includes reference to a used book entitled The Lovely Eucharist and Jesus Christ, which the Cheshire prison authorities also rejected for delivery to plaintiff. It is unclear if this was a fourth book, or, instead, a reference by a different name to the third book listed above. There is no need to resolve the question for purposes of this adjudication.

Upon delivery to the mailroom at Cheshire, the books were rejected by DOC personnel under the authority of either or both of two provisions of DOC Administrative Directive 10.7 ("Inmate Communications"). The first directive, A.D. 10.7(4)(G)(1) ("Review, Inspection and Rejection"), includes the following general authorization to reject mail after the mandated inspection: "All incoming general correspondence may be rejected if such review discloses correspondence or material(s) which would reasonably jeopardize legitimate penological interests, including, but not limited to ... (a) [preventing] the transport of contraband in or out of the facility." The second directive, A.D. 10.7(4)(N) ("Incoming Publications and Educational Materials"), states in relevant part: "An inmate may order books in new condition only from a publisher, book club, or book store [emphasis added.]" The DOC’s underlying security concerns are discussed below at pp. 15-16.

The precise meaning of this language is not crystal clear. It could mean (as DOC maintains) that inmates may order for purchase only new books, and those purchases may be made only from the designated categories of vendors (publishers, book clubs or book stores). Alternatively, the directive could be construed to mean that inmates may order only new books from the designated vendors (publishers, book stores or book stores). This reading would imply, or at least leave open the possibility, that inmates are allowed to order used books and non-book publications from sources other than publishers, book stores or book stores. Plaintiff does not appear to challenge DOC’s construction as a grammatical matter. In any event, it is clear to the court that the DOC’s construction is the intended meaning.

The second type of rejected material consists of newspapers mailed to Gawlik from outside sources other than the publisher. The newspapers included "The Catholic Transcript," which is a publication of the Archdiocese of Hartford, "Narod Polski," a bilingual publication of the Polish Roman Catholic Union of America, and various Polish-language newspaper editions published by the New Britain Herald. See Pl. Ex. 6. The newspapers evidently were forwarded to plaintiff by someone associated with the Cyril and Methodius Church, in Hartford. Connecticut, and perhaps other sources; they were not mailed to plaintiff directly from the publisher or a commercial vendor. DOC staff explained to plaintiff at the time that the newspapers were rejected by DOC personnel on the ground that "magazines and newspapers [are] allowed only by subscription or if mailed directly from the bookstore/bookseller/vendor." Pl. Ex. 47 (rejection form dated January 6, 2017).

A few other religious magazines/pamphlets are also included by plaintiff in this category of rejected items. See Pl. Ex. 6.

The third type of rejected materials consists of large quantities of "blank" religious "prayer cards" and matching envelopes sent to plaintiff, free of charge, as a gesture of gratitude, by the churches, missions, and other religious organizations to which he has made monetary donations. Apparently it is not unusual for these organizations to respond to a donation by sending a note of thanks, accompanied by a set of blank greeting cards of the type sold in stationary stores and gift shops. The cards typically are embossed with religious icons, symbols, prayers, biblical quotations, and the like. Matching envelopes are included. The idea is that the donor can use the cards to communicate religious messages to friends and loved ones on holidays and other occasions. Plaintiff wanted to use the cards for that purpose because he liked their religious messages, in contrast to what he called the "pagan" or "non-religious" cards available from the prison commissary. Compare Pl. Ex. 4 (examples of "religious" prayer cards with Pl. Ex. 5 examples of "non-religious" holiday cards). A combination of considerations under Administrative Directives 10.7 and 10.8 formed the basis of DOC’s rejection of these cards and envelopes. See below at pp. 20-22.

The fourth type of rejected mail includes religious and non-religious greeting cards or home-made cards (relatively few in number) containing glitter, crayon, lipstick, or similar decorative materials. Some of these were holiday cards for Christmas or Easter sent by correspondents in Poland; one rejected item was a decorative drawing made by plaintiff’s god-daughter. These cards and other items were rejected by DOC staff, under the authority of A.D. 10.7, based on concerns that illegal drugs, including a substance known as "suboxone," have been found in similar decorative features of incoming correspondence sent to other prison inmates, both at Cheshire and elsewhere. DOC has no means by which to conduct drug testing on each piece of incoming mail with these decorative features. See below at pp. 17, 22.

Before commencing the present lawsuit, plaintiff filed numerous administrative grievances and appeals concerning the staff’s refusal to deliver the used books, blank prayer cards and envelopes. Administrative Directive 9.6 sets forth procedures governing inmate requests for administrative relief from adverse decisions regarding various conditions of confinement, including everything from allegations of improper disciplinary action to the unjustified rejection of incoming mail. See A.D. 9.6(4)(A)-(M). The DOC administrative review process varies somewhat depending on the subject-matter at issue, but in general begins with an attempt at informal resolution, moves to a procedure involving a formal written grievance by the inmate, and then provides for one or more sequential levels of review ascending the administrative hierarchy.

The problem involving delivery of newspapers to plaintiff did not arise until after this lawsuit was filed. Plaintiff never amended the complaint to include a claim based on rejection of the newspapers, but the issue was made part of the case by the submission of such evidence at trial, without objection. The newspaper issue also was addressed by the parties in their respective post-trial briefs. The Court deems the complaint to have been amended to conform to the proof in this regard.

The principal target of plaintiff’s complaints was defendant Simone Wislocki, a DOC employee who works as a "mail-handler" at Cheshire. Mail-handlers are responsible for reviewing and inspecting incoming mail to determine whether the incoming item will be delivered to the addressee inmate under applicable DOC policy, including A.D. 10.7(4)(G) ("Incoming Correspondence") and A.D. 10.7(4)(N) "Incoming Publications and Educational Materials"). The record reflects that Wislocki rejected plaintiff’s incoming mail containing blank prayer cards and envelopes on many occasions in 2015 and 2016. Plaintiff was made aware of the rejections when he received a DOC form entitled "Returned Letter or Funds Notification," which was completed by Wislocki in connection with some (but not all) of the rejected cards and envelopes. The three used books were rejected in 2016 and early 2017. The newspapers were rejected in early 2017.

Of plaintiff’s numerous administrative grievances and appeals relating to these rejections of incoming mail, some complaints focused on substantive issues involving the alleged violation of his religious freedom under federal and state law. See, e.g., Pl. Ex. 16, 17, 28, 36, 43, 45, 46, 46A, 48, 48-A. Other complaints were procedural in nature, and claimed, for example, that Wislocki was rejecting prayer cards without providing plaintiff with notice of rejection required by A.D. 10.7(4)(G)(2) or 10.7(4)(N)(3), see, e.g., Pl. Ex. 21A, 21B, 23-25, 29, or that the rejection/administrative review process in some other respect had not been conducted in accordance with applicable DOC policy, see, e.g., Pl. Ex. 37, 41, 56, 56-A. It does not appear that any of these administrative grievances or appeals was successful.

The record is replete with evidence that plaintiff pursued certain avenues of administrative recourse, by filing grievances and appeals from denied grievances in connection with the mail handler’s rejections of the used books, prayer cards/envelopes, and newspapers. The record is equally clear, however, that plaintiff did not pursue other available means for obtaining relief. Thus, with respect to prayer cards, for example, Administrative Directive 10.8(5)(1) provides expressly that inmates may seek permission from the Director of Programs or Treatment or that person’s designee to purchase religious articles not available through the prison cornmissary. Testimony at trial established that this recourse was available to plaintiff, but was not used by him as a way to obtain prayer cards or other items that he considered religiously appropriate. Likewise, evidence at trial established that the DOC allows inmates to obtain permission from designated DOC personnel to engage in "individual religious practices," which is defined in include, without limitation, "access to religious publications." A.D. 10.8(5)(D). The procedure for obtaining permission under A.D. 10.8(5)(D) requires the inmate to submit a request to the correctional facility’s Director of Religious Services (Father Bruno during the time in question at Cheshire), who is required to "consider whether there is a body of literature stating principles that support the practices and whether the practices are recognized by a group of persons who share common ethical, moral or intellectual goals." Id. For security reasons. the directive also requires approval by the DOC Deputy Commissioner of Operations. Again, the trial record shows that plaintiff made no effort to obtain the desired items under A.D. 10.8(5)(D). Nor did he purchase a subscription to any of the newspapers that he wished to receive, despite having ample personal funds to do so. See A.D. 10.7(4)(N) (procedure for ordering subscriptions).

The Court’s findings are based solely on evidence presented at trial. The Court cannot, and has not, taken into consideration any non-record exhibits submitted with plaintiff’s post-trial briefs. Plaintiff’s post-trial briefs include certain factual assertions and documents relating, in particular, to alleged efforts by him to obtain individualized permission, on religious grounds, to obtain access to otherwise prohibited items. Plaintiff was given every opportunity to present his proof at trial. He was well-prepared and well-organized, and did not appear to have any difficulty marshaling the evidence as he deemed necessary. There was clear and unequivocal evidence submitted at trial about what plaintiff did- and did not do- as part of his efforts to obtain the religious materials at issue. No extra-record submissions on this topic will be considered by the Court.

This same directive also states: "Donated religious articles and religious items shall not be permitted from any source." Plaintiff’s alternative under A.D. 10.8(5)(I) was to seek permission to purchase the type of prayer cards that suited his preferences. The record is clear that he had abundant personal funds available to him, had he wished to avail himself of this option.

"For institutional safety and security, all recommendations for religious practices shall require approval of the Deputy Commissioner of Operations or designee in consultation with the Director of Religious Services." Id.

The court has paused to highlight plaintiff’s failure to pursue alternative means of redress because this evidence, though not essential to the judgment, reinforces the court’s conclusion (based in large part on his own statements at trial) that plaintiff was more interested in battling with the DOC over abstract principles than actually obtaining possession of the religious materials at issue. Rather than purchasing a newspaper subscription, or buying new religious books (presumably available in many thousands of titles through nationwide vendors), or working through proper channels at Cheshire pursuant to Administrative Directive 10.8 to obtain a workable, pragmatic solution providing him access to the sought-after religious materials without creating a risk to prison security, plaintiff viewed the situation as a personal battle between himself and a "malicious" mail handler (Simone Wislocki), and he became fixated on vindicating his absolutist and incorrect view of his legal "rights." It is clear from plaintiff’s administrative grievances and the testimony at trial that plaintiff considered the rejections as part of a campaign waged by Wislocki against him personally, and believed that Wislocki was acting out of a combination of religious animus and personal antipathy. See, e.g., Pl. Ex. 16 (containing various administrative filings by plaintiff accusing Wislocki of "superseding" order to deliver "religious media mail"; accusing Wislocki of engaging in deliberate actions to purposely cause harm to plaintiff as a "malicious punitive measure," and "knowingly" violating his religious freedom); Pl. Ex. 24 (grievance accusing Wislocki of implementing "punitive measures" against plaintiff by rejecting mail); Pl. Ex. 45 stating that Wislocki’s disposition reflects "deliberate indifference" to his grievances; Pl. Ex. 46 (accusing mailroom staff of "fabrication" and allowing "ego and pride" to impair their performance); Pl. Ex. 58 accusing Wislocki of "lying" with respect to basis for rejection).

The parenthetical observation in the text is common knowledge in this day and age, but is not part of the record, and is not relied upon by the court in reaching its conclusions in this case. It is made for the benefit of any reader who may be interested in seeking a non-judicial solution to similar problems in the future. Vendors such as Amazon and Barnes & Noble offer for sale more new book titles than could be read in a lifetime. These vendors apparently will ship new books directly to correctional facilities upon purchase by or on behalf of an inmate. See, e.g., https://www.amazon.com/gp/help/customer/display.html?nodeld=201910480 . If an inmate is unable to place an order directly, Connecticut DOC’s website indicates that friends or family can order new books from such vendors for direct mailing to the correctional facility. See https://portal.ct.gov/DOC/Common-Elements, Common-Elements/Frequently-Asked-Questions-FAQ .

Quotation marks are used because plaintiff’s position fails to acknowledge the significant limitations on these rights in the prison setting, as discussed in the legal analysis, below.

Plaintiff’s administrative complaints contain allegations concerning other DOC employees as well, but Wislocki is the primary focus of his grievances.

Plaintiff filed this lawsuit in mid-2016. He seeks injunctive and declaratory relief of two kinds. First, he requests a judicial decree requiring defendants to deliver to himself (and all other inmates) all

religious and non-religious cards with factory glitter ... all artwork, letters, sketches, drawings, anything artistic ... any form of communication from adults and/or children, written or colored or drawn in colored pencil(s), crayons, markers, letters sent with a lipstick kiss ... used books, donated books, used donation[s] from prison ministries, church[e]s, envelopes with and without postage, newspapers donated from church[e]s, prayer, photobooks [sic], flyers, bookmarks, pamphlets, and any or all donations ...

See Plaintiff’s Post-Trial Brief dated May 22, 2017, at 53; See, also Plaintiff’s "Injunction" dated January 31, 2017 (seeking permanent injunction prohibiting DOC from rejecting plaintiff’s "Religious media mail, Religious correspondence, all Prayer Cards, Religious blank envelopes, Religious Pamp[h]lets, Religious Literature, Religious books used and new from publisher(s), Book Store(s), Book Clubs, Libraries, Religious stationary, Religious Notebook(s), Religious Posters, Bookmark(s), Religious Catholic Denominational materials in all forms of Correspondence from church[e]s, missions, orphanages, organizations, etc., incoming and outgoing, ordered/sent to the Plaintiff ...").

Second, plaintiff seeks a declaratory judgment determining that the DOC administrative directives applicable to inmate property (A.D. 9.6), inmate correspondence (A.D. 10.7) and religious services (A.D. 10.8) are invalid because they were not promulgated as "regulations" pursuant to the UAPA, Conn. Gen. Stat. § 4-166 et seq. See, e.g., Plaintiff’s "Declaratory Judgment" dated February 27, 2017.

As noted, a bench trial before the undersigned was held over the course of three days. Plaintiff personally appeared, and represented himself in a capable and organized manner. He submitted voluminous exhibits which were admitted into evidence without objection. In addition to his own testimony, plaintiff called numerous DOC employees as witnesses, including defendant Simone Wislocki (the Cheshire C.I. mail handler), Selena Rios, DOC District Administrator Angel Quiros, DOC Director of Security Christine Whidden, Captain Robert Hartnett, and Deputy Warden Richard LaFarge. These witnesses were cross examined by plaintiff on a range of subjects relating to DOC policies and practices concerning incoming mail and related security issues, media review procedures for rejected books, administrative review of grievances, and religious services available to inmates.

The court finds that there is no credible evidence whatsoever to support plaintiff’s claim of discriminatory treatment based on religion. The rejected items- books, newspapers, blank cards and envelopes, decorated cards and artwork from relatives, etc.- were disallowed based on content-neutral considerations of safety and security in a prison setting. After hearing all of the testimony and viewing all of the exhibits, the court is convinced that the items would have received identical treatment had their content related to the New York Yankees, the native birds of Indonesia, or any other subject, religious or non-religious. This finding does not end the case in all respects, but it is important to highlight this particular finding at the outset.

II. Legal Analysis

A. Plaintiff’s First Amendment Claims

Plaintiff’s First Amendment claims cover relatively well-worn ground. It is clear that a person’s constitutionally-protected speech and religious rights are not forfeited upon criminal incarceration. See, e.g., Bell v. Wolfish, 520 U.S. 520, 545 (1979) "("[O]ur cases have held that sentenced prisoners enjoy freedom of speech and religion under the First and Fourteenth Amendments"). It is equally clear, however, that these rights are subject to significant curtailment in the prison setting. Id. ("But our cases also have insisted on a second proposition: simply because prison inmates retain certain constitutional rights does not mean that these rights are not subject to restrictions and limitations. ‘Lawful incarceration brings about the necessary withdrawal or limitation of many privileges and rights, a retraction justified by the considerations underlying our penal system.’ " (quoting Price v. Johnstone, 334 U.S. 266, 285 (1948) ). These general principles are firmly established. See, e.g., Beard v. Banks, 548 U.S. 521, 528-29 (2006) (plurality opinion); Shaw v. Murphy, 532 U.S. 223, 229 (2001); Thornburgh v. Abbot, 490 U.S. 401, 409 (1989); O’Lone v. Estate of Shabazz, 482 U.S. 342, 348 (1987); Turner v. Safley, 482 U.S. 78, 890-90 (1987).

Plaintiff raises constitutional free speech as well as religious freedom claims, under both the federal and Connecticut constitutions. He provides no independent analysis of the state constitutional claims, however, and those claims therefore are deemed abandoned. See State v. Arias, 322 Conn. 170, 185, 140 A.3d 200, 209 (2016) ("Because the defendant has not provided an independent analysis of his state constitutional claim under State v. Geisler, 222 Conn. 672, 684-86, 610 A.2d 1225 (1992), we consider that claim abandoned and unreviewable"); Connecticut Light & Power Co. v. Dept. of Public Utility Control, 266 Conn. 108, 120, 830 A.2d 1121 (2003)."("[The Connecticut Supreme Court] repeatedly [has] stated that [it is] not required to review issues that have been improperly presented to [it] through an inadequate brief ... Where a claim is asserted in the statement of issues but thereafter receives only cursory attention in the brief without substantive discussion or citation of authorities, it is deemed to be abandoned ... These same principles apply to claims in the trial court ." (Citation omitted: emphasis added; internal quotation marks omitted.) )

The following analysis will focus on plaintiff’s First Amendment free-exercise claims because those are the focus of his case. The same legal standard, taken from Turner v. Safley, supra, also applies to his First Amendment free-speech claims, with the same results. See, e.g., Thornburg v. Abbott, 470 U.S. 401, 414 (1989) (holding that Turner analysis applies to inmates’ free-speech claims relating to publications sent into prison). The applicable legal analysis under Turner considers four factors:

Many courts, before reaching the Turner factors. conduct a "threshold" inquiry requiring the plaintiff to show "that the disputed conduct substantially burdens his sincerely held religious beliefs." Salahuddin v. Goord, 467 F.3d 263, 274-75 (2d Cir. 2006) (citation and inner quotation marks omitted). At least in the Second Circuit, the continuing vitality of the "substantial burden" test in constitutional free-exercise cases remains an open question after the Supreme Court’s statement, in Employment Division v. Smith, 494 U.S. 872 (1990), that application of the test "embroils courts in the unacceptable business of evaluating the relative merits of differing religious claims." Holland v. Goord, 758 F.3d 215, 220 (2d Cir. 2014) (internal quotation marks and citation omitted). See Salahuddin, supra, 467 F.3d at 274 n.3; George v. Cty. of Westchester, No. 17CV3632NSRJCM, 2018 WL 3364393, at *3 (S.D.N.Y. July 10, 2018); Sabir v. Williams, No. 3:17-CV-749 (VAB), 2017 WL 6514694, at *5 (D.Conn. Dec. 19, 2017). Because its current vitality as part of the constitutional free-exercise analysis remains in doubt, and because plaintiff’s free-exercise claim here fails for other reasons under the four-factor Turner test, the Court will not consider the "substantial burden" issue as part of its constitutional analysis. If the issue were considered, however, it would be decided against plaintiff. See below at pp. 35-37 (analyzing "substantial burden" factor in connection with plaintiff’s claims under Religious Land Use and Institutionalized Persons Act).

[i]n Turner v. Safley, supra ], we adopted a unitary, deferential standard for reviewing prisoners’ constitutional claims: "[W]hen a prison regulation impinges on inmates’ constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests." 482 U.S. at 89. Under this standard, four factors are relevant. First and foremost, "there must be a ‘valid, rational connection’ between the prison regulation and the legitimate and neutral governmental interest put forward to justify it." Id. [Citation omitted.] If the connection between the regulation and the asserted goal is "arbitrary or irrational," then the regulation fails, irrespective of whether the other factors tilt in its favor. Id. at 89-90. In addition, courts should consider three other factors: the existence of "alternative means of exercising the right" available to inmates; "the impact accommodation of the asserted constitutional right will have on guards and other inmates, and on the allocation of prison resources generally"; and "the absence of ready alternatives" available to the prison for achieving the governmental objectives. Id. at 90.

Shaw v. Murphy, supra, 532 U.S. at 229-30. See, e.g., Mikell v. Folino, 722 Fed.Appx. 304, 308 (3d Cir. 2018) (applying Turner test to prisoner’s religious freedom claims involving dietary restrictions); Keys v. Torres, No. 16-41518, 2018 WL 3045266, at *2 (5th Cir. June 19, 2018) (applying Turner test to prisoner’s first amendment challenge to prison mail regulation prohibiting delivery of certain publications); Davis v. Heyns, No. 17-1268, 2017 WL 8231366, at *4 (6th Cir. Oct. 16, 2017) (applying Turner test to prisoner’s religious freedom claims involving dietary restrictions).

The legal standard adopted in Turner reflects a policy of substantial deference to the judgment and expertise of prison officials with respect to issues of prison security. See, e.g., Thornburgh v. Abbott, supra, 490 U.S. at 407-08. (Due to "the expertise of these [prison] officials and recognition that the judiciary is ‘ill equipped’ to deal with the difficult and delicate problems of prison management, this Court has afforded considerable deference to the determinations of prison administrators who, in the interest of security, regulate the relations between prisoners and the outside world.") The Turner Court itself explained the underlying policy considerations:

In our view, such a standard is necessary if "prison administrators ... and not the courts, [are] to make the difficult judgments concerning institutional operations." Subjecting the day-to-day judgments of prison officials to an inflexible strict scrutiny analysis would seriously hamper their ability to anticipate security problems and to adopt innovative solutions to the intractable problems of prison administration. The rule would also distort the decisionmaking process, for every administrative judgment would be subject to the possibility that some court somewhere would conclude that it had a less restrictive way of solving the problem at hand. Courts inevitably would become the primary arbiters of what constitutes the best solution to every administrative problem, thereby "unnecessarily perpetuat[ing] the involvement of the federal courts in affairs of prison administration."
Turner v. Safley, supra, 482 U.S. at 89 (citations omitted).

Plaintiff has failed to meet his burden under the applicable legal standard. His claim relating to the used books will be taken up first. Prison authorities based their refusal to deliver the three used books principally on the mandate contained in A.D. 10.7(4)(N), which states, in relevant part: "An inmate may order books in new condition only from a publisher, book club, or book store." The Directive contains two significant restrictions on an inmate’s ability to obtain books from outside of the correctional facility: first, the book must be new, and second, the seller must be either the publisher, a book club or a book store. At trial, the Court heard credible testimony from numerous DOC witnesses about the legitimate security concerns underlying A.D. 10.7(4)(N). Books in general are a particularly effective means for outsiders to pass contraband into prison. It is difficult for prison staff to detect hidden items such as drugs, weapons, or secret messages (plans of illegal activity), which can easily be secreted in book bindings, between interior pages, or in other overlooked crevices or crannies. A thorough search for such contraband would require prison personnel to inspect every page of every book sent from any source to every prisoner, an untenable task. The purpose of A.D. 10.7(4)(N) is to restrict the flow of such contraband by limiting incoming books to new books sent directly by a publisher or other reputable source. Limiting sources to specified commercial enterprises (publishers, book stores and book clubs) minimizes the risk that an inmate or outsider can arrange with a friend or family member for delivery of banned material. It also makes sense that new books are far easier to inspect for contraband than used books. By limiting permissible incoming items to new books only, sent by specified commercial sources only, the DOC directive makes it less likely that books will serve as a conduit for contraband into prison.

"The burden, moreover, is not on the State to prove the validity of prison regulations but on the prisoner to disprove it." Overton v. Bazzette, 539 U.S. 126, 132 (2003).

"Contraband" necessarily includes a very broad category of items in the prison context because an inmate’s right to possess personal property is strictly limited due to safety and security concerns. See A.D. 10.7(3)(A) ("Definitions/Acronyms") ("Contraband . Anything not authorized to be in an inmate’s possession or anything used in an unauthorized or prohibited manner"). The basic limitation is set forth in Administrative Directive 6.10(1) ("Inmate Property; Policy"), which states; "An inmate may possess only that property authorized for retention upon admission to the facility, issued while in custody, purchased in the facility commissary, or approved at the facility in accordance with this Administrative Directive." In this context. it is important to be aware that many items that we may consider ordinary and innocuous can easily be made into weapons or used for destructive purposes in a prison setting. Shoelaces are one of countless examples. Some such items (sewing needles, for example) are easily hidden. The scarcity of personal property among inmates gives rise to additional security issues. See below at p. 22.

Substantial case law applying Turner v. Safley upholds the constitutionality of similar prison rules prohibiting used books, or otherwise restricting the source or physical characteristics of books sent to inmates. See Minton v. Childers, 113 F.Supp.3d 796, 802-03 (D. Mary. 2015) ("The Court concludes that the prison’s directive banning incoming used books not sent directly by the publisher is not unconstitutional ... The ban is expressly aimed at advancing jail security and protecting the safety of jail personnel and other inmates and is logically connected to those goals"); Phipps v. Vail, No. C 11-5093-BHS-JRC, 2012 WL 472894, *5-*6 (W.D.Wash. January 9, 2012) (rejecting inmate’s first amendment challenge to correctional facility’s decision to refuse delivery of two used books based on valid concern that "the chance of the book being altered or tampered with increases when the book is used [rather than new]"); see also Bell v. Wolfish, supra, 441 U.S. at 550-51 (holding that first amendment is not violated by prison regulation prohibiting inmates from receiving books that were not directly mailed from publisher, book club or book store); Azukas v. Arnone, Case No. 3:14-cv-721 (RNC), 2017 WL 1282196, at *2-*3 (D.Conn. March 31, 2017) (rejecting inmate’s first amendment challenge to Connecticut correctional facility’s decision to refuse delivery of two books based on quantity-limitation provision contained in Administrative Directive 10.7); Walker v. Calderon, No. C 95-2770 FMS, 1997 WL 703774, at *3 N.D.Cal. Oct. 31, 1997) ("Applying the Turner analysis to the ban on the receipt of books mailed by correspondents other than approved or verified vendors, the Court finds first that the regulation is rationally connected to the prison’s concerns about contraband being smuggled into the prison in book packages to which third parties have had physical access").

The first Turner factor, then, is easily satisfied here. There clearly is a valid, rational connection between the general prohibition on used books contained in A.D. 10.7(4)(N), and a legitimate governmental objective in prison security.

Turner also instructs courts to examine three additional factors: the existence of "alternative means of exercising the right"; "the impact that accommodation of the asserted right will have on guards and other inmates, and on the allocation of prison resources generally" and "the absence of ready alternatives" available to the prison for achieving the governmental alternatives. 482 U.S. at 90. These considerations also favor the defendants’ position on this record.

Plaintiff has at least two alternative means of exercising the right to religious freedom at issue. First, there is an administrative procedure available to plaintiff by which he can request religious books that are unavailable. As explained, A.D. 10.8(5)(D) provides a mechanism by which inmates may obtain permission to engage in "individual religious practices," which includes "access to religious publications" not otherwise available in the prison library or through the usual means under A.D. 10.7(4)(N) (purchase of new books). The procedure requires approval by the Director of Religious Services and the Deputy Commissioner of Operations. The evidence at trial established that plaintiff never pursued this option. See above at pp. 7-8. Second, plaintiff has virtually unrestricted access to new books. See, e.g., Minton v. Childers, supra, 113 F.Supp.3d at 804 ("[Plaintiff] was allowed to receive new books from the publisher"). No showing has been made that plaintiff is unable to obtain new books containing essentially the same or equivalent material as that contained in the three "out-of-print" books made unavailable to him under A.D. 10.7(4)(N). The Court does not find, on this record, that any of these books contain information that is unique, unusual or particularly distinctive in form, expression or substance.

The third Turner factor asks what impact accommodation of the asserted right will have on prison staff, other inmates, and the allocation of prison resources generally. There are approximately 1300 inmates housed at Cheshire alone. Every day, eight to fourteen bins of incoming mail addressed to inmates are delivered for distribution at Cheshire, and, because contraband cannot be found unless it is seen or felt, every single item (except legal mail) must be visually and "tactilely" inspected by a DOC mail handler before it is delivered to an inmate. The mail handler must search for contraband of all types, including seemingly innocuous items that can be used for improper or illegal purposes. The task is made more difficult due to the fact that some prohibited items are easily hidden or camouflaged. Certain drugs such as "suboxone" can be easily hidden or absorbed in paper strips or other unobtrusive materials "laced" with the illegal substance, for example. This has occurred many times at DOC facilities in connection with incoming mail items.

Under these circumstances, and in light of the grave dangers that can arise when incoming contraband escapes detection, it is reasonable for the DOC to draw the line where it does, by distinguishing between new and used books as an efficient and sensible means to deploy its limited resources for the purpose of safeguarding the prison population while still allowing its residents robust, expansive access to published books. A new book mailed directly from the vendor presumably can be delivered to an inmate after a relatively quick, cursory inspection. Inspection of a used book, by contrast, would require a mail handler to engage in a time-consuming examination of the binding, cover, interior markings (for improper messages), and even individual pages (to ensure that the paper has not been glued together or "laced" with suboxone). Anything less than a painstaking, resource-intensive inspection of used books would place at risk the safety and security of prison guards and other inmates alike. This third Turner factor therefore also weighs in favor of upholding the prison policy. See, e.g., Phipps v. Phelps, supra, at *6. ("A much more costly search process would have to be implemented [if used books were allowed].")

Fourth and finally, there is no reason for the court to believe that the policy with respect to used books is an unreasonable, "exaggerated response to prison concerns." Turner, supra, 482 U.S. at 90. Plaintiff has failed to identify any "alternative that fully accommodates the prisoner’s rights at de minimis cost to valid penological interests."

Plaintiff’s constitutional free-exercise claims regarding an asserted right to receive blank prayer cards/envelopes and non-subscription newspapers fails for much the same reasons. Judge Christopher Droney addressed and rejected a similar claim in the case of Sadler v. Lantz, supra, 2011 WL 4561189. Sadler apparently was brought as a free-speech rather than a free-exercise claim, but the same four-factor Turner analysis was employed to adjudicate whether the inmate had a First-Amendment right to receive a blank greeting card and envelope from outside sources. This Court finds Judge Droney’s analysis persuasive. Sadler explains that the DOC policy prohibiting incoming mail containing blank cards and unused envelopes in that case rested on the same basic underlying set of directives relied upon by defendants in the present case:

DOC Administrative Directive 6.10 ("Administrative Directive 6.10"), which was in effect at the time of the rejection of the [rejected blank] card, provided that an inmate "may possess only that property authorized for retention upon admission to the facility, issued while in custody, purchased in the facility commissary, or approved at the facility in accordance with this Administrative Directive." Id. at 6.10(1). Contraband is defined as "an item: not authorized to be in an inmate’s possession; ..." Id. at 6.10(3)B. The main purpose of Administrative 6.10(1) is to minimize the opportunity for contraband to be sent to inmates from individuals outside of prison. In addition, the directive serves to minimize the time spent by correctional staff in searching correspondence.

Administrative Directive 10.7, which was also in effect at the time of the rejection of items mailed to the plaintiff, provided that:

All incoming general correspondence shall be opened and inspected for contraband and money ... All incoming general correspondence may be rejected if such review discloses correspondence or material(s) which would reasonably jeopardize legitimate penological interests, including, but not limited to, material[s] which contain or [are believed to contain or] concern: (a) the transport of contraband in or out of the facility ... Incoming general correspondence containing any of the foregoing may be restricted, confiscated, returned to the sender, retained for further investigation, referred for disciplinary proceedings or forwarded to law enforcement officials.
Id. at 10.7(4)F(1). These Directives provided the basis for the [DOC’s] prohibition of blank greeting cards. Sadler v. Lantz, supra, 2011 WL at *3. In addition, A.D. 10.7(4)(G)(1)(h) expressly prohibits inmates from receiving incoming mail containing "blank envelopes with or without postage stamps."

The relevant language in the administrative directives remains essentially unchanged in substance since Sadler, which was decided in 2011. Two slight alterations made by DOC in 2013 are indicated by the Court in the quoted excerpt above using brackets.

To ensure the ready availability of materials needed by inmates to correspond in writing with the outside world, A.D. 10.7(4)(P) mandates that "each correctional facility commissary shall sell ... stationary, envelopes, postage, greeting cards and postage ..." In addition, indigent inmates must be provided postage and writing materials free of charge. A.D. 10.7(4)(D).

These policies are content-neutral, and plainly bear a rational connection to the safety and security concerns identified by the DOC witnesses, particularly Wislocki, Quiros, Whidden, and LaFarge. As in Sadler, this Court heard credible testimony about the real, non-fanciful risk that outsiders will attempt to convey drugs (such as suboxone) to inmates by "lacing" the decorations or adhesives contained on cards or stationary with the illegal substance. See Sadler, supra, 2011 WL 4561189 at *3, *5. Witnesses, including District Administrator Quiros and Director Whidden, also testified credibly that careful control over the incoming supply of blank cards and envelopes in prison is considered necessary due to safety and security risks associated with barter and trade among inmates. See also Sadler, supra, 2011 WL 4561189 at *6 ("[P]ermitting unsigned greeting cards to be mailed to inmates would also increase the likelihood of inmate barter or trade, gambling and thefts and inmate argument and fighting, with the potential for injuries to both correctional staff and inmates"). The large volume of cards sent to plaintiff in the present case, and the resulting resource imbalance relative to other inmates, could only have increased the potential for such problems here.

The testimony and exhibits established that suboxone and certain other drugs can be concealed in decorative materials (script or drawings made with crayon, colored-pencil, or glitter) used in cards and artwork mailed to inmates. See, e.g., Def. Exs. A, B.

The other three Turner factors also weigh in favor of the constitutionality of the prohibition on incoming mail containing blank cards/envelopes. Cards, envelopes and blank paper are all available to inmates through the prison commissary. If plaintiff does not like the pre-printed messages contained on the stock greeting cards, and wishes to communicate a different, more pious or serious religious message, he can use stationary to draw or write his own prayers or religious messages on his own cards. There is no reason to believe that such custom-made cards would encounter any official censorship or curtailment. (Again, the restrictions confronted by plaintiff have nothing to do with the religious content of the incoming cards. Alternatively, if plaintiff prefers commercially-printed religious cards over the home-made variety, but cannot find sufficiently solemn cards at the commissary, he can request individualized approval from the Director of Religious Services to purchase otherwise unavailable religious cards, pursuant to A.D. 10.8(5)(1). See above at pp. 7-9.

The Court also finds that there is no evidence indicating that it would be practicable for DOC to take reasonable steps to accommodate the asserted right to blank prayer cards, while still safeguarding prison security. There are no practical, cost-effective means for individually testing or inspecting the cards and envelopes for drugs like suboxone. Nor has defendant suggested how the prison authorities might mitigate the dangers arising from the underground economy that inevitably would accompany the unrestricted incoming flow of blank cards/envelopes to inmates. The DOC policy barring these items does not violate plaintiff’s constitutional right to free exercise of religion. See Sadler, supra ; Spruytte v. Feighner, 16 F.3d 1221 (6th Cir. 1994) (Table) ("Michigan Department of Corrections Policy Directive PD-BCF-63.03 requires prisoners to purchase items only from authorized vendors. [Plaintiff’s] parents, who are not authorized vendors, sent him the greeting card in the mail. The defendants’ refusal to allow plaintiff to receive the card did not infringe upon [his] constitutional rights"); Avery v. Powell, 806 F.Supp. 7, 10-11 (D.N.H. 1992) (upholding constitutionality of prison policy prohibiting inmates from obtaining blank greeting cards except from authorized vendors).

The Court reaches the same conclusion with respect to the DOC ban on newspapers or magazines sent from sources other than the publisher. For much the same reason that incoming mail containing books must be mailed to inmates from presumptively legitimate commercial sources (publisher, book club or book store), it makes sense that the DOC has seen fit to impose similar restrictions on newspapers and magazines. See, e.g., Ward v. Washtenaw County Sheriff’s Dept., 881 F.2d 325, 328-30 (6th Cir 1989) (upholding constitutionality of prison’s "publisher-only" restriction on magazines); Hurd v. Williams, 755 F.2d 306, 307-08 (3d Cir. 1985) (upholding constitutionality of prison’s "publisher-only." restriction on newspapers and periodicals); Kines v. Day, 754 F.2d 28 (1st Cir. 1985) (upholding constitutionality of prison’s "publisher-only" restriction on hardcover, softcover, and newspaper publications); cf. Minton v. Childers, supra, 113 F.Supp.3d at 803 ("The Court concludes that the [prison] directive banning incoming used books not sent directly by the publisher is not unconstitutional [under Turner ]"); Walker v Calderon, No. C95-2770 FMS, 1997 WL 703774, at *3 (N.D.Cal. Oct. 31, 1997) ("Applying the Turner analysis to the ban on the receipt of books mailed by correspondents other than approved or verified vendors, the Court finds first that the regulation is rationally connected to the prison’s concerns about contraband being smuggled into the prison in book packages to which third parties have had physical access").

Newspapers and magazines, unlike books, usually do not have bindings, but they do contain voluminous densely-printed pages, and this physical characteristic justifies the source restriction imposed by DOC. See Allen v. Coughlin, 64 F.3d 77, 79 (2d Cir. 1995) (observing that the "bulk" of a newspaper makes it difficult to inspect for prohibited content and contraband in the prison setting). Plaintiff does not claim that he is unable to order a subscription to "The Catholic Transcript," or any of the other religious (or non-religious) newspapers he wishes to read. The publications are readily available to him. His claim is solely based on the notion that he should be able to receive these publications from sources other than the publisher. On this evidentiary record, the claim is not viable under Turner. There is no need to repeat the entire analysis again. See above at pp.18-20.

Allen v. Coughlin uses this very point to distinguish between "publisher-only" rules as applied to entire newspapers, which pass constitutional muster under Turner, and a rule that would extend the publisher-only rule to newspaper clippings, which the Second Circuit suggests would be impermissible under Turner due to the relative ease of inspecting clippings. 64 F.3d at 80-81. Newspaper clippings are not at issue in this case.

To summarize, plaintiff has failed to carry his burden to establish any violation of his First Amendment rights. The challenged DOC policies, on this record, pass constitutional muster under the Turner analysis.

B. Due Process and Equal Protection

Plaintiff’s substantive due process claim rests on his assertion that he has been "deprive[d]" of his Catholic religious faith by DOC as a result of its refusal to deliver the used books to study for the priesthood and the prayer cards containing statements of faith central to his religious beliefs. See, e.g., Plaintiff’s Response to Defendants Post-Trial Briefs and Facts dated 6/23/17, at 29 [# 131.00]. He argues that the DOC’s practices are "sadistic and evil," and says that the DOC is operating a "concentration camp that has no respect for human rights, dignity, respect for any human rights." Id.

Plaintiff’s substantive due process claim fails for two reasons. First, the Supreme Court has instructed that "[w]here a particular Amendment provides an explicit textual source of constitutional protection against a particular sort of government behavior, that Amendment, not the more generalized notion of substantive due process, must be the guide for analyzing these claims." County of Sacramento v. Lewis, 523 U.S. 833, 842 (1998) (internal quotation marks and citations omitted); see also Southerland v. City of New York, 680 F.3d 127, 142 (2d Cir. 2012) (citations omitted). Plaintiff’s claims in this case are fundamentally grounded in rights defined by the First Amendment. His claims based on religious freedom and freedom of speech therefore should not be reevaluated under substantive due process principles.

Second, even if (or to the extent that) plaintiff’s allegations warrant independent consideration as substantive due process claims, no violation has occurred on these facts. A person’s substantive due process right under the Fourteenth Amendment is violated when the government’s conduct "shocks the conscience." See, e.g., Velez v. Levy, 401 F.3d 75, 93-94 (2d Cir. 2005) (substantive due process violated by governmental conduct that "is so egregious, so outrageous, that it may fairly be said to shock the contemporary conscience" (quoting County of Sacramento v. Lewis, supra, 523 U.S. at 847 n.8). Although no objective measure has been developed to identify such a violation with scientific precision, it is understood that "malicious and sadistic" abuses of power by government officials, intended to "oppress or to cause injury," and designed for no legitimate government purpose, "unquestionably shock the conscience." Velez v. Levy, supra, 401 F.3d at 94. The doctrine is designed to protect the individual "against ... the exercise of power without any reasonable justification in the service of a legitimate governmental objective." County of Sacramento v. Lewis, supra, 523 U.S. at 845-46 (internal quotation marks and citations omitted).

The record is devoid of any evidence supporting plaintiff’s substantive due process claim. In prison, he remains free to pray and believe as he wishes, attend religious services, abide by religious dietary rules, purchase religious texts (liturgical, theological, legal, historical, and otherwise), and read those texts, virtually to his heart’s content. The sole limitation is that the purchased books must be available from a commercial seller in new condition. This restriction does not shock the Court’s conscience. To the contrary, it appears to be, at most, a relatively insignificant constraint. Plaintiff is fortunate to have the financial resources to purchase new books, religious and non-religious alike, from any publisher or book store that sells books to the public. He clearly has the intelligence and practical ability to arrange for such purchases, and has done so during his incarceration. Or. he can ask friends and family to place the order for him. He also can subscribe to religious newspapers and have them sent by the publisher to his prison address. Or, again, he can have friends and family make those arrangements for him. He can purchase greeting cards from the commissary, or request permission from the Religious Director to buy more religiously-minded cards from other sources or he can make his own customized prayer cards using materials available to him for correspondence with the outside world.

The Court does not wish to trivialize plaintiff’s feeling, expressed so intensively in his briefs and other submissions, that he is subject to severe restrictions on his liberty while incarcerated. He must appreciate, however, that loss of liberty is largely the point of incarceration as a criminal sanction. In his case, that period of confinement is extremely lengthy, and it seems likely that he must confront, on a daily basis, the harsh and painful reality that he will spend most or all of his remaining life behind bars, under near-constant surveillance and subject to the strict control of prison rules enforced by prison guards. The company he keeps, moreover, consists of other inmates similarly situated in many respects. At times, plaintiff undoubtedly must feel very lonely indeed. He also must live with the heavy burden of his particular crime, the killing of his father. This combination of factors may explain, at least in part, his (re)turn to religion.

Gawlik cannot be blamed for feeling frustrated and even dehumanized by his circumstances, and it would not be surprising if these circumstances have made him peculiarly sensitive to the sting of certain restrictions as applied to him. His inability to order a used book on a particular subject, for example, may be highly cathected in a way that fuels his sense of outrage. Perhaps not. But whatever the reason, it is clear that plaintiff’s own personal sense of right and wrong seems genuinely shocked by the deprivation of which he complains. His feelings are not shared by the judicial conscience charged with safeguarding substantive due process, certainly not on this record.

For the reasons addressed in the preceding paragraph, Gawlik can be forgiven for the inapt and wildly inaccurate comparison contained in his brief, quoted above, in which he likens his conditions to those in a "concentration camp." He should be reminded that he sits in prison, not because of his religion, ethnicity, or race, but because he killed a man. Out of respect for the historical record, and in recognition of his own personal role in creating his current state of deprivation, it seems fair to ask him to acknowledge the fundamental differences between his present circumstances and those existing at the "concentration camps" to which he refers.

Plaintiff’s procedural due process claim focuses on two alleged deficiencies in DOC’s treatment of his mail. The first relates to the alleged failure of DOC staff, on occasion, to follow DOC’s own written rules requiring staff to notify plaintiff that his incoming mail had been rejected. See A.D. 10.7(4)(G)(2). The second involves allegations that the Cheshire staff violated applicable procedures by rejecting the used books sent to plaintiff, without complying with the "media review procedures" set forth in A.D. 10.7(N). Neither of these constitutional claims has merit.

Additional procedural grievances are also mentioned in plaintiff’s briefs, but it has been difficult to discern the precise contours of plaintiff’s procedural due process claims, in part because plaintiff’s written presentation contains passing references to certain factual allegations made in multiple, partially-duplicative filings. The Court has done its best to identify the specific procedural due process claims for adjudication.

A procedural due process claim must be based on the deprivation of a constitutionally protected liberty or property interest. See, e.g., Kentucky Department of Corrections v. Thompson, 490 U.S. 454, 460 (1989) ("The types of interests that constitute ‘liberty’ and ‘property’ for Fourteenth Amendment purposes are not unlimited; the interest must rise to more than ‘an abstract need or desire,’ and must be based on more than ‘a unilateral hope.’ Rather, an individual claiming a protected interest must have a legitimate claim of entitlement to it. Protected liberty interests ‘may arise from two sources- the Due Process Clause itself and the laws of the States’ " (citations omitted) ). Numerous doctrinal principles have been developed over the years to guide the analysis of procedural due process claims arising in the prison context. The oft-repeated starting point is the observation that "[although] prisoners do not shed all constitutional rights at the prison gate ... lawful incarceration brings about the necessary withdrawal or limitation of many privileges and rights, a retraction justified by the considerations underlying our penal system." Sandin v. Conner, 516 U.S. 472, 485 (1995) (citations and inner quotation marks omitted). Under Sandin, which involved claims relating to prison disciplinary proceedings, the Court held that inmates are not entitled to procedural due process protections unless the disciplinary measure imposes "an atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life ." Id. at 484 (Emphasis added.) This standard has been applied to a wide variety of due process claims made by prisoners since Sandin was decided, in 1995. See, e.g., Proctor v. LeClaire, 846 F.3d 597, 608 (2d Cir. 2017) (reciting district judge’s unchallenged conclusion that confinement of prisoner in segregated housing for more than a decade gave rise to a cognizable liberty interest under Sandin ); Graziani v. Murphy, No. 3:11-CV-1615 (RNC), 2012 WL 2785907, at *3 (D.Conn. July 5, 2012) (holding under Sandin that complaint failed to state a procedural due process claim arising from suspension of plaintiff’s eligibility for contact visits in prison).

Sandin also makes it clear that the due process clause does not constitutionalize all ostensibly "mandatory" internal rules and directives governing prison life. See Sandin, supra, 516 U.S. at 483-84 (expressly rejecting idea that constitutionally-protected liberty interest in prison context is created by mandatory language in prison regulations). This holding is consistent with the well-settled view that a procedural due process violation is not triggered merely upon a showing, without more, that prison officials have failed to abide by the correctional system’s own written grievance procedures:

Courts of appeal have held that inmates do not have a constitutionally protected liberty interest in having prison officials comply with institutional grievance procedures. See, e.g., Grieveson v. Anderson, 538 F.3d 763, 772 (7th Cir. 2008); Thomas v. Warner, 237 Fed.Appx. 435, 437-38 (11th Cir. 2007); Rhoades v. Adams, 194 Fed.Appx. 93, 95 (3d Cir. 2006); Geiger v. Jowers, 404 F.3d 371, 373-74 (5th Cir. 2005) Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003); Buckley v. Barlow, 997 F.2d 494, 495 8th Cir. 1993) (per curiam). Thus, to the extent that the complaint may be construed to assert a due process claim regarding any institutional grievances, the complaint fails to state a cognizable claim.
Gaskin v. Albreski, No. 3:11-CV-834 AWT, 2012 WL 827073, at *2 (D.Conn. Mar. 8, 2012); accord e.g., Fernandez v. Armstrong, No. 3:02CV2252 (CFD), 2005 WL 733664, at *9 (D.Conn. March 30, 2005) (holding that failure of DOC staff to abide by grievance procedures set forth in A.D. 9.6, standing alone, did not state cognizable claim under federal law).

Defendants argue that plaintiff’s procedural due process claims in the present case are foreclosed by Sandin, because the limitations imposed on plaintiff’s access to reading materials and incoming mail fall far short of the type of "atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life" necessary to trigger due process protections. 516 U.S. at 484. The Court agrees that plaintiff’s procedural due process claims fail under the Sandin standard.

The Sandin standard was formulated to determine the existence of a cognizable "liberty" interest entitled to due process protection. Defendants contend that courts use the same standard in the prison context to decide claims based on an alleged deprivation of a property interest. See Defendants’ Post-Trial Brief at 31-32 (citing cases). Although the case law relied upon by defendants is not crystal-clear on this point, it makes sense that an inmate’s property-based due process claim normally must be analyzed through the lens of the plaintiff’s liberty-based entitlements; because prisoners largely forfeit the right to possess property while incarcerated, and therefore an inmate often will not be able to allege deprivation of a "property interest" within the usual due-process framework. See Board of Regents v. Roth, 408 U.S. 564, 577 (1972) (providing definition of "property interest" in due process analysis). A constitutionally protected "property interest" outside of prison, in other words, is often prohibited "contraband" inside prison. See A.D. 6.10(3)(B) defining "contraband" as "anything not authorized to be in an inmate’s possession ...") At least for doctrinal purposes. it seems sensible in this context to view the "liberty" (as opposed to the "property") component of the Due Process Clause as the source of any limits on the state’s authority to curtail an inmate’s right to possess property. See also Hudson v. Palmer, 468 U.S. 517, 533 (1984) (prisoner’s property rights adequately protected by meaningful post-deprivation procedures under state law).

Less certain, however, is that the Sandin standard encompasses the entire due process analysis applicable to claims implicating First Amendment rights, as plaintiff’s claims do. The question arises because the Supreme Court previously has held that the censorship of inmate mail by prison authorities must be accompanied by certain basic due process protections. See Procunier v. Martinez, 416 U.S. 396, 417-19 (1974) ("The District Court [held that due process] required that an inmate be notified of the rejection of a letter written by or addressed to him, that the author of that letter be given a reasonable opportunity to protest that decision, and that complaints be referred to a prison official other than the person who originally disapproved the correspondence. These requirements do not appear to be unduly burdensome, nor do appellants so contend"). Although the First Amendment analysis adopted in Procunier has since been abandoned in part, see Thornburgh v. Abbott, supra, 490 U.S. at 413-14 (overruling Procunier ’s First Amendment analysis as it relates to incoming mail but not outgoing mail), at least some courts have held that the due process component of Procunier remains good law, such that inmate mail cannot be censored without notice to the inmate and a right to appeal the rejection to a prison official other than the original decision-maker. See, e.g., Krug v. Lutz, 329 F.3d 692, 697 (9th Cir. 2003); Witherow v. Crawford, 468 F.Supp.3d 1253, 1271 (D.Nev. 2006).

There is no need here to definitively resolve this legal question. Even assuming that plaintiff’s right to receive incoming mail is entitled to some procedural due process protection after Sandin, the court finds that he received all the process that was due under the circumstances. See Mathews v. Eldridge, 424 U.S. 319, 335 (1976) (enumerating factors to be considered). Plaintiff received abundant written notifications from the mailroom staff at Cheshire informing him that the blank prayer cards, used books, repackaged newspapers, and other items were being rejected. Plaintiff filed multiple grievances challenging the rejections and explaining why, in his view, the withholding of mail was improper, unjustified and illegal. The grievances were processed up the chain of command; none succeeded. The fact that plaintiff was displeased with the result, of course, does not establish a due process violation.

The parties do not squarely address the issue in their briefing.

Plaintiff complains that he was not given written notification of rejection with respect to every single undelivered item of mail, and it appears to be the case that the mail room did not always provide notice of rejection on every single occasion, due to the volume and/or frequency of prohibited items (prayer cards/envelopes in particular). The fact remains that plaintiff received written notice sufficient to make him fully aware of the basic nature and scope of the interdiction: he knew that the mail room staff was not delivering his mail containing blank prayer cards, envelopes, used books, non-subscription newspapers, and artwork containing crayon and/or glitter. He received many notices and filed many grievances. At least on the facts of this case, when plaintiff was made aware by written notice of the nature and scope of the challenged conduct, due process did not require item-by-item notification of every item. To require redundant notification under these circumstances would serve no purpose except to impose a significant, unnecessary administrative burden on prison staff.

Plaintiff also contends that his due process rights were violated because the three used books ordered by him were rejected without review by the "Media Review Board" (MRB) under the procedures set forth in A.D. 10.7. This argument is based on a fundamental misunderstanding about the function of the MRB, which exists to promulgate guidelines and conduct substantive review and censorship of incoming publications that have been rejected on initial review based on the content of those incoming materials. Thus, for example, if a book or other incoming publication is rejected by mail-room staff because of inappropriate sexual content, or because it contains information about making weapons or alcohol, or depicts methods of escape from correctional facilities, the initial decision to reject the item is subject to review by the MRB. See A.D. 10.7.4(N)(1) and (2). The MRB process played no role in plaintiff’s case because the used books were not rejected based on their substantive content- they were rejected because they were in used condition. See above at pp. 3-4, 15-20. Plaintiff was not entitled to MRB review on these facts.

Plaintiff’s misunderstanding may have been fueled by Officer Wislocki’s mistaken use of the incorrect "Publication Rejection" form on one or more occasions.

Plaintiff’s equal protection claim is not well-elaborated, but the crux of his argument is that defendants treated incoming mail of a "religious" nature differently than secular mail. There is no evidentiary basis for this claim. To the contrary, it is clear to the court that all of the items at issue were rejected based on neutral criteria relating to legitimate concerns regarding institutional security and safety. Religious content had nothing to do with it. There is no credible evidence that otherwise similar non-religious material (e.g., secular used books, secular blank greeting cards from outside sources, or secular repackaged newspapers) were treated any differently. There simply was no evidence of discrimination- or discriminatory intent. See Village of Arlington Heights v. Metropolitan District Housing Corp., 429 U.S. 252, 265 (1977) ("Proof of ... discriminatory intent or purpose is required to show a violation of the Equal Protection Clause").

C. Plaintiff’s Statutory Claims

1. Religious Land Use and Institutionalized Persons Act

Section 3 of the RLUIPA states:

No government shall impose a substantial burden on the religious exercise of a person residing in or confined to an institution as defined in section 1997 of this title, even if the burden results from a rule of general applicability, unless the government demonstrates that imposition of the burden on that person-
(1) is in furtherance of a compelling governmental interest; and
(2) Is the least restrictive means of furthering that compelling government interest.
42 U.S.C. § 2000cc-1(a).

Under the statute’s burden-shifting framework, the plaintiff first must show that (1) the relevant religious exercise is "grounded in a sincerely held religious belief," and (2) the government’s action or policy "substantially burden[s] that exercise." Holt v. Hobbs, 135 S.Ct. 853, 862 (2015). If the plaintiff carries this threshold burden, the burden shifts to the government to show that the challenged action or policy is (1) in furtherance of a compelling governmental interest, and (2) the least restrictive means of furthering that interest. Id. at 863. Despite RLUIPA’s express purpose to protect the religious observances of individualized persons, the statute nevertheless anticipated that courts entertaining RLUIPA challenges "would accord ‘due deference to the experience and expertise of prison and jail administrators.’ " Cutter v. Wilkinson, 544 U.S. 709, 716-17 (2005) (quoting 146 Cong. Rec. 16698, 16699 (2000) (joint statement of Sens. Hatch and Kennedy) ). "Due deference," of course, does not mean "unquestioning" acceptance. Holt v. Hobbs, supra, 135 S.Ct. at 864.

The Court does not question the sincerity of plaintiff’s religious beliefs. He has failed to show, however, that the policies and practices at issue have imposed any meaningful, much less "substantial," burden on the exercise of his religion. There is no evidence that defendants have done anything that directly or indirectly requires or compels or pressures plaintiff to "engage in conduct that seriously violates his religious beliefs," Burwell v. Hobby Lobby Stores, Inc., 134 S.Ct. 2751, 2775 (2014), nor that they have done anything that would prevent him from participating in any activity or practice necessary for him to partake in religious exercise, see, e.g., Holt v. Hobbs, supra, 135 S.Ct. at 862 (prison policy requiring plaintiff to shave his beard, contrary to religious law, substantially burdened religious exercise). It may cause plaintiff a slight inconvenience to order new books rather than used books on a particular subject, or order newspapers directly from the publisher, or make his own religious greeting cards, but these are truly de minimis constraints, and cannot fairly be considered to "burden" the exercise of his religion. There is nothing in the record to support a finding that the unavailability of the books, newspapers or cards at issue actually impair or burden plaintiff’s religious exercise in any material or meaningful respect. See, e.g., Daker v. Warren, 660 Fed.Appx. 737, 746 (11th Cir. 2016) per curiam holding that prisoner failed to establish RLUIPA violation in connection with prison’s ban on hardcover books, because, "[a]lthough [plaintiff] listed some religious books that he could only obtain in hardcover format ... he did not explain or show how the inability to acquire these books constituted a substantial burden on his religious exercise"). Plaintiff is offended by defendants’ assertion of authority which makes certain items available by mail only in accordance with specified security-related procedures, and he might derive religious gratification in having access to the prohibited items (used books and prayer cards). This sense of subjective frustration, however, and plaintiff’s preference for alternative or additional means of religious gratification, do not establish that the prison policies at issue substantially burden plaintiff’s free exercise of religion. See, e.g., Robinson v. Jackson, 615 Fed.Appx., 310, 313-14 (6th Cir. 2015) (holding that prison policy of providing Muslim inmate vegetarian entrees without providing Halal meat entrees did not substantially burden free exercise because vegetarian entrees meet requirements of Halal, and therefore meals do not violate religious beliefs, despite Halal meat entrees being preferred).

2. Connecticut Act Concerning Religious Freedom

Connecticut has adopted a "Little RFRA," the Act Concerning Religious Freedom, Conn. Gen. Stat. § 52-571b ("ACRF"). The ACRF prohibits the state from burdening a person’s exercise of religious freedom under section 3 of the Connecticut Constitution, even if the burden results from a rule of general applicability, § 52-571b(a), unless the state can demonstrate that application of the burden to the person (1) is in furtherance of a compelling governmental interest, and (2) is the least restrictive means of furthering that compelling governmental interest, id., 52-571b(b).

The term "Little RFRA" is the colloquial name given to the statutes enacted by various states following the passage of the federal Religious Freedom Restoration Act of 1993, 42 U.S.C. 2000bb et seq. ("RFRA"). According to the National Conference of State Legislatures, twenty-one states (including Connecticut) had passed such laws as of 2015. See http://www.ncsl.org/research/civil-and-criminal-justice/state-rfra-statutes.aspx (last consulted August 22, 2018).

The statute does not contain definitions of its operative terms. In Rweyemamu v. Comm’n on Human Rights & Opportunities, 98 Conn.App. 646, 659 (2006), our Appellate Court derived a nuanced understanding of the statute’s key provisions, including the prohibition against a state-imposed "burden on a person’s religious exercise," by reviewing the legislative history in light of related doctrinal developments taking place at the federal level. Id. at 559-64. Two important points emerge from the Rweyemamu analysis. First, the "overarching purpose" of the statute was to restore free-exercise jurisprudence to its status prior to the United States Supreme Court’s decision in Employment Division v. Smith, 494 U.S. 872 (1990). See, Rweyemamu, supra, 98 Conn.App. at 660-61. Second, the term "religious exercise" in subsections (a) and (b) of the ACRF refers specifically to religious rituals and practices (as opposed to religious beliefs ). See id. at 664 ("By protecting "free exercise" with the strict scrutiny test of subsections (a) and (b), the legislature intended to provide greater protection to religious practices, such as the ritualistic use of peyote at issue in Smith " (emphasis in original); id. at n.10 (citing to legislative history to provide examples of the kind of free-exercise practices, such as the lighting of candles in church, receiving of wine at holy communion, and wearing a yarmulke in court).

Smith held that the constitutionality of facially neutral laws of general application would be reviewed using the "rational basis" standard, rather than the heightened "strict scrutiny" standard, under the Free Exercise Clause. The Connecticut legislature in the ACRF, like the federal congress in the RFRA, revived the applicability of the pre-Smith "strict scrutiny" standard. The goal of restoring the status quo ante is clear from the Connecticut statute’s legislative history: "[T]o be absolutely clear, this does not- this bill does not expand, contract or alter the ability of a claimant to obtain relief in a manner consistent with the Supreme Court’s free exercise jurisprudence under the compelling interest test prior to the Smith case." 36 S. Proc., Pt. 8, 1993 Sess., p. 2785, remarks of Senator George C. Jepsen, quoted in Rweyemamu, supra, 98 Conn.App. at 660-61.

The clarification provided in Rweyemamu is useful, and confirms that plaintiff cannot prevail under the ACRF. There is no evidence that the prison policies under review in the present case impose any material burden on plaintiff’s "religious exercise" within the meaning of the statute. Plaintiff remains fully able to engage in the rituals, rites and practices of his chosen religion by attending mass, reading the Bible and other sacred texts, observing Lenten dietary restrictions, and so forth. On this record, the fact that plaintiff cannot purchase the three out-of-print books, or receive newspapers and prayer cards from unauthorized sources, fails to establish any violation the ACRF.

D. Plaintiff’s Claim Under the Uniform Administrative Procedures Act

Plaintiff’s final argument is that the DOC administrative directives at issue are invalid because they were not promulgated in accordance with the requirements of the Uniform Administrative Procedures Act, Conn. Gen. Stat. § 4-166 et seq. (UAPA). To adept a regulation under the UAPA, an agency must comply with extensive procedural requirements, which include, among other things, legislative review and approval, see Conn. Gen. Stat. § 4-168. Plaintiff contends that DOC’s failure to follow the required procedures under the UAPA renders the relevant administrative directives legally defective. This claim is without merit for a number of reasons.

The Appellate Court’s holding in Pierce v. Lantz, 113 Conn.App. 98 (2009), which obviously binds this Court, largely disposes of plaintiff’s argument. See also, Harris v. Armstrong, No. CV- 030825678, 2009 WL 5342484, at *3-*5 (Judicial District of Hartford, Dec. 7, 2009) (Prescott, J.) (following Pierce to uphold validity of DOC administrative directive regarding outgoing mail). Pierce involved an inmate’s challenges to the validity of a DOC administrative directive relating to incoming mail restrictions, among other things: plaintiff objected in particular to DOC "censorship" of publications depicting sexual activity between consenting adults. Id. at 101. He argued, as plaintiff does here, that the relevant administrative directive- which, as in the present case, was also contained in A.D. 10.7- had not been adopted as a "regulation" in accordance with the UAPA. The Appellate Court rejected the claim. It reasoned that the administrative directive at issue represented a perfectly legitimate intra-agency interpretation and application of existing regulatory authority conferred on the DOC and its commissioner by General Statutes § 18-81 and various regulations promulgated thereunder. Id. at 103-04.

Pierce points out, first of all, that General Statutes § 18-81 expressly authorizes the Commissioner of Corrections to "establish rules for the administrative practices and custodial and rehabilitative methods of such correctional institutions in accordance with recognized correctional standards." The decision also emphasizes that the administrative guidelines at issue fit within an existing regulatory framework which not only confers general authority upon the commissioner to administer and direct DOC operations, including supervision and direction of DOC facilities and institutions under DOC control, but also contains provisions specifically authorizing inspection and rejection of incoming mail for safety and security reasons . Id. at 103-04 (discussing Regs., Conn. State Agencies § 18-81-1 (general authority), § 18-81-32 (authority to inspect and reject incoming mail), and § 18-81-39 (authority to review and reject incoming publications) ). This statutory and regulatory framework, concludes the Appellate Court, "empowers the commissioner to create such administrative directives for the administration and operation of the correctional institutions." Id. at 104 (footnote omitted).

Pierce provides especially strong guidance here because it involved a challenge to the same administrative directive at issue in the present case, A.D. 10.7, relating to restrictions on incoming mail. And, as Pierce observes, the core provisions of A.D. 10.7 that authorize rejection of incoming mail and publications have been promulgated as regulations under the UAPA. See Regs. Conn. State Agencies § 18-81-32 and § 18-81-39. A.D. 10-7 contains more detailed guidance than the regulations, as one might expect, but the fundamental authority to inspect mail, and reject items posing a potential threat to security, derives from the governing UAPA-compliant regulatory framework.

Section 18-81-32 ("Incoming general correspondence") in pertinent part contains the following language which also appears in A.D. 10-7.4(G)(1), in essentially identical terms: "(a) Review, Inspection and Rejection ... All incoming general correspondence may be rejected if such review discloses correspondence or material(s) which would reasonably jeopardize legitimate penological interests, including, but not limited to, material(s) which contain or concern: (1) The transport of contraband in or out of the facility ... (10) Any other general correspondence, rejection of which is reasonably related to a legitimate penological interest." ("Contraband" is defined in Regs. Conn. State Agencies § 18-81-28(b) to mean "anything not authorized to be in an inmate’s possession or anything used in an unauthorized or prohibited manner.")

A second, independent reason for rejecting plaintiff’s UAPA-based argument is that Conn. Gen. Stat. § 18-78a exempts "security procedures" promulgated by DOC from the UAPA’s procedural requirements. Section 18-78a(a)(1) provides in relevant part: "The provisions of chapter 54 [the UAPA] shall apply to the Department of Correction, except that in adopting regulations in regard to riot control procedures, security and emergency procedures, disciplinary action or classification the Department of Correction shall not be required to follow the procedures in sections 4-168, 4-168a, 4-168b, 4-172, 4-173, 4-174, and 4-176." The various administrative directives relied on by defendants to reject the mail items at issue in the present case were security" procedures within the meaning of 18-78a(a)(1), and therefore are exempt from the procedural requirements of the UAPA. See Beasley v. Commissioner, 50 Conn.App. 421, 434-36 (1998) (holding that administrative directive relating to inmate classification was exempt from UAPA under 18-78a(a)(1); Harris v. Armstrong, supra, 2009 WL 5342484, at *5 (same holding with respect to A.D. 10.7) (Prescott, J.)

Conclusion

Judgment shall enter for defendants. No costs.

Again, this footnote should not be understood as stating factual findings in the present case. It is included for informational purposes only, with the hope that the information might reduce the need for similar book-related prisoner litigation in the future.

Section 18-81-39 ("Incoming publications and materials") contains the following language, which can also be found in A.D. 10.7(N): "Requests for any local orders for books, magazines, newspapers, educational materials or periodicals shall be made through the school principal or other person as designated by the Unit Administrator who shall determine that the inmate is able to pay for such material(s) ... An inmate may order hardcover books in new condition only from a publisher, book club, or book store." Section (a) of 18-81-39 "Procedures for Review of Publications and Sexually Explicit Materials." contains this general statement: "The Unit Administrator may reject a publication only if it is determined to be detrimental to the security, good order, or discipline of the facility or if it might facilitate criminal activity. The Unit Administrator may not reject a publication solely because its content is religious, philosophical, political, social or sexual, or because its content is unpopular or repugnant."


Summaries of

Gawlik v. Semple

Superior Court of Connecticut
Aug 31, 2018
NNHCV165036776 (Conn. Super. Ct. Aug. 31, 2018)
Case details for

Gawlik v. Semple

Case Details

Full title:Jan GAWLIK v. Scott SEMPLE, Comm’r of Correction et al.

Court:Superior Court of Connecticut

Date published: Aug 31, 2018

Citations

NNHCV165036776 (Conn. Super. Ct. Aug. 31, 2018)

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