Opinion
C. A. 3:24-682-MGL-SVH
04-15-2024
Jerome Garcia, Plaintiff, v. James Swick and Michael Leach, Defendants.
REPORT AND RECOMMENDATION
Jerome S. Garcia (“Plaintiff”), proceeding pro se and in forma pauperis, filed this complaint against James Swick and Michael Leach (collectively “Defendants”). Pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Civ. Rule 73.02(B)(2)(e) (D.S.C.), the undersigned is authorized to review such complaints for relief and submit findings and recommendations to the district judge. For the following reasons, the undersigned recommends this case be summarily dismissed.
I. Factual and Procedural Background
Plaintiff brings this action again arguing the South Carolina Family Court (“Family Court”) orders are fraudulent and that DSS has violated his civil rights in prosecuting him related to child support payments and enforcing the court's orders regarding the same. This is Plaintiff's latest attempt to attack the actions of the DSS and the Family Court, which began following his 2018 arrest for failure to comply with a child support order. [ECF No. 1 at 16; ECF No. 10 at 12-14].
Plaintiff's prior cases related to his ongoing battle with DSS and the Family Court include C/A No. 3:20-695-MGL Garcia v. McBride; C/A No. 3:21-1715-SAL Garcia v. Strom; C/A No. 3:21-2780-MGL Garcia v. Lott; C/A No. 22-2266-MGL, Garcia v. Shwedo; and 3:23-3012-MGL, Garcia v. SCDSS Child Support Agency.
Plaintiff alleges he spoke with Swick, who serves as an attorney for DSS.[ECF No. 10 at 15-16]. Plaintiff claims Swick agreed to set a hearing for January 25, 2024, at which neither the court nor the DSS attorney addressed his motions or federal rights complaint. Id. at 16. Plaintiff alleges the DSS attorneys at his hearing acted under the direction of Swick and Leach in ignoring the law. Id. Plaintiff alleges Swick and Leach have “facts that show fraud upon the court” and alleged Swick trains his employees to “look at [p]oor families as targets.” Id. at 17.
Plaintiff refers to Swick as the “lead attorney” and Director of DSS. [ECF No. 1 at 19]. It appears Swick may serve as the Director of the DSS Child Support Division. [ECF No. 1 at 22].
Plaintiff claims Defendants violated his constitutional rights and seeks five million dollars in compensatory damages.
II. Discussion
A. Standard of Review
Plaintiff filed his complaint pursuant to 28 U.S.C. § 1915, which permits an indigent litigant to commence an action in federal court without prepaying the administrative costs of proceeding with the lawsuit. To protect against possible abuses of this privilege, the statute allows a district court to dismiss a case upon a finding that the action fails to state a claim on which relief may be granted or is frivolous or malicious. 28 U.S.C. § 1915(e)(2)(B)(i), (ii). A finding of frivolity can be made where the complaint lacks an arguable basis either in law or in fact. Denton v. Hernandez, 504 U.S. 25, 31 (1992). A claim based on a meritless legal theory may be dismissed sua sponte under 28 U.S.C. § 1915(e)(2)(B). See Neitzke v. Williams, 490 U.S. 319, 327 (1989).
A complaint must contain “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8(a)(2). Pro se complaints are held to a less stringent standard than those drafted by attorneys. Gordon v. Leeke, 574 F.2d 1147, 1151 (4th Cir. 1978). In evaluating a pro se complaint, the plaintiff's allegations are assumed to be true. Fine v. City of N.Y., 529 F.2d 70, 74 (2d Cir. 1975). The mandated liberal construction afforded to pro se pleadings means that if the court can reasonably read the pleadings to state a valid claim on which the plaintiff could prevail, it should do so. A federal court is charged with liberally construing a complaint filed by a pro se litigant to allow the development of a potentially meritorious case. Erickson v. Pardus, 551 U.S. 89, 94 (2007).
The requirement of liberal construction does not mean that the court can ignore a clear failure in the pleading to allege facts that set forth a claim currently cognizable in a federal district court. Weller v. Dep't of Soc. Servs., 901 F.2d 387, 390-91 (4th Cir. 1990). Although the court must liberally construe a pro se complaint, the United States Supreme Court has made it clear a plaintiff must do more than make conclusory statements to state a claim. See Ashcroft v. Iqbal, 556 U.S. 662, 677-78 (2009); Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007). Rather, the complaint must contain sufficient factual matter, accepted as true, to state a claim that is plausible on its face, and the reviewing court need only accept as true the complaint's factual allegations, not its legal conclusions. Iqbal, 556 U.S. at 678-79.
B. Analysis
1. Insufficient Allegations Regarding Defendants' Actions
To state a plausible claim for relief under 42 U.S.C. § 1983, an aggrieved party must sufficiently allege that he was injured by “the deprivation of any [of his or her] rights, privileges, or immunities secured by the [United States] Constitution and laws” by a “person” acting “under color of state law.” See 42 U.S.C. § 1983; see generally 5 Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1230 (3d ed. 2014). To assert a viable § 1983 claim against a state official, Plaintiff must allege a causal connection or affirmative link between the conduct of which he complains and the official sued. See Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009) (providing that a plaintiff in a § 1983 action must plead that the defendant, through his own individual actions, violated the Constitution). Here, Plaintiff generally alleges Defendants violated his constitutional rights, but his allegations regarding Defendants do not state a constitutional violation. Although Plaintiff complains about the court's actions and the DSS attorney's actions, these actions are not attributable to Defendants. Although Plaintiff alleges DSS's actions in general were performed at the direction of Defendants, he has failed to provide any specific factual allegations to support a claim that Defendants directed DSS employees to violate Plaintiff's constitutional violations. Further, although Plaintiff alleges Defendants should have used their authority to vacate a Family Court order [ECF No. 20 at 16], he has failed to show that Defendants had the authority to vacate a court order.
Plaintiff's complaint is before this court pursuant to 42 U.S.C. § 1983. Section 1983 is the procedural mechanism through which Congress provided a private civil cause of action based on allegations of federal constitutional violations by persons acting under color of state law. The purpose of § 1983 is to deter state actors from using their authority to deprive individuals of their federally-guaranteed rights and to provide relief to victims if such deterrence fails.
Even if Swick had been the acting attorney, DSS attorneys are entitled to absolute immunity in their prosecutorial roles. See Shirley v. Drake, 176 F.3d 475 (4th Cir. 1999).
2. No Supervisory Liability Under § 1983
The doctrine of supervisory liability is generally inapplicable to § 1983 suits, such that an employer or supervisor is not liable for the acts of his employees, absent an official policy or custom that results in illegal action. See Monell v. Department of Social Services, 436 U.S. 658, 694 (1978); Fisher v. Washington Metro. Area Transit Authority, 690 F.2d 1133, 1142-43 (4th Cir. 1982). The Supreme Court explains that “[b]ecause vicarious liability is inapplicable to Bivens and § 1983 suits, a plaintiff must plead that each Government-official defendant, through the official's own individual actions, has violated the Constitution.” Iqbal, 556 U.S. at 676; see Slakan v. Porter, 737 F.2d 368, 372-74 (4th Cir. 1984) (finding officials may be held liable for the acts of their subordinates, if the official is aware of a pervasive, unreasonable risk of harm from a specified source and fails to take corrective action as a result of deliberate indifference or tacit authorization). Because Plaintiff fails to allege any specific constitutional violations against Defendants, he is entitled to summary dismissal. Plaintiff's vague allegation that his rights were violated at Defendants' direction is insufficient standing alone to state a claim for relief.
3. The Rooker-Feldman doctrine
Plaintiff's complaint is essentially an attempt to circumvent the rulings made by the Family Court. Under the Rooker-Feldman doctrine, this court may not review findings or rulings made by state courts. Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923); District of Columbia Court of Appeals v. Feldman, 460 U.S. 462, 476 (1983) (holding that a federal district court lacks authority to review final determinations of state or local courts); Jordahl v. Democratic Party, 122 F.3d 192, 199 (4th Cir. 1997). The Rooker-Feldman doctrine extends not only to issues actually decided by a state court, but also to those that are “inextricably intertwined with questions ruled upon by a state court.” Plyler v. Moore, 129 F.3d 728, 731 (4th Cir. 1997). A federal claim is “inextricably intertwined” with a state court decision if “success on the federal claim depends upon a determination that the state court wrongly decided the issues before it.” Safety-Kleen, Inc. (Pinewood) v. Wyche, 274 F.3d 846, 857-58 (4th Cir. 2001). This prohibition includes constitutional challenges. See Curley v. Adams Creek Associates, 409 Fed.Appx. 678 (4th Cir. 2011).
The Supreme Court clarified the scope of the Rooker-Feldman doctrine in Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280 (2005):
The Rooker-Feldman doctrine . . . is confined to cases of the kind from which the doctrine acquired its name: cases brought by statecourt losers complaining of injuries caused by state-court judgments rendered before the district court proceedings commenced and inviting district court review and rejection of those judgments.Id. at 284; see also Davani v. Va. Dep't of Transp., 434 F.3d 712, 713 (4th Cir. 2006) (“Exxon requires us to examine whether the state-court loser who files suit in federal district court seeks redress for an injury caused by the statecourt decision itself. If he is not challenging the state-court decision, the Rooker-Feldman doctrine does not apply.”). Implicit in the doctrine is the recognition that only the United States Supreme Court has jurisdiction over appeals from final state court judgments. Exxon, 544 U.S. at 283; see also 28 U.S.C. § 1257. To the extent the claims in Plaintiff's complaint challenge rulings made by South Carolina state courts, these claims should be summarily dismissed.
III. Conclusion and Recommendation
For the foregoing reasons, the undersigned recommends this matter be summarily dismissed without leave for further amendment.
IT IS SO RECOMMENDED.
The parties are directed to note the important information in the attached “Notice of Right to File Objections to Report and Recommendation.”